Q3 2018 Holdings
Filed 2018-11-13 | 501 holdings | $20.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Inuvo Inc | COM NEW | 46122W204 | $12 | 19,835 | 0.0% |
| BIO Path Holdings Inc | COM NEW | 09057N201 | $18 | 30,150 | 0.0% |
| Mannkind Corp(MNKD) | COM NEW | 56400P706 | $20 | 10,925 | 0.0% |
| Rite AID Corp | COM | 767754104 | $29 | 22,925 | 0.0% |
| Ladenburg Thalman FIN Svcs I | COM | 50575Q102 | $31 | 11,609 | 0.0% |
| Silvercorp Metals Inc(SVM) | COM | 82835P103 | $49 | 20,000 | 0.0% |
| Kinross Gold Corp(KGC) | COM NO PAR | 496902404 | $54 | 20,000 | 0.0% |
| Navidea Biopharmaceuticals I | COM | 63937X103 | $55 | 240,400 | 0.0% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $55 | 65,000 | 0.0% |
| First Majestic Silver Corp | COM | C35329AA6 | $58 | 10,166 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 1.500%10/1 | 09061GAE1 | $68 | 57,000 | 0.0% |
| Templeton Global Income FD | COM | 880198106 | $76 | 12,461 | 0.0% |
| Sprott Physical Silver TR(PSLV/U) | TR UNIT | 85207K107 | $83 | 15,672 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $92 | 12,641 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $93 | 90,000 | 0.0% |
| Dreyfus Strategic Muns Inc | COM | 261932107 | $94 | 12,507 | 0.0% |
| Kandi Technologies Group Inc | COM | 483709101 | $95 | 19,500 | 0.0% |
| Tegna Inc(TGNA) | COM | 87901J105 | $122 | 10,205 | 0.0% |
| Agrofresh Solutions(AGFSEUR) | COM | 00856G109 | $131 | 21,096 | 0.0% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $132 | 13,817 | 0.0% |
| Putnam Managed MUN Incom TR(PMM) | COM | 746823103 | $134 | 19,400 | 0.0% |
| Pimco Income Strategy Fund(PFL) | COM | 72201H108 | $157 | 13,297 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $159 | 68,431 | 0.0% |
| Aegon N V | NY REGISTRY SH | 007924103 | $163 | 25,322 | 0.0% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $170 | 11,652 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $176 | 18,584 | 0.0% |
| Catchmark Timber TR Inc(CTT1USD) | CL A | 14912Y202 | $178 | 15,591 | 0.0% |
| First TR Energy Infrastrctr | COM | 33738C103 | $180 | 11,400 | 0.0% |
| Iamgold Corp(IAG) | COM | 450913108 | $184 | 50,000 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAM4 | $187 | 185,000 | 0.0% |
| Ares Cap Corp | COM | 04010LAM5 | $188 | 10,957 | 0.0% |
| BlackRock Munic Incm Invst T | SH BEN INT | 09248H105 | $189 | 14,490 | 0.0% |
| BlackRock Municipl Inc Qlty | COM | 092479104 | $190 | 14,834 | 0.0% |
| Delaware Invt NAT Muni Inc F(VFL) | SH BEN INT | 24610T108 | $198 | 16,360 | 0.0% |
| Synergy Pharmaceuticals del | COM NEW | 871639308 | $199 | 117,199 | 0.0% |
| Invesco Exchng Traded FD TR(PGX) | PFD ETF | 46138E511 | $200 | 13,962 | 0.0% |
| Xcel Energy Inc(XEL) | COM | 98389B100 | $202 | 4,282 | 0.0% |
| AIR Prods & Chems Inc(APD) | COM | 009158106 | $203 | 1,216 | 0.0% |
| GW Pharmaceuticals PLC | ADS | 36197T103 | $204 | 1,179 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $204 | 21,794 | 0.0% |
| Dreyfus MUN BD Infrstrctr FD | SHS | 26203D101 | $204 | 16,458 | 0.0% |
| Target Corp(TGT) | COM | 87612E106 | $206 | 2,332 | 0.0% |
| Legacy TEX Finl Group Inc | COM | 52471Y106 | $207 | 4,868 | 0.0% |
| Ferrellgas Partners L.P. | UNIT LTD PART | 315293100 | $208 | 94,270 | 0.0% |
| Mastercard Incorporated(MA) | CL A | 57636Q104 | $209 | 938 | 0.0% |
| Harley Davidson Inc(HOG) | COM | 412822108 | $209 | 4,613 | 0.0% |
| Northrop Grumman Corp(NOC) | COM | 666807102 | $210 | 661 | 0.0% |
| Oneok Inc New(OKE) | COM | 682680103 | $210 | 3,105 | 0.0% |
| ETF Managers TR | PRIME CYBR SCRTY | 26924G102 | $211 | 5,249 | 0.0% |
| CSX Corp(CSX) | COM | 126408103 | $213 | 2,881 | 0.0% |