Q4 2017 Holdings
Filed 2018-02-09 | 1257 holdings | $633.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Nordic Amern Tanker LTD(NAT) | COMMON | G65773106 | $42 | 17,127 | 0.0% |
| VBI Vaccines Inc CDA(VAC2USD) | COMMON | 91822J103 | $43 | 10,000 | 0.0% |
| Biotime Inc(BTXUSD) | COMMON | 09066L105 | $46 | 21,519 | 0.0% |
| Oncomed Pharms Inc | COMMON | 68234X102 | $49 | 12,000 | 0.0% |
| Apollo Invt Corp | COMMON | 03761U106 | $65 | 11,456 | 0.0% |
| Ensco PLC CL A | COMMON | G3157S106 | $77 | 13,081 | 0.0% |
| Cleveland Cliffs Inc(CLF) | COMMON | 185899101 | $77 | 10,708 | 0.0% |
| Clearsign Combustion WTS | OTHER | 185064110 | $78 | 78,459 | 0.0% |
| Putnam Premier Income TR(PPT) | COMMON | 746853100 | $84 | 15,838 | 0.0% |
| Gamco Natl RES Gold&incm(GNT) | OTHER | 36465E101 | $91 | 13,501 | 0.0% |
| Taseko Mines LTD(TGB) | FOREIGN | 876511106 | $99 | 42,607 | 0.0% |
| Pimco Fltg Rate Strategy(PFN) | COMMON | 72201J104 | $105 | 10,026 | 0.0% |
| EL Pollo Loco Hldgs Inc(LOCO) | COMMON | 268603107 | $105 | 10,595 | 0.0% |
| Pc-Tel Inc COM | COMMON | 69325Q105 | $105 | 14,286 | 0.0% |
| Nuveen Select MAT Muni(NIM) | COMMON | 67061T101 | $107 | 10,701 | 0.0% |
| Wipro LTD(WIT) | FOREIGN | 97651M109 | $109 | 20,000 | 0.0% |
| Calamos Strat TOT Return(CSQ) | COMMON | 128125101 | $129 | 10,703 | 0.0% |
| Pimco MUN Income FD II(PML) | COMMON | 72200W106 | $139 | 10,517 | 0.0% |
| Ring Energy Inc(REI) | COMMON | 76680V108 | $139 | 10,000 | 0.0% |
| Diamondrock Hospitality Co COM(DRH) | COMMON | 252784301 | $140 | 12,391 | 0.0% |
| Morgan Emerging Markets(EDD) | COMMON | 617477104 | $142 | 18,388 | 0.0% |
| Nuveen NC Prem Inc MUN | COMMON | 67060P100 | $149 | 11,525 | 0.0% |
| NUV TAX Free ADV Muni FD(XNEAX) | COMMON | 670657105 | $150 | 10,899 | 0.0% |
| Pennantpark Invt Corp COM(PNNT) | COMMON | 708062104 | $151 | 21,904 | 0.0% |
| BlackRock Enrgy & RES TR(BGR) | COMMON | 09250U101 | $153 | 10,782 | 0.0% |
| Nuveen SEL TX Free Inc 2 | COMMON | 67063C106 | $153 | 10,951 | 0.0% |
| Western High Incme FD II(HIX) | COMMON | 95766J102 | $154 | 22,140 | 0.0% |
| Western Inter Muni FD(SBI) | COMMON | 958435109 | $158 | 16,995 | 0.0% |
| Calamos Conv&high Inc FD(XCHYX) | COMMON | 12811P108 | $159 | 13,420 | 0.0% |
| Eaton Vnce BUY Write OPP(ETV) | COMMON | 27828Y108 | $159 | 10,351 | 0.0% |
| SAN Juan Basin Rlty TR(SJT) | COMMON | 798241105 | $171 | 20,801 | 0.0% |
| Nuveen Mich Qual Inc MUN | COMMON | 670979103 | $179 | 13,501 | 0.0% |
| Penney J C Inc | COMMON | 708160106 | $180 | 56,883 | 0.0% |
| Ticc Capital Corp | COMMON | 87244T109 | $183 | 31,948 | 0.0% |
| Templtn Emerg MKT Inc FD(TEI) | COMMON | 880192109 | $187 | 16,762 | 0.0% |
| Genmark Diagnostics(GNMK) | COMMON | 372309104 | $193 | 46,400 | 0.0% |
| Templeton Global Inc FD | COMMON | 880198106 | $196 | 30,330 | 0.0% |
| Aberdeen Asia Pacific | COMMON | 003009107 | $196 | 40,214 | 0.0% |
| Opko Health Inc(OPK) | COMMON | 68375N103 | $196 | 40,005 | 0.0% |
| Wsdmtre Emerg Smcp D ETF(DGS) | COMMON | 97717W281 | $201 | 3,850 | 0.0% |
| Church & Dwight Inc(CHD) | COMMON | 171340102 | $202 | 4,033 | 0.0% |
| Schwab STR U S DIV ETF(SCHD) | COMMON | 808524797 | $204 | 3,977 | 0.0% |
| Transunion(TRU) | COMMON | 89400J107 | $204 | 3,709 | 0.0% |
| Eaton Vance National(EOT) | COMMON | 27829L105 | $204 | 9,037 | 0.0% |
| Ishs Msci Japan New ETF(EWJ) | COMMON | 46434G822 | $204 | 3,406 | 0.0% |
| National Grid PLC Sponsored AD(NGG) | COMMON | 636274409 | $205 | 3,493 | 0.0% |
| Nuvasive Inc(NUVAGBP) | COMMON | 670704105 | $205 | 3,500 | 0.0% |
| Martin Marietta Mtls Inc(MLM) | COMMON | 573284106 | $207 | 934 | 0.0% |
| Synaptics Inc(SYNA) | COMMON | 87157D109 | $208 | 5,201 | 0.0% |
| Adams NAT RES Fund Inc(PEO) | COMMON | 00548F105 | $208 | 10,470 | 0.0% |