Q2 2018 Holdings
Filed 2018-08-14 | 413 holdings | $381.6K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2018-08-15) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $8 | 10,000 | 0.0% |
| Gastar Expl Inc New(GSTEUR) | COM | 36729W202 | $11 | 20,000 | 0.0% |
| KBL Merger Corp IV | *W EXP 01/15/202 | 48242A112 | $12 | 40,000 | 0.0% |
| KBL Merger Corp IV | RIGHT 03/22/2019 | 48242A120 | $13 | 40,000 | 0.0% |
| Digital Turbine Inc(APPS) | COM NEW | 25400W102 | $16 | 10,850 | 0.0% |
| Tortoise MLP FD Inc | RIGHT 07/18/2018 | 89148B119 | $19 | 51,900 | 0.0% |
| Inseego Corp | NOTE 5.500% 6/1 | 45782BAA2 | $21 | 25,000 | 0.0% |
| Hornbeck Offshore Svcs Inc N | NOTE 1.500% 9/0 | 440543AN6 | $21 | 25,000 | 0.0% |
| Gopro Inc | NOTE 3.500% 4/1 | 38268TAB9 | $46 | 50,000 | 0.0% |
| Canadian Solar Inc | NOTE 4.250% 2/1 | 136635AE9 | $46 | 48,000 | 0.0% |
| Gores Hldgs II Inc | *W EXP 01/13/202 | 382867117 | $56 | 35,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $58 | 10,000 | 0.0% |
| Mitsubishi UFJ Finl Group in(MUFG) | SPONSORED ADS | 606822104 | $62 | 10,825 | 0.0% |
| Weatherford Intl PLC(WFRD) | ORD SHS | G48833100 | $63 | 18,000 | 0.0% |
| Matlin & Partners Acquisitio | *W EXP 05/28/202 | 57682V114 | $68 | 100,000 | 0.0% |
| Radisys Corp | COM | 750459109 | $68 | 96,600 | 0.0% |
| OHA Invt Corp | COM | 67091U102 | $71 | 46,800 | 0.0% |
| GTY Technology Holdings Inc | *W EXP 10/25/202 | G4182A128 | $73 | 58,333 | 0.0% |
| Southcross Energy Partners L | COM UNIT LTDPT | 84130C100 | $76 | 48,370 | 0.0% |
| Kayne Anderson Acquisition | *W EXP 06/30/202 | 48661U110 | $80 | 66,666 | 0.0% |
| GSV Cap Corp | COM | 36191J101 | $87 | 12,475 | 0.0% |
| Flotek Inds Inc del | COM | 343389102 | $113 | 35,000 | 0.0% |
| Trinity Merger Corp | *W EXP 05/11/202 | 89653L114 | $117 | 292,400 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $122 | 244,771 | 0.0% |
| Hudson Global Inc | COM | 443787106 | $125 | 76,928 | 0.0% |
| ECO Stim Energy Solutions in | COM | 27888D101 | $126 | 193,787 | 0.0% |
| Siga Technologies Inc(SIGA) | COM | 826917106 | $129 | 21,709 | 0.0% |
| Maxwell Technologies Inc | COM | 577767106 | $130 | 25,000 | 0.0% |
| First TR SR Floating Rate 20 | COM SHS | 33740K101 | $137 | 14,733 | 0.0% |
| Nuveen HGH Inc Dec18 Trgt TR | COM | 67075P103 | $143 | 14,597 | 0.0% |
| Global Ship Lease Inc New | SHS A | Y27183105 | $152 | 114,796 | 0.0% |
| Emerge Energy Svcs LP | COM REP PARTN | 29102H108 | $156 | 21,000 | 0.0% |
| Physicians Rlty TR(DOCUSD) | COM | 71943U104 | $163 | 10,200 | 0.0% |
| THL CR Inc | COM | 872438106 | $164 | 21,000 | 0.0% |
| Blackstone GSO Flting RTE FU(BSL) | COM | 09256U105 | $180 | 10,000 | 0.0% |
| Invesco DB Commdy Indx Trck(DBC) | UNIT | 46138B103 | $181 | 10,358 | 0.0% |
| J Jill Inc | COM | 46620W102 | $187 | 20,000 | 0.0% |
| Invesco DB Mlti Sectr Cmmty(DBE) | ENERGY FD | 46140H304 | $189 | 11,048 | 0.0% |
| Ishares TR(ILF) | LATN AMER 40 ETF | 464287390 | $202 | 6,812 | 0.1% |
| Global MED REIT Inc(GMREUSD) | COM NEW | 37954A204 | $204 | 23,034 | 0.1% |
| Fortress Trans Infrst Invs L | COM REP LTD LIAB | 34960P101 | $205 | 10,900 | 0.1% |
| Spdr Series Trust(CWB) | BLMBRG BRC CNVRT | 78464A359 | $207 | 3,832 | 0.1% |
| Proshares TR(SMDV) | RUSS 2000 DIVD | 74347B698 | $207 | 3,535 | 0.1% |
| Ishares TR(INDA) | MSCI INDIA ETF | 46429B598 | $209 | 6,150 | 0.1% |
| First TR Mid Cap Core Alphad(FNX) | COM SHS | 33735B108 | $209 | 2,971 | 0.1% |
| Kindred Biosciences Inc | COM | 494577109 | $213 | 20,000 | 0.1% |
| Emerson Elec Co(EMR) | COM | 291011104 | $214 | 3,010 | 0.1% |
| Nuveen MTG Opportunity Term(JLS) | COM | 670735109 | $218 | 9,283 | 0.1% |
| Invesco DB Mlti Sectr Cmmty(DBO) | OIL FD | 46140H403 | $220 | 17,564 | 0.1% |
| Marathon Pete Corp(MPC) | COM | 56585A102 | $222 | 3,083 | 0.1% |