Q4 2016 Holdings
Filed 2017-02-15 | 149 holdings | $5.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cadiz Inc(CDZI) | COM NEW | 127537207 | $3.0M | 238,135 | 51.0% |
| Broadwind Energy Inc(BWEN) | COM NEW | 11161T207 | $2.7M | 670,657 | 46.5% |
| Kemet Corp | COM NEW | 488360207 | $10.2K | 1,540,583 | 0.2% |
| Powershares QQQ TrustPut | UNIT SER 1 | 73935A104 | $9.5K | 80,000 | 0.2% |
| Vanguard Index FDS(VV) | LARGE CAP ETF | 922908637 | $7.4K | 72,269 | 0.1% |
| Pimco ETF TR(MINT) | ENHAN SHRT MA AC | 72201R833 | $6.2K | 60,911 | 0.1% |
| Solar SR Cap LTD | COM | 83416M105 | $4.7K | 284,706 | 0.1% |
| Earthlink Hldgs Corp | COM | 27033X101 | $4.1K | 730,565 | 0.1% |
| Vanguard Scottsdale FDS(VCSH) | SHRT TRM CORP BD | 92206C409 | $3.3K | 41,645 | 0.1% |
| Vanguard Index FDS(VO) | MID CAP ETF | 922908629 | $3.2K | 24,109 | 0.1% |
| Hc2 Hldgs Inc | COM | 404139107 | $3.0K | 508,387 | 0.1% |
| Ishares TR(IWR) | RUS MID-CAP ETF | 464287499 | $2.8K | 15,527 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $2.7K | 353,155 | 0.0% |
| GTY Technology Holdings Inc | CL A | G4182A102 | $2.7K | 249,999 | 0.0% |
| Vanguard Malvern FDS(VTIP) | STRM INFPROIDX | 922020805 | $2.6K | 53,690 | 0.0% |
| Vanguard Scottsdale FDS(VCIT) | INT-TERM CORP | 92206C870 | $2.6K | 30,290 | 0.0% |
| Telenav Inc | COM | 879455103 | $2.6K | 366,187 | 0.0% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $2.5K | 179,970 | 0.0% |
| Ishares TR(FLOT) | FLTG RATE BD ETF | 46429B655 | $2.5K | 49,058 | 0.0% |
| Boulevard Acquisition | CL A | 10157Q102 | $2.5K | 251,548 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $2.3K | 36,611 | 0.0% |
| HP Inc(HPQ) | COM | 40434L105 | $2.1K | 144,548 | 0.0% |
| CF Corp | SHS CL A | G20307107 | $2.1K | 214,168 | 0.0% |
| Vanguard Intl Equity Index F(VWO) | FTSE EMR MKT ETF | 922042858 | $1.8K | 50,439 | 0.0% |
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $1.8K | 15,592 | 0.0% |
| Doubleline Income Solutions(DSL) | COM | 258622109 | $1.7K | 87,321 | 0.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $1.6K | 7,175 | 0.0% |
| Ishares TR(IDV) | INTL SEL DIV ETF | 464288448 | $1.6K | 52,840 | 0.0% |
| Digital Turbine Inc(APPS) | COM NEW | 25400W102 | $1.5K | 2,210,775 | 0.0% |
| Ishares TR(NYF) | NEW YORK MUN ETF | 464288323 | $1.4K | 12,828 | 0.0% |
| Vanguard Specialized Portfolio(VIG) | DIV APP ETF | 921908844 | $1.3K | 15,814 | 0.0% |
| Netlist Inc(NLST) | COM | 64118P109 | $1.3K | 1,275,455 | 0.0% |
| Hewlett Packard Enterprise C(HPE) | COM | 42824C109 | $1.3K | 55,812 | 0.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $1.3K | 77,899 | 0.0% |
| Ishares(ACWV) | MIN VOL GBL ETF | 464286525 | $1.2K | 17,176 | 0.0% |
| Ishares TR(LQD) | IBOXX INV CP ETF | 464287242 | $1.2K | 10,604 | 0.0% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $1.2K | 21,458 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $1.2K | 10,239 | 0.0% |
| Atlantic Alliance Partner Co | SHS | G04897107 | $1.2K | 125,115 | 0.0% |
| Ishares TR(DVY) | SELECT DIVID ETF | 464287168 | $1.1K | 12,325 | 0.0% |
| Ishares TR(EMB) | JP MOR EM MK ETF | 464288281 | $1.1K | 9,779 | 0.0% |
| Morgan Stanley(MS)Put | COM NEW | 617446448 | $1.1K | 25,000 | 0.0% |
| Pimco ETF TR(LDUR) | LOW DURTN AC ETF | 72201R718 | $1.0K | 10,177 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | CL A | G0726L125 | $985 | 100,000 | 0.0% |
| Ishares TR(USMV) | MIN VOL USA ETF | 46429B697 | $962 | 21,269 | 0.0% |
| Powershares QQQ Trust | UNIT SER 1 | 73935A104 | $901 | 7,603 | 0.0% |
| Tortoise MLP FD Inc | COM | 89148B101 | $881 | 46,160 | 0.0% |
| Spdr Index SHS FDS(GNR) | GLB NAT RESRCE | 78463X541 | $870 | 21,161 | 0.0% |
| Apollo SR Floating Rate FD I | COM | 037636107 | $868 | 49,893 | 0.0% |
| Ishares TR(MUB) | NATIONAL MUN ETF | 464288414 | $820 | 7,580 | 0.0% |