Q3 2019 Holdings
Filed 2019-11-04 | 75 holdings | $1.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $427.0K | 2,551 | 40.3% |
| Cornerstone Strategic Value(CLM) | COM | 21924B302 | $182.0K | 16,000 | 17.2% |
| United Parcel Service Inc(UPS) | CL B | 911312106 | $94.1K | 785,716 | 8.9% |
| Catalyst Pharmaceuticals Inc(CPRX) | COM | 14888U101 | $71.0K | 13,380 | 6.7% |
| Johnson & Johnson(JNJ) | COM | 478160104 | $31.5K | 243,528 | 3.0% |
| Vanguard Admiral FDS Inc(VOOV) | 500 VAL IDX FD | 921932703 | $28.3K | 245,854 | 2.7% |
| Vanguard Admiral FDS Inc(VOOG) | 500 GRTH IDX F | 921932505 | $27.7K | 171,538 | 2.6% |
| Vanguard TAX Managed Intl FD(VEA) | FTSE DEV MKT ETF | 921943858 | $17.6K | 429,554 | 1.7% |
| BlackRock MUN 2030 TAR Term(BTT) | COM SHS BEN IN | 09257P105 | $12.4K | 525,513 | 1.2% |
| Vanguard Scottsdale FDS(VCIT) | INT-TERM CORP | 92206C870 | $11.7K | 128,025 | 1.1% |
| Vanguard Scottsdale FDS(VGIT) | INTER TERM TREAS | 92206C706 | $9.5K | 141,869 | 0.9% |
| Ishares TR(PFF) | PFD AND INCM SEC | 464288687 | $8.2K | 219,399 | 0.8% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $8.1K | 1,080,896 | 0.8% |
| Schwab Strategic TR(SCHE) | EMRG MKTEQ ETF | 808524706 | $7.8K | 311,677 | 0.7% |
| Invesco Exchng Traded FD TR | S&P HIGH INCOM | 46138E255 | $7.8K | 286,676 | 0.7% |
| Vanguard Index FDS(VOE) | MCAP VL IDXVIP | 922908512 | $7.7K | 68,577 | 0.7% |
| Indexiq ETF TR(MNA) | IQ MRGR ARB ETF | 45409B800 | $7.7K | 241,064 | 0.7% |
| Suncoke Energy Inc(SXC) | COM | 86722A103 | $7.6K | 1,350,000 | 0.7% |
| Schwab Strategic TR(SCHM) | US MID-CAP ETF | 808524508 | $7.4K | 130,166 | 0.7% |
| Apple Inc(AAPL) | COM | 037833100 | $6.7K | 30,030 | 0.6% |
| Genesis Energy L P(GEL) | UNIT LTD PARTN | 371927104 | $6.4K | 300,000 | 0.6% |
| JPMorgan Chase & Co(AMJEUR) | ALERIAN ML ETN | 46625H365 | $6.2K | 264,992 | 0.6% |
| Vanguard Index FDS(VBR) | SM CP VAL ETF | 922908611 | $6.1K | 47,538 | 0.6% |
| Ishares TR(IAGG) | CORE INTL AGGR | 46435G672 | $6.1K | 108,847 | 0.6% |
| NGL Energy Partners LP(NGL) | COM UNIT REPST | 62913M107 | $5.6K | 400,000 | 0.5% |
| Energy Transfer LP(ET) | COM UT LTD PTN | 29273V100 | $5.3K | 408,456 | 0.5% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $5.1K | 2,963 | 0.5% |
| Vanguard BD Index FD Inc(BND) | TOTAL BND MRKT | 921937835 | $4.1K | 48,415 | 0.4% |
| Sprouts Fmrs MKT Inc(SFM) | COM | 85208M102 | $4.1K | 210,566 | 0.4% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $3.4K | 47,490 | 0.3% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $2.4K | 313,109 | 0.2% |
| Vanguard Scottsdale FDS(VMBS) | MORTG-BACK SEC | 92206C771 | $2.1K | 38,631 | 0.2% |
| Vanguard Index FDS(VBK) | SML CP GRW ETF | 922908595 | $1.8K | 10,057 | 0.2% |
| Toll Brothers Inc(TOL) | COM | 889478103 | $1.6K | 40,000 | 0.2% |
| Procter & Gamble Co(PG) | COM | 742718109 | $1.6K | 12,457 | 0.1% |
| Wells Fargo Co New(WFC) | COM | 949746101 | $1.2K | 24,190 | 0.1% |
| Ishares TR(CMBS) | CMBS ETF | 46429B366 | $852 | 15,930 | 0.1% |
| UBS AG London BRH | ETRAC ALER MLP | 90267B682 | $816 | 55,625 | 0.1% |
| Trinet Group Inc(TNET) | COM | 896288107 | $797 | 12,815 | 0.1% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $775 | 2,612 | 0.1% |
| Netflix Inc(NFLX) | COM | 64110L106 | $733 | 2,740 | 0.1% |
| Facebook Inc(META) | CL A | 30303M102 | $721 | 4,051 | 0.1% |
| Roku Inc(ROKU) | COM CL A | 77543R102 | $717 | 7,050 | 0.1% |
| AT&T Inc(T) | COM | 00206R102 | $559 | 14,784 | 0.1% |
| Zoom Video Communications in(ZM) | CL A | 98980L101 | $495 | 6,500 | 0.0% |
| Invesco Exchng Traded FD TR(BKLN) | SR LN ETF | 46138G508 | $487 | 21,564 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $458 | 59,200 | 0.0% |
| Berkshire Hathaway Inc del(BRK/B) | CL B NEW | 084670702 | $441 | 2,118 | 0.0% |
| Invesco QQQ TR(QQQ) | UNIT SER 1 | 46090E103 | $408 | 2,161 | 0.0% |
| Pimco Global Stockspls Incm(XPGPX) | COM | 722011103 | $386 | 33,500 | 0.0% |