Q2 2017 Holdings
Filed 2017-08-11 | 223 holdings | $6.1M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-08-25) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ladenburg Thalman FIN Svcs I | COM | 50575Q102 | $6 | 81,050 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $10 | $10,000 | 0.0% |
| Novavax Inc | COM | 670002104 | $12 | 10,500 | 0.0% |
| Silver RUN Acquisition | *W EXP 03/28/202 | 82812A111 | $30 | 16,666 | 0.0% |
| Matlin & Partners Acquisitio | *W EXP 03/15/202 | 57682V114 | $38 | 100,000 | 0.0% |
| Fintech Acquisition Corp II | *W EXP 01/19/202 | 31810G117 | $38 | 50,000 | 0.0% |
| Kayne Anderson Acquisition | *W EXP 06/30/202 | 48661U110 | $52 | 66,666 | 0.0% |
| GTY Technology Holdings Inc | *W EXP 99/99/999 | G4182A128 | $64 | 58,333 | 0.0% |
| Numerex Corp PA | CL A | 67053A102 | $74 | 15,000 | 0.0% |
| Gores Hldgs II Inc | *W EXP 03/06/202 | 382867117 | $75 | 50,000 | 0.0% |
| Comstock RES Inc | NOTE 7.750% 4/0 | 205768AM6 | $97 | $126,598 | 0.0% |
| BRT Rlty TR(BRT) | SH BEN INT NEW | 055645303 | $99 | 82,512 | 0.0% |
| Sensus Heatlhcare Inc | *W EXP 06/08/201 | 81728J117 | $139 | 231,256 | 0.0% |
| Fusion Telecomm Intl Inc | COM NEW | 36113B400 | $145 | 100,000 | 0.0% |
| Lindblad Expeditions Hldgs I(LIND) | COM | 535219109 | $162 | 15,420 | 0.0% |
| Hornbeck Offshore Svcs Inc N | NOTE 1.500% 9/0 | 440543AN6 | $163 | $225,000 | 0.0% |
| Blackstone GSO Flting RTE FU(BSL) | COM | 09256U105 | $179 | 10,000 | 0.0% |
| THL CR Inc | COM | 872438106 | $199 | 20,000 | 0.0% |
| Vaneck Vectors ETF TR(BBH) | BIOTECH ETF | 92189F726 | $203 | 1,619 | 0.0% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $208 | 9,530 | 0.0% |
| Home Depot Inc(HD) | COM | 437076102 | $209 | 1,360 | 0.0% |
| Powershares ETF Trust II | CEF INC COMPST | 73936Q843 | $209 | 8,830 | 0.0% |
| M I Acquisitions Inc | COM | 55304A104 | $215 | 21,500 | 0.0% |
| Thestreet Inc | COM | 88368Q103 | $218 | 263,200 | 0.0% |
| Energy Transfer Equity L P(ET) | COM UT LTD PTN | 29273V100 | $226 | 12,590 | 0.0% |
| Ares Dynamic CR Allocation F(ARDC) | COM | 04014F102 | $229 | 13,989 | 0.0% |
| Nuveen MTG Opportunity Term(JLS) | COM | 670735109 | $240 | 9,383 | 0.0% |
| Ishares TR(IJR) | CORE S&P SCP ETF | 464287804 | $240 | 3,422 | 0.0% |
| Ishares TR(IWF) | RUS 1000 GRW ETF | 464287614 | $244 | 2,053 | 0.0% |
| Brookfield Real Assets Incom(RA) | SHS BEN INT | 112830104 | $254 | 10,938 | 0.0% |
| Berkshire Hathaway Inc del(BRK/A) | CL A | 084670108 | $255 | 1 | 0.0% |
| Zion Oil & Gas Inc(ZNOG) | COM | 989696109 | $261 | 76,070 | 0.0% |
| Disney Walt Co(DIS) | COM DISNEY | 254687106 | $265 | 2,490 | 0.0% |
| Rent A CTR Inc New(UPBD) | COM | 76009N100 | $272 | 23,206 | 0.0% |
| Ishares(EWZ) | MSCI BRZ CAP ETF | 464286400 | $278 | 8,130 | 0.0% |
| Powershares ETF Trust | DYN BIOT & GEN | 73935X856 | $279 | 6,102 | 0.0% |
| One Liberty Pptys Inc(OLP) | COM | 682406103 | $293 | 22,849 | 0.0% |
| Teradyne Inc(TER) | COM | 880770102 | $297 | 9,904 | 0.0% |
| Apollo Invt Corp | COM | 03761U106 | $308 | 48,206 | 0.0% |
| Select Sector Spdr TR(XLY) | SBI CONS DISCR | 81369Y407 | $308 | 3,440 | 0.0% |
| Alps ETF TR(AMLPUSD) | ALERIAN MLP | 00162Q866 | $316 | 26,420 | 0.0% |
| Ishares TR(MXI) | GLOBAL MATER ETF | 464288695 | $326 | 5,448 | 0.0% |
| Vanguard Index FDS(VUG) | GROWTH ETF | 922908736 | $328 | 2,578 | 0.0% |
| Vanguard Intl Equity Index F(VEU) | ALLWRLD EX US | 922042775 | $339 | 6,784 | 0.0% |
| Kulicke & Soffa Inds Inc(KLIC) | COM | 501242101 | $339 | 17,820 | 0.0% |
| Everspin Technologies Inc(MRAM) | COM | 30041T104 | $346 | 17,312 | 0.0% |
| Formfactor Inc(FORM) | COM | 346375108 | $362 | 29,189 | 0.0% |
| DXC Technology Co(DXC) | COM | 23355L106 | $364 | 4,751 | 0.0% |
| Ishares TR(EEM) | MSCI EMG MKT ETF | 464287234 | $374 | 9,048 | 0.0% |
| Apollo Tactical Income FD in | COM | 037638103 | $385 | 23,648 | 0.0% |