Q4 2017 Holdings
Filed 2018-02-14 | 132 holdings | $668.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $194.0K | $58,067,000 | 29.0% |
| Alibaba Group Hldg LTD(BABA)Put | COM | 01609W102 | $137.5K | 7,975 | 20.6% |
| KBL Merger Corp IVCall | COM | 48242A112 | $33.8K | 34,860 | 5.1% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $30.1K | $20,000,000 | 4.5% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $17.9K | $12,524,000 | 2.7% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $13.1K | $9,026,000 | 2.0% |
| Select Sector Spdr TR(XLY)Put | COM | 81369Y407 | $11.8K | 1,200 | 1.8% |
| Select Sector Spdr TR(XLY)Call | COM | 81369Y407 | $11.8K | 1,200 | 1.8% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $10.2K | $6,000,000 | 1.5% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $9.6K | $5,000,000 | 1.4% |
| Interdigital Inc | NOTE 1.500% 3/0 | 458660AD9 | $8.6K | $7,178,000 | 1.3% |
| Ishares TR(EEM)Put | COM | 464287234 | $7.5K | 1,600 | 1.1% |
| Ishares TR(EEM)Call | COM | 464287234 | $7.5K | 1,600 | 1.1% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 8/1 | 53220KAD0 | $7.3K | $4,000,000 | 1.1% |
| Western Digital Corp(WDC)Put | COM | 958102105 | $6.9K | 868 | 1.0% |
| Ishares TR(TLT)Call | COM | 464287432 | $6.3K | 500 | 0.9% |
| Ishares TR(TLT)Put | COM | 464287432 | $6.3K | 500 | 0.9% |
| Salesforce COM Inc(CRM)Put | COM | 79466L302 | $5.5K | 540 | 0.8% |
| Powershares QQQ Trust | UNIT SER 1 | 73935A104 | $5.5K | 35,410 | 0.8% |
| Amazon COM Inc(AMZN)Put | COM | 023135106 | $5.3K | 45 | 0.8% |
| Facebook Inc(META)Put | COM | 30303M102 | $4.9K | 280 | 0.7% |
| CM Seven Star Acquisition Co | UNIT 08/21/2022 | G2345N128 | $3.5K | 350,000 | 0.5% |
| Powershares QQQ TrustCall | COM | 73935A104 | $3.1K | 200 | 0.5% |
| Ctrip COM Intl LTD(CTRPUSD)Put | COM | 22943F100 | $2.9K | 660 | 0.4% |
| LAS Vegas Sands Corp(LVS)Put | COM | 517834107 | $2.8K | 406 | 0.4% |
| Cheniere Energy Inc(LNG)Put | COM | 16411R208 | $2.7K | 500 | 0.4% |
| Petroleo Brasileiro SA Petro(PBR)Put | COM | 71654V408 | $2.6K | 2,500 | 0.4% |
| Vale S A(VALE)Put | COM | 91912E105 | $2.4K | 2,000 | 0.4% |
| Vale S A(VALE)Call | COM | 91912E105 | $2.4K | 2,000 | 0.4% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $2.4K | 23,895 | 0.4% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $2.4K | 2,300 | 0.4% |
| Texas Instrs Inc(TXN)Call | COM | 882508104 | $2.4K | 226 | 0.4% |
| Texas Instrs Inc(TXN)Put | COM | 882508104 | $2.4K | 226 | 0.4% |
| Regalwood Global Energy LTD | UNIT 99/99/9999 | G74760110 | $2.2K | 225,000 | 0.3% |
| American Intl Group Inc(AIG)Put | COM | 026874784 | $2.1K | 350 | 0.3% |
| Phillips 66(PSX)Put | COM | 718546104 | $2.0K | 200 | 0.3% |
| Phillips 66(PSX)Call | COM | 718546104 | $2.0K | 200 | 0.3% |
| Select Sector Spdr TR(XLP) | SBI CONS STPLS | 81369Y308 | $2.0K | 35,500 | 0.3% |
| Select Sector Spdr TR(XLF) | SBI INT-FINL | 81369Y605 | $2.0K | 72,009 | 0.3% |
| Haymaker Acquisition Corp | UNIT 10/19/2022 | 420870206 | $2.0K | 200,000 | 0.3% |
| Netflix Inc(NFLX)Call | COM | 64110L106 | $1.9K | 100 | 0.3% |
| Facebook Inc(META) | CL A | 30303M102 | $1.9K | 10,750 | 0.3% |
| Home Depot Inc(HD)Put | COM | 437076102 | $1.9K | 100 | 0.3% |
| Home Depot Inc(HD)Call | COM | 437076102 | $1.9K | 100 | 0.3% |
| Oracle Corp(ORCL)Put | COM | 68389X105 | $1.9K | 400 | 0.3% |
| Oracle Corp(ORCL)Call | COM | 68389X105 | $1.9K | 400 | 0.3% |
| Zoetis Inc(ZTS)Put | COM | 98978V103 | $1.8K | 250 | 0.3% |
| Zoetis Inc(ZTS)Call | COM | 98978V103 | $1.8K | 250 | 0.3% |
| Garmin LTD(GRMN)Call | COM | H2906T109 | $1.8K | 300 | 0.3% |
| Garmin LTD(GRMN)Put | COM | H2906T109 | $1.8K | 300 | 0.3% |