Q1 2017 Holdings
Filed 2017-05-11 | 160 holdings | $3.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cadiz Inc(CDZI) | COM NEW | 127537207 | $2.3M | 153,355 | 63.8% |
| Broadwind Energy Inc(BWEN) | COM NEW | 11161T207 | $1.1M | 133,622 | 30.8% |
| Powershares QQQ TrustPut | UNIT SER 1 | 73935A104 | $19.9K | 150,000 | 0.5% |
| Ishares TR(IXP)Put | GLOB TELECOM ETF | 464287275 | $13.7K | 100,000 | 0.4% |
| Mcbc Hldgs Inc | COM | 55276F107 | $9.1K | 560,888 | 0.3% |
| Vanguard Index FDS(VV) | LARGE CAP ETF | 922908637 | $7.9K | 72,717 | 0.2% |
| Pimco ETF TR(MINT) | ENHAN SHRT MA AC | 72201R833 | $6.5K | 64,214 | 0.2% |
| Kemet Corp | COM NEW | 488360207 | $6.3K | 525,858 | 0.2% |
| Solar SR Cap LTD | COM | 83416M105 | $5.0K | 280,706 | 0.1% |
| Hc2 Hldgs Inc | COM | 404139107 | $4.1K | 667,650 | 0.1% |
| Ferroglobe PLC(GSM) | SHS | G33856108 | $3.5K | 340,000 | 0.1% |
| Vanguard Scottsdale FDS(VCSH) | SHRT TRM CORP BD | 92206C409 | $3.4K | 42,059 | 0.1% |
| Vanguard Index FDS(VO) | MID CAP ETF | 922908629 | $3.2K | 23,191 | 0.1% |
| Ishares TR(IWR) | RUS MID-CAP ETF | 464287499 | $3.0K | 15,987 | 0.1% |
| Vanguard Scottsdale FDS(VCIT) | INT-TERM CORP | 92206C870 | $3.0K | 34,324 | 0.1% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $2.8K | 342,555 | 0.1% |
| Boulevard Acquisition | CL A | 10157Q102 | $2.8K | 277,048 | 0.1% |
| Vanguard Malvern FDS(VTIP) | STRM INFPROIDX | 922020805 | $2.7K | 55,129 | 0.1% |
| Ishares TR(FLOT) | FLTG RATE BD ETF | 46429B655 | $2.7K | 53,335 | 0.1% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $2.6K | 183,503 | 0.1% |
| GTY Technology Holdings Inc | CL A | G4182A102 | $2.5K | 250,099 | 0.1% |
| Capitol Acquisition Corp III | COM | 14055M106 | $2.5K | 237,950 | 0.1% |
| HP Inc(HPQ) | COM | 40434L105 | $2.4K | 134,548 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $2.4K | 36,311 | 0.1% |
| Kratos Defense & SEC Solutions(KTOS) | COM NEW | 50077B207 | $2.3K | 296,177 | 0.1% |
| CF Corp | SHS CL A | G20307107 | $2.2K | 224,168 | 0.1% |
| Vanguard Intl Equity Index F(VWO) | FTSE EMR MKT ETF | 922042858 | $2.1K | 52,553 | 0.1% |
| Kayne Anderson Acquisition | UNIT 06/30/2022 | 48661U201 | $2.0K | 200,000 | 0.1% |
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $1.9K | 15,683 | 0.1% |
| Digital Turbine Inc(APPS) | COM NEW | 25400W102 | $1.9K | 1,979,113 | 0.1% |
| Ishares TR(IDV) | INTL SEL DIV ETF | 464288448 | $1.7K | 54,842 | 0.0% |
| Doubleline Income Solutions(DSL) | COM | 258622109 | $1.7K | 85,546 | 0.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $1.7K | 7,177 | 0.0% |
| Gores Hldgs II Inc | COM CL A | 382867109 | $1.5K | 150,000 | 0.0% |
| Vanguard Specialized Portfolio(VIG) | DIV APP ETF | 921908844 | $1.5K | 16,183 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $1.4K | 10,016 | 0.0% |
| Ishares TR(NYF) | NEW YORK MUN ETF | 464288323 | $1.4K | 12,828 | 0.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $1.3K | 77,303 | 0.0% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $1.3K | 21,458 | 0.0% |
| Hewlett Packard Enterprise C(HPE) | COM | 42824C109 | $1.3K | 55,812 | 0.0% |
| Ishares TR(LQD) | IBOXX INV CP ETF | 464287242 | $1.2K | 10,572 | 0.0% |
| Atlantic Alliance Partner Co | SHS | G04897107 | $1.2K | 122,381 | 0.0% |
| Telenav Inc | COM | 879455103 | $1.2K | 138,072 | 0.0% |
| Ishares TR(IGSB) | 1-3 YR CR BD ETF | 464288646 | $1.1K | 10,708 | 0.0% |
| Ishares TR(EMB) | JP MOR EM MK ETF | 464288281 | $1.1K | 9,779 | 0.0% |
| Ishares(ACWV) | MIN VOL GBL ETF | 464286525 | $1.1K | 14,269 | 0.0% |
| Powershares QQQ Trust | UNIT SER 1 | 73935A104 | $1.1K | 8,108 | 0.0% |
| Ishares TR(USMV) | MIN VOL USA ETF | 46429B697 | $1.0K | 21,269 | 0.0% |
| Ishares TR(DVY) | SELECT DIVID ETF | 464287168 | $1.0K | 11,118 | 0.0% |
| Matlin & Partners Acquisitio | UNIT 05/28/2021A | 57682V205 | $1.0K | 100,000 | 0.0% |