Q3 2016 Holdings
Filed 2016-11-14 | 3596 holdings | $992.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-01-13) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kinder Morgan Inc Ware Equity Warrant | Equity Warrant | 49456B119 | $4 | 383,176 | 0.0% |
| Glowpoint Inc | Common equity shares | 379887201 | $4 | 13,300 | 0.0% |
| Apricus Biosciences Inc | Common equity shares | 03832V109 | $4 | 10,398 | 0.0% |
| Immunocellular Therapeutics | Common equity shares | 452536105 | $4 | 29,173 | 0.0% |
| American DG Energy Inc | Common equity shares | 025398108 | $5 | 16,694 | 0.0% |
| Oncogenex Pharmaceuticals | Common equity shares | 68230A106 | $5 | 10,229 | 0.0% |
| Mast Therapeutics Inc | Common equity shares | 576314108 | $6 | 54,724 | 0.0% |
| Ibio Inc | Common equity shares | 451033104 | $7 | 12,000 | 0.0% |
| Violin Memory Inc | Common equity shares | 92763A309 | $7 | 10,273 | 0.0% |
| Fibrocell Science Inc | Common equity shares | 315721209 | $8 | 11,300 | 0.0% |
| Pareteum CorpA | Common equity shares | 286202205 | $9 | 56,700 | 0.0% |
| Rexahn Pharmaceuticals Inc | Common equity shares | 761640101 | $9 | 40,400 | 0.0% |
| Pareteum Corp | Common equity shares | 69946T108 | $9 | 56,700 | 0.0% |
| Solitario Exploration & Rlty(XPL) | Common equity shares | 8342EP107 | $9 | 13,385 | 0.0% |
| Castle (A M) & Co | Common equity shares | 148411101 | $10 | 12,885 | 0.0% |
| First Acceptance Corp(FACO) | Common equity shares | 318457108 | $11 | 10,746 | 0.0% |
| Tonix Pharmaceuticals Hldg | Common equity shares | 890260201 | $11 | 16,100 | 0.0% |
| Triangle Petroleum Corp | Common equity shares | 89600B201 | $11 | 40,031 | 0.0% |
| Comstock Mining Inc | Common equity shares | 205750102 | $11 | 30,500 | 0.0% |
| Vanguard Natural Resources | Limited Partnership | 92205F106 | $11 | 12,495 | 0.0% |
| Tearlab Corp | Common equity shares | 878193101 | $11 | 16,300 | 0.0% |
| Palatin Technologies Inc | Common equity shares | 696077403 | $11 | 17,410 | 0.0% |
| Bioanalytical Systems Inc | Common equity shares | 09058M103 | $12 | 10,200 | 0.0% |
| Isoray Inc | Common equity shares | 46489V104 | $12 | 15,600 | 0.0% |
| Imation Corp | Common equity shares | 45245A107 | $12 | 18,153 | 0.0% |
| UQM Technologies Inc | Common equity shares | 903213106 | $12 | 18,876 | 0.0% |
| Sunlink Health Systems Inc | Common equity shares | 86737U102 | $12 | 10,300 | 0.0% |
| U S Antimony Corp(UAMY) | Common equity shares | 911549103 | $13 | 28,812 | 0.0% |
| Dover Downs Gaming & Entmt | Common equity shares | 260095104 | $13 | 12,164 | 0.0% |
| Galectin Therapeutics Inc(GALT) | Common equity shares | 363225202 | $13 | 11,450 | 0.0% |
| Amyris Inc | Common equity shares | 03236M101 | $13 | 24,081 | 0.0% |
| Bebe Stores Inc(BDST)A | Common equity shares | 075571208 | $13 | 20,046 | 0.0% |
| Digital Turbine Inc(APPS) | Common equity shares | 25400W102 | $13 | 12,900 | 0.0% |
| Inuvo Inc | Common equity shares | 46122W204 | $13 | 10,357 | 0.0% |
| Widepoint Corp | Common equity shares | 967590100 | $13 | 29,100 | 0.0% |
| China Digitaltv Hldg Co | American Depository Receipt | 16938G107 | $13 | 11,300 | 0.0% |
| Neuralstem Inc | Common equity shares | 64127R302 | $13 | 38,600 | 0.0% |
| Bebe Stores Inc | Common equity shares | 075571109 | $13 | 20,046 | 0.0% |
| Pernix Therapeutics Holdings | Common equity shares | 71426V108 | $14 | 21,619 | 0.0% |
| General Moly Inc(GMOLQ) | Common equity shares | 370373102 | $14 | 48,515 | 0.0% |
| Northwest Biotherapeutics(NWBO) | Common equity shares | 66737P600 | $14 | 24,400 | 0.0% |
| Orion Energy Systems Inc(OESXUSD) | Common equity shares | 686275108 | $14 | 10,800 | 0.0% |
| Neonode Inc | Common equity shares | 64051M402 | $14 | 12,979 | 0.0% |
| Thestreet Inc | Common equity shares | 88368Q103 | $14 | 13,500 | 0.0% |
| Capstone Turbine Corp | Common equity shares | 14067D409 | $14 | 10,516 | 0.0% |
| Enphase Energy Inc(ENPH) | Common equity shares | 29355A107 | $15 | 11,336 | 0.0% |
| Netlist Inc(NLST) | Common equity shares | 64118P109 | $15 | 12,600 | 0.0% |
| Quicklogic Corp | Common equity shares | 74837P108 | $15 | 20,574 | 0.0% |
| Dasan Zhone Solutions Inc | Common equity shares | 23305L107 | $15 | 14,255 | 0.0% |
| Mosys Inc | Common equity shares | 619718109 | $15 | 19,736 | 0.0% |