Q3 2017 Holdings
Filed 2017-11-13 | 391 holdings | $4.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Comstock RES Inc | NOTE 9.500% 6/1 | 205768AN4 | $10 | $13,109 | 0.0% |
| Novavax Inc | COM | 670002104 | $12 | 10,500 | 0.0% |
| Gastar Expl Inc New(GSTEUR) | COM | 36729W202 | $26 | 30,000 | 0.0% |
| Comstock RES Inc | NOTE 7.750% 4/0 | 205768AM6 | $31 | $39,359 | 0.0% |
| Matlin & Partners Acquisitio | *W EXP 03/15/202 | 57682V114 | $35 | 100,000 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $42 | 115,583 | 0.0% |
| Kayne Anderson Acquisition | *W EXP 06/30/202 | 48661U110 | $50 | 66,666 | 0.0% |
| Fintech Acquisition Corp II | *W EXP 01/19/202 | 31810G117 | $62 | 50,000 | 0.0% |
| GSV Cap Corp | COM | 36191J101 | $62 | 11,359 | 0.0% |
| GTY Technology Holdings Inc | *W EXP 99/99/999 | G4182A128 | $68 | 58,333 | 0.0% |
| Radisys Corp | COM | 750459109 | $69 | 50,000 | 0.0% |
| Gores Hldgs II Inc | *W EXP 03/06/202 | 382867117 | $71 | 50,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $73 | 10,700 | 0.0% |
| Barclays BK PLC | IPSP CROIL ETN | 06738C786 | $96 | 17,850 | 0.0% |
| J Jill Inc | COM | 46620W102 | $109 | 10,000 | 0.0% |
| Sensus Heatlhcare Inc(SRTS) | COM | 81728J109 | $111 | 22,300 | 0.0% |
| Southcross Energy Partners L | COM UNIT LTDPT | 84130C100 | $114 | 48,370 | 0.0% |
| Ishares Gold Trust(IAUUSD) | ISHARES | 464285105 | $127 | 10,285 | 0.0% |
| Sensus Heatlhcare Inc | *W EXP 06/08/201 | 81728J117 | $134 | 231,256 | 0.0% |
| Mattersight Corp | COM | 577097108 | $138 | 49,203 | 0.0% |
| ECO Stim Energy Solutions in | COM | 27888D101 | $143 | 93,075 | 0.0% |
| Numerex Corp PA | CL A | 67053A102 | $152 | 40,000 | 0.0% |
| BGC Partners Inc(BGCPEUR) | CL A | 05541T101 | $153 | 10,600 | 0.0% |
| Oclaro Inc | COM NEW | 67555N206 | $172 | 19,940 | 0.0% |
| Blackstone GSO Flting RTE FU(BSL) | COM | 09256U105 | $176 | 10,000 | 0.0% |
| Energy Transfer Partners LP | UNIT LTD PRT INT | 29278N103 | $185 | 10,064 | 0.0% |
| THL CR Inc | COM | 872438106 | $187 | 20,000 | 0.0% |
| Powershares DB Cmdty IDX TRA | UNIT BEN INT | 73935S105 | $187 | 12,125 | 0.0% |
| Emerge Energy Svcs LP | COM REP PARTN | 29102H108 | $190 | 23,000 | 0.0% |
| Ford MTR Co del(F) | COM PAR $0.01 | 345370860 | $193 | 16,144 | 0.0% |
| Hornbeck Offshore Svcs Inc N | NOTE 1.500% 9/0 | 440543AN6 | $195 | $250,000 | 0.0% |
| Pimco ETF TR(SMMU) | SHTRM MUN BD ACT | 72201R874 | $200 | 3,972 | 0.0% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $201 | 9,290 | 0.0% |
| Emerson Elec Co(EMR) | COM | 291011104 | $201 | 3,203 | 0.0% |
| Ishares TR(IYR) | U.S. REAL ES ETF | 464287739 | $202 | 2,524 | 0.0% |
| Arena Pharmaceuticals Inc(ARNAEUR) | COM NEW | 040047607 | $204 | 8,010 | 0.0% |
| Reading International Inc(RDI) | CL A | 755408101 | $204 | 13,000 | 0.0% |
| First TR SR Floating Rate 20 | COM SHS | 33740K101 | $207 | 21,339 | 0.0% |
| Spdr SER TR(TFI) | NUVEEN BRC MUNIC | 78468R721 | $208 | 4,250 | 0.0% |
| Royal Dutch Shell PLC(RDS/A) | SPONS ADR A | 780259206 | $209 | 3,453 | 0.0% |
| Powershares ETF Trust II | CEF INC COMPST | 73936Q843 | $212 | 8,830 | 0.0% |
| RPM Intl Inc(RPM) | COM | 749685103 | $215 | 4,197 | 0.0% |
| Arch Coal Inc(ARCH1EUR) | CL A | 039380407 | $215 | 3,000 | 0.0% |
| Vaneck Vectors ETF TR(BBH) | BIOTECH ETF | 92189F726 | $217 | 1,619 | 0.0% |
| Ventas Inc(VTR) | COM | 92276F100 | $217 | 3,339 | 0.0% |
| Proshares TR(NOBL) | S&P 500 DV ARIST | 74348A467 | $217 | 3,642 | 0.0% |
| M I Acquisitions Inc | COM | 55304A104 | $217 | 21,500 | 0.0% |
| Verso Corp | CL A | 92531L207 | $218 | 42,791 | 0.0% |
| CSX Corp(CSX) | COM | 126408103 | $219 | 4,039 | 0.0% |
| Energy Transfer Equity L P(ET) | COM UT LTD PTN | 29273V100 | $219 | 12,590 | 0.0% |