Q4 2016 Holdings
Filed 2017-02-09 | 3666 holdings | $45.1B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kinder Morgan Inc Ware Equity Warrant | Equity Warrant | 49456B119 | $0 | 370,226 | 0.0% |
| Glowpoint Inc | Common equity shares | 379887201 | $4 | 13,300 | 0.0% |
| Mast Therapeutics Inc | Common equity shares | 576314108 | $5 | 54,724 | 0.0% |
| Ibio Inc | Common equity shares | 451033104 | $5 | 12,000 | 0.0% |
| Mosys Inc | Common equity shares | 619718109 | $5 | 19,550 | 0.0% |
| American DG Energy Inc | Common equity shares | 025398108 | $5 | 16,694 | 0.0% |
| Oncogenex Pharmaceuticals | Common equity shares | 68230A106 | $5 | 10,229 | 0.0% |
| Capstone Turbine Corp | Common equity shares | 14067D409 | $6 | 10,483 | 0.0% |
| Pareteum Corp | Common equity shares | 69946T108 | $6 | 56,700 | 0.0% |
| Rexahn Pharmaceuticals Inc | Common equity shares | 761640101 | $6 | 40,400 | 0.0% |
| Bioanalytical Systems Inc | Common equity shares | 09058M103 | $7 | 10,200 | 0.0% |
| UQM Technologies Inc | Common equity shares | 903213106 | $7 | 18,876 | 0.0% |
| Tonix Pharmaceuticals Hldg | Common equity shares | 890260201 | $7 | 16,100 | 0.0% |
| U S Antimony Corp(UAMY) | Common equity shares | 911549103 | $7 | 28,812 | 0.0% |
| Fibrocell Science Inc | Common equity shares | 315721209 | $8 | 11,300 | 0.0% |
| Comstock Mining Inc | Common equity shares | 205750102 | $8 | 30,500 | 0.0% |
| Triangle Petroleum Corp | Common equity shares | 89600B201 | $8 | 39,700 | 0.0% |
| Renesola LTD | American Depository Receipt | 75971T103 | $8 | 11,794 | 0.0% |
| Palatin Technologies Inc | Common equity shares | 696077403 | $8 | 17,409 | 0.0% |
| Tearlab Corp | Common equity shares | 878193101 | $8 | 16,300 | 0.0% |
| Isoray Inc | Common equity shares | 46489V104 | $9 | 15,600 | 0.0% |
| Digital Turbine Inc(APPS) | Common equity shares | 25400W102 | $9 | 12,900 | 0.0% |
| Falconstor Software Inc | Common equity shares | 306137100 | $9 | 21,196 | 0.0% |
| Solitario Exploration & Rlty(XPL) | Common equity shares | 8342EP107 | $9 | 13,385 | 0.0% |
| Enphase Energy Inc(ENPH) | Common equity shares | 29355A107 | $10 | 10,036 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | Common equity shares | 00507W107 | $11 | 11,700 | 0.0% |
| Galectin Therapeutics Inc(GALT) | Common equity shares | 363225202 | $11 | 11,450 | 0.0% |
| First Acceptance Corp(FACO) | Common equity shares | 318457108 | $11 | 10,746 | 0.0% |
| General Moly Inc(GMOLQ) | Common equity shares | 370373102 | $12 | 48,515 | 0.0% |
| Sunlink Health Systems Inc | Common equity shares | 86737U102 | $12 | 10,300 | 0.0% |
| Thestreet Inc | Common equity shares | 88368Q103 | $12 | 13,500 | 0.0% |
| Neuralstem Inc | Common equity shares | 64127R401 | $12 | 38,600 | 0.0% |
| Female Health Co | Common equity shares | 314462102 | $13 | 14,732 | 0.0% |
| Netlist Inc(NLST) | Common equity shares | 64118P109 | $13 | 12,600 | 0.0% |
| Dover Downs Gaming & Entmt | Common equity shares | 260095104 | $13 | 12,164 | 0.0% |
| REX Energy Corp | Common equity shares | 761565100 | $13 | 26,887 | 0.0% |
| Retractable Technologies Inc(RVP) | Common equity shares | 76129W105 | $13 | 14,000 | 0.0% |
| Spark Networks Inc | American Depository Receipt | 84651P100 | $13 | 14,896 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR) | Common equity shares | 053588109 | $14 | 25,375 | 0.0% |
| Dasan Zhone Solutions Inc | Common equity shares | 23305L107 | $14 | 14,253 | 0.0% |
| Imation Corp | Common equity shares | 45245A107 | $14 | 18,153 | 0.0% |
| Pain Therapeutics Inc | Common equity shares | 69562K100 | $15 | 25,348 | 0.0% |
| Transatlantic Petroleum LTD | Common equity shares | G89982113 | $15 | 13,759 | 0.0% |
| OHR Pharmaceutical Inc | Common equity shares | 67778H200 | $16 | 10,400 | 0.0% |
| China Digitaltv Hldg Co | American Depository Receipt | 16938G107 | $17 | 11,300 | 0.0% |
| Emergent Capital Inc(EMGCUSD) | Common equity shares | 29102N105 | $17 | 13,397 | 0.0% |
| Inuvo Inc | Common equity shares | 46122W204 | $17 | 10,357 | 0.0% |
| Amyris Inc | Common equity shares | 03236M101 | $18 | 24,081 | 0.0% |
| Nanoviricides Inc | Common equity shares | 630087203 | $18 | 15,900 | 0.0% |
| Hhgregg Inc(HGGG) | Common equity shares | 42833L108 | $19 | 12,812 | 0.0% |