Q3 2018 Holdings
Filed 2018-11-13 | 208 holdings | $2.8M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2018-11-19) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Horizon Global Corp | NOTE 2.750% 7/0 | 44052WAA2 | $7 | $10,000 | 0.0% |
| KBL Merger Corp IV | *W EXP 01/15/202 | 48242A112 | $8 | 40,000 | 0.0% |
| KBL Merger Corp IV | RIGHT 03/22/2019 | 48242A120 | $18 | 40,000 | 0.0% |
| Gopro Inc | NOTE 3.500% 4/1 | 38268TAB9 | $47 | $50,000 | 0.0% |
| Tuesday Morning Corp | COM NEW | 899035505 | $63 | 19,592 | 0.0% |
| Seachange Intl Inc | COM | 811699107 | $68 | 38,000 | 0.0% |
| Francescas Hldgs Corp(FRANUSD) | COM | 351793104 | $74 | 20,000 | 0.0% |
| Digital Turbine Inc(APPS) | COM NEW | 25400W102 | $82 | 65,850 | 0.0% |
| GSV Cap Corp | COM | 36191J101 | $101 | 14,600 | 0.0% |
| Opgen Inc | COM NEW | 68373L208 | $102 | 50,000 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $106 | 200,017 | 0.0% |
| J Jill Inc | COM | 46620W102 | $124 | 20,000 | 0.0% |
| Vitamin Shoppe Inc | NOTE 2.250%12/0 | 92849EAB7 | $147 | $171,000 | 0.0% |
| Siga Technologies Inc(SIGA) | COM | 826917106 | $150 | 21,709 | 0.0% |
| HF Foods Group Inc(HFFG) | COM | 40417F109 | $166 | 11,000 | 0.0% |
| Sensus Heatlhcare Inc(SRTS) | COM | 81728J109 | $168 | 20,000 | 0.0% |
| THL CR Inc | COM | 872438106 | $169 | 21,000 | 0.0% |
| Garrison Cap Inc(GARSUSD) | COM | 366554103 | $178 | 21,501 | 0.0% |
| Flotek Inds Inc del | COM | 343389102 | $180 | 75,000 | 0.0% |
| Blackstone GSO Flting RTE FU(BSL) | COM | 09256U105 | $180 | 10,000 | 0.0% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $209 | 175 | 0.0% |
| Hewlett Packard Enterprise C(HPE) | COM | 42824C109 | $212 | 12,982 | 0.0% |
| Symantec Corp | COM | 871503108 | $213 | 10,000 | 0.0% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $216 | 108 | 0.0% |
| Nuveen MTG Opportunity Term(JLS) | COM | 670735109 | $218 | 9,083 | 0.0% |
| Twitter Inc(TWTRUSD) | COM | 90184L102 | $219 | 7,700 | 0.0% |
| Ares Dynamic CR Allocation F(ARDC) | COM | 04014F102 | $225 | 14,489 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $227 | 5,150 | 0.0% |
| Snap Inc(SNAP) | CL A | 83304A106 | $232 | 27,314 | 0.0% |
| Ishares TR(ILF) | LATN AMER 40 ETF | 464287390 | $239 | 7,612 | 0.0% |
| Maxwell Technologies Inc | COM | 577767106 | $244 | 70,000 | 0.0% |
| Ishares Inc(EWZ) | MSCI BRAZIL ETF | 464286400 | $258 | 7,640 | 0.0% |
| Apollo Invt Corp | COM | 03761U106 | $261 | 48,006 | 0.0% |
| ON Semiconductor Corp(ON) | COM | 682189105 | $269 | 14,600 | 0.0% |
| Disney Walt Co(DIS) | COM DISNEY | 254687106 | $269 | 2,298 | 0.0% |
| Home Depot Inc(HD) | COM | 437076102 | $282 | 1,360 | 0.0% |
| Ishares TR(IWF) | RUS 1000 GRW ETF | 464287614 | $307 | 1,965 | 0.0% |
| Everspin Technologies Inc(MRAM) | COM | 30041T104 | $307 | 40,000 | 0.0% |
| Select Sector Spdr TR(XLY) | SBI CONS DISCR | 81369Y407 | $313 | 2,668 | 0.0% |
| A10 Networks Inc(ATEN) | COM | 002121101 | $313 | 51,500 | 0.0% |
| Vanguard Index FDS(VTV) | VALUE ETF | 922908744 | $314 | 2,833 | 0.0% |
| Berkshire Hathaway Inc del(BRK/A) | CL A | 084670108 | $320 | 1 | 0.0% |
| Pluristem Therapeutics Inc | COM | 72940R102 | $320 | 246,409 | 0.0% |
| Ishares TR(MXI) | GLOBAL MATER ETF | 464288695 | $320 | 4,754 | 0.0% |
| Stewart Information Svcs COR(STC) | COM | 860372101 | $321 | 7,124 | 0.0% |
| Select Sector Spdr TR(XLE) | ENERGY | 81369Y506 | $332 | 4,378 | 0.0% |
| Global Ship Lease Inc New | SHS A | Y27183105 | $332 | 301,934 | 0.0% |
| Vanguard Intl Equity Index F(VEU) | ALLWRLD EX US | 922042775 | $344 | 6,612 | 0.0% |
| Ishares TR(EEM) | MSCI EMG MKT ETF | 464287234 | $362 | 8,427 | 0.0% |
| Ishares TR(CMF) | CALIF MUN BD ETF | 464288356 | $370 | 6,382 | 0.0% |