Q3 2016 Holdings
Filed 2016-11-15 | 153 holdings | $2.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Broadwind Energy Inc(BWEN) | COM NEW | 11161T207 | $2.7M | 616,431 | 94.6% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $21.2K | 170,800 | 0.7% |
| Powershares QQQ TrustPut | UNIT SER 1 | 73935A104 | $11.9K | 100,000 | 0.4% |
| Vanguard Index FDS(VV) | LARGE CAP ETF | 922908637 | $6.7K | 67,865 | 0.2% |
| Kemet Corp | COM NEW | 488360207 | $6.6K | 1,843,493 | 0.2% |
| Pimco ETF TR(MINT) | ENHAN SHRT MA AC | 72201R833 | $5.0K | 49,421 | 0.2% |
| Atlantic Alliance Partner Co | SHS | G04897107 | $4.9K | 464,828 | 0.2% |
| Solar SR Cap LTD | COM | 83416M105 | $4.6K | 282,323 | 0.2% |
| Vanguard Scottsdale FDS(VCSH) | SHRT TRM CORP BD | 92206C409 | $3.4K | 42,623 | 0.1% |
| Telenav Inc | COM | 879455103 | $3.1K | 547,297 | 0.1% |
| Hc2 Hldgs Inc | COM | 404139107 | $3.1K | 564,359 | 0.1% |
| Vanguard Index FDS(VO) | MID CAP ETF | 922908629 | $3.0K | 23,235 | 0.1% |
| Ishares TR(IWR) | RUS MID-CAP ETF | 464287499 | $2.6K | 15,058 | 0.1% |
| Vanguard Malvern FDS(VTIP) | STRM INFPROIDX | 922020805 | $2.6K | 51,955 | 0.1% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $2.4K | 318,282 | 0.1% |
| Vanguard Scottsdale FDS(VCIT) | INT-TERM CORP | 92206C870 | $2.4K | 26,664 | 0.1% |
| Pennantpark Floating Rate Cap LTD(PFLT) | COM | 70806A106 | $2.4K | 179,320 | 0.1% |
| HP Inc(HPQ) | COM | 40434L105 | $2.3K | 147,261 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $2.1K | 36,611 | 0.1% |
| Digital Turbine Inc(APPS) | COM NEW | 25400W102 | $2.1K | 1,969,540 | 0.1% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $1.9K | 8,651 | 0.1% |
| Ishares(ACWV) | MIN VOL GBL ETF | 464286525 | $1.8K | 23,502 | 0.1% |
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $1.7K | 15,375 | 0.1% |
| Ishares TR(IDV) | INTL SEL DIV ETF | 464288448 | $1.7K | 56,913 | 0.1% |
| Doubleline Income Solutions(DSL) | COM | 258622109 | $1.7K | 86,521 | 0.1% |
| Vanguard Intl Equity Index F(VWO) | FTSE EMR MKT ETF | 922042858 | $1.6K | 41,376 | 0.1% |
| Hewlett Packard Enterprise C(HPE) | COM | 42824C109 | $1.5K | 65,812 | 0.1% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $1.5K | 25,282 | 0.1% |
| Ishares TR(NYF) | NEW YORK MUN ETF | 464288323 | $1.4K | 12,144 | 0.0% |
| Ishares TR(LQD) | IBOXX INV CP ETF | 464287242 | $1.4K | 11,170 | 0.0% |
| Westport Fuel Systems Inc | COM NEW | 960908309 | $1.4K | 850,000 | 0.0% |
| Vanguard Specialized Portfolio(VIG) | DIV APP ETF | 921908844 | $1.4K | 16,080 | 0.0% |
| Ishares TR(EMB) | JP MOR EM MK ETF | 464288281 | $1.2K | 10,516 | 0.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $1.2K | 76,778 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $1.2K | 10,373 | 0.0% |
| Powershares QQQ Trust | UNIT SER 1 | 73935A104 | $1.1K | 9,665 | 0.0% |
| Ishares TR(DVY) | SELECT DIVID ETF | 464287168 | $1.1K | 12,945 | 0.0% |
| Netlist Inc(NLST) | COM | 64118P109 | $906 | 731,000 | 0.0% |
| Ishares TR(USMV) | MIN VOL USA ETF | 46429B697 | $895 | 19,698 | 0.0% |
| Apollo SR Floating Rate FD I | COM | 037636107 | $845 | 49,893 | 0.0% |
| Spdr Index SHS FDS(GNR) | GLB NAT RESRCE | 78463X541 | $840 | 21,468 | 0.0% |
| Vanguard Scottsdale FDS(VCLT) | LG-TERM COR BD | 92206C813 | $810 | 8,464 | 0.0% |
| Morgan Stanley(MS)Put | COM NEW | 617446448 | $802 | 25,000 | 0.0% |
| Ishares TR(MUB) | NATIONAL MUN ETF | 464288414 | $792 | 7,020 | 0.0% |
| Goldman Sachs MLP Inc OPP FD | COM SHS | 38147W103 | $759 | 79,899 | 0.0% |
| Garrison Cap Inc(GARSUSD) | COM | 366554103 | $741 | 73,155 | 0.0% |
| Aetna Inc New | COM | 00817Y108 | $693 | 6,000 | 0.0% |
| Pimco ETF TR(LDUR) | LOW DURTN AC ETF | 72201R718 | $688 | 6,813 | 0.0% |
| Spdr DOW Jones Indl Avrg ETF(DIA) | UT SER 1 | 78467X109 | $678 | 3,711 | 0.0% |
| Cohen & Steers LTD DUR PFD I(LDP) | COM | 19248C105 | $666 | 26,508 | 0.0% |