Q3 2017 Holdings
Filed 2017-11-13 | 77 holdings | $315.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $165.5K | $53,067,000 | 52.5% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $35.5K | $20,000,000 | 11.3% |
| Interdigital Inc | NOTE 1.500% 3/0 | 458660AD9 | $14.1K | $12,000,000 | 4.5% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $11.1K | $6,000,000 | 3.5% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $10.5K | $6,000,000 | 3.3% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $8.7K | $5,000,000 | 2.8% |
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $8.3K | $6,000,000 | 2.6% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 8/1 | 53220KAD0 | $7.3K | $4,000,000 | 2.3% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $5.7K | $5,000,000 | 1.8% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $4.7K | $4,000,000 | 1.5% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $3.6K | $2,500,000 | 1.1% |
| Alibaba Group Hldg LTDPut | Put | 01609W952 | $3.1K | 1,500 | 1.0% |
| Select Sector Spdr TR(XLF) | SBI INT-FINL | 81369Y605 | $2.3K | 87,250 | 0.7% |
| Parexel Intl Corp | COM | 699462107 | $2.2K | 24,500 | 0.7% |
| Rice Energy Inc | COM | 762760106 | $2.0K | 69,999 | 0.6% |
| VWR Corp | COM | 91843L103 | $1.7K | 50,000 | 0.5% |
| Ishares TR(FXI) | CHINA LG-CAP ETF | 464287184 | $1.5K | 33,000 | 0.5% |
| Neuroderm LTD | ORD SHS | M74231107 | $1.4K | 36,783 | 0.5% |
| Powershares QQQ Trust Unit SER 1Call | Call | 73935A904 | $1.4K | 300 | 0.4% |
| Bard C R Inc(BCRUSD) | COM | 067383109 | $1.3K | 4,000 | 0.4% |
| Dominion Diamond Corp | COM | 257287102 | $1.2K | 87,600 | 0.4% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $1.1K | 21,275 | 0.4% |
| Bankrate Inc del | COM | 06647F102 | $1.1K | 81,091 | 0.4% |
| West Corp | COM | 952355204 | $1.1K | 47,662 | 0.4% |
| HSBC Hldgs PLC | DBCV 5.625%12/3 | 404280AR0 | $1.0K | $1,000,000 | 0.3% |
| Time Warner Inc | COM NEW | 887317303 | $1.0K | 9,800 | 0.3% |
| Starwood Waypoint Homes | COM | 85572F105 | $1.0K | 27,500 | 0.3% |
| Capital BK Finl Corp | CL A COM | 139794101 | $985 | 23,986 | 0.3% |
| Kite Pharma Inc COM | COM | 49803L109 | $899 | 5,000 | 0.3% |
| Ishares TR(HYG) | IBOXX HI YD ETF | 464288513 | $888 | 10,000 | 0.3% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $819 | 7,238 | 0.3% |
| Fortress Investment Group LL | CL A | 34958B106 | $797 | 100,000 | 0.3% |
| Ishares TRPut | Put | 464287954 | $787 | 2,032 | 0.2% |
| Liberty Global PLC | SHS CL C | G5480U120 | $665 | 20,350 | 0.2% |
| Commercehub Inc | COM SER C | 20084V306 | $548 | 25,650 | 0.2% |
| Expedia Inc del(EXPE) | COM NEW | 30212P303 | $533 | 3,700 | 0.2% |
| Alere Inc | COM | 01449J105 | $510 | 10,000 | 0.2% |
| IAC Interactivecorp(IACIEUR) | COM | 44919P508 | $504 | 4,285 | 0.2% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $487 | 500 | 0.2% |
| Monsanto Co New | COM | 61166W101 | $479 | 4,000 | 0.2% |
| Atwood Oceanics Inc | COM | 050095108 | $474 | 50,500 | 0.2% |
| Scripps Networks Interact in | CL A COM | 811065101 | $429 | 5,000 | 0.1% |
| Southwest Bancorp Inc Okla | COM | 844767103 | $413 | 15,000 | 0.1% |
| Ishares TRCall | Call | 464287904 | $412 | 2,032 | 0.1% |
| Tribune Media Co(TRCO) | CL A | 896047503 | $409 | 10,000 | 0.1% |
| Select Sector Spdr TR SBI Cons DiscrCall | Call | 81369Y907 | $380 | 1,200 | 0.1% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $377 | 1,500 | 0.1% |
| Park Sterling Corp | COM | 70086Y105 | $373 | 30,000 | 0.1% |
| Select Sector Spdr TR SBI Cons DiscrPut | Put | 81369Y957 | $361 | 1,200 | 0.1% |
| Liberty Media Corp Delaware(LM03) | COM A SIRIUSXM | 531229409 | $359 | 8,569 | 0.1% |