Q4 2017 Holdings
Filed 2018-02-09 | 401 holdings | $5.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| GNC Hldgs Inc | NOTE 1.500% 8/1 | 36191GAB3 | $6 | $15,000 | 0.0% |
| Novavax Inc | COM | 670002104 | $13 | 10,500 | 0.0% |
| Navistar Intl Corp New | NOTE 4.500%10/1 | 63934EAQ1 | $21 | $20,000 | 0.0% |
| Gastar Expl Inc New(GSTEUR) | COM | 36729W202 | $24 | 23,000 | 0.0% |
| Comstock RES Inc | NOTE 9.500% 6/1 | 205768AN4 | $40 | $44,206 | 0.0% |
| Matlin & Partners Acquisitio | *W EXP 05/28/202 | 57682V114 | $42 | 100,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $49 | 10,000 | 0.0% |
| Kayne Anderson Acquisition | *W EXP 06/30/202 | 48661U110 | $55 | 66,666 | 0.0% |
| GSV Cap Corp | COM | 36191J101 | $68 | 12,475 | 0.0% |
| Gores Hldgs II Inc | *W EXP 03/06/202 | 382867117 | $69 | 50,000 | 0.0% |
| Fintech Acquisition Corp II | *W EXP 01/19/202 | 31810G117 | $69 | 50,000 | 0.0% |
| GTY Technology Holdings Inc | *W EXP 99/99/999 | G4182A128 | $73 | 58,333 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $76 | 200,046 | 0.0% |
| Servicesource Intl Inc | COM | 81763U100 | $77 | 25,000 | 0.0% |
| J Jill Inc | COM | 46620W102 | $78 | 10,000 | 0.0% |
| Southcross Energy Partners L | COM UNIT LTDPT | 84130C100 | $82 | 48,370 | 0.0% |
| Barclays BK PLC | IPSP CROIL ETN | 06738C786 | $95 | 14,550 | 0.0% |
| Sensus Heatlhcare Inc | *W EXP 06/08/201 | 81728J117 | $115 | 163,651 | 0.0% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $118 | $114,000 | 0.0% |
| First TR SR Floating Rate 20 | COM SHS | 33740K101 | $119 | 13,027 | 0.0% |
| NII Hldgs Inc | COM PAR | 62913F508 | $127 | 300,000 | 0.0% |
| Kandi Technologies Group Inc | COM | 483709101 | $136 | 20,000 | 0.0% |
| Ford MTR Co del(F) | COM PAR $0.01 | 345370860 | $139 | 11,119 | 0.0% |
| BGC Partners Inc(BGCPEUR) | CL A | 05541T101 | $160 | 10,600 | 0.0% |
| Emerge Energy Svcs LP | COM REP PARTN | 29102H108 | $165 | 22,900 | 0.0% |
| OHA Invt Corp | COM | 67091U102 | $173 | 150,000 | 0.0% |
| Blackstone GSO Flting RTE FU(BSL) | COM | 09256U105 | $180 | 10,000 | 0.0% |
| Hornbeck Offshore Svcs Inc N | NOTE 1.500% 9/0 | 440543AN6 | $186 | $250,000 | 0.0% |
| THL CR Inc | COM | 872438106 | $190 | 21,000 | 0.0% |
| Mattersight Corp | COM | 577097108 | $191 | 75,000 | 0.0% |
| Inseego Corp | NOTE 5.500% 6/1 | 45782BAA2 | $201 | $250,000 | 0.0% |
| Radisys Corp | COM | 750459109 | $201 | 200,000 | 0.0% |
| Vaneck Vectors ETF TR(BBH) | BIOTECH ETF | 92189F726 | $202 | 1,619 | 0.0% |
| Ishares TR(IYR) | U.S. REAL ES ETF | 464287739 | $204 | 2,524 | 0.0% |
| Mcdonalds Corp(MCD) | COM | 580135101 | $208 | 1,210 | 0.0% |
| Powershares ETF Trust II | CEF INC COMPST | 73936Q843 | $211 | 8,830 | 0.0% |
| Ultragenyx Pharmaceutical in(RARE) | COM | 90400D108 | $213 | 4,600 | 0.0% |
| Ishares TR(MTUM) | USA MOMENTUM FCT | 46432F396 | $214 | 2,077 | 0.0% |
| Spdr Index SHS FDS(CWI) | MSCI ACWI EXUS | 78463X848 | $216 | 5,550 | 0.0% |
| Fortress Trans Infrst Invs L | COM REP LTD LIAB | 34960P101 | $217 | 10,900 | 0.0% |
| Clorox Co del(CLX) | COM | 189054109 | $219 | 1,474 | 0.0% |
| M I Acquisitions Inc | COM | 55304A104 | $219 | 21,500 | 0.0% |
| RPM Intl Inc(RPM) | COM | 749685103 | $220 | 4,200 | 0.0% |
| Emerson Elec Co(EMR) | COM | 291011104 | $222 | 3,183 | 0.0% |
| Berry Global Group Inc(BERYEUR) | COM | 08579W103 | $229 | 3,900 | 0.0% |
| Nuveen MTG Opportunity Term(JLS) | COM | 670735109 | $232 | 9,383 | 0.0% |
| Ishares TR(EUFN) | MSCI EURO FL ETF | 464289180 | $233 | 10,010 | 0.0% |
| Sina Corp | ORD | G81477104 | $234 | 2,330 | 0.0% |
| Global MED REIT Inc(GMREUSD) | COM NEW | 37954A204 | $236 | 28,724 | 0.0% |
| Ares Dynamic CR Allocation F(ARDC) | COM | 04014F102 | $238 | 14,489 | 0.0% |