Q4 2021 Holdings
Filed 2022-02-04 | 137 holdings | $18.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alps ETF TR(AMLP) | ALERIAN MLP | 00162Q452 | $13.1M | 400,000 | 71.3% |
| Ascendis Pharma A/S(ASND) | SPONSORED ADR | 04351P101 | $3.2M | 23,840 | 17.5% |
| DTF Tax-Free Income Inc(DTF) | COM | 23334J107 | $686.0K | 48,000 | 3.7% |
| Costco Whsl Corp New(COST) | COM | 22160K105 | $680.0K | 1,198 | 3.7% |
| ARK ETF TR(ARKK) | INNOVATION ETF | 00214Q104 | $250.0K | 2,642 | 1.4% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $222.0K | 3,511 | 1.2% |
| Credit Suisse High Yield BD(DHY) | SH BEN INT | 22544F103 | $105.0K | 42,500 | 0.6% |
| Ishares TR(DGRO) | CORE DIV GRWTH | 46434V621 | $8.4K | 150,915 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $6.0K | 17,971 | 0.0% |
| Alps ETF TR(SBIO) | MED BREAKTHGH | 00162Q593 | $6.0K | 142,044 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $5.9K | 33,446 | 0.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $5.4K | 11,442 | 0.0% |
| Invesco QQQ TR(QQQ) | UNIT SER 1 | 46090E103 | $5.3K | 13,362 | 0.0% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $3.1K | 920 | 0.0% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $2.9K | 3,997 | 0.0% |
| BlackRock Innovation and GRW(BTX) | SHS BEN INT | 09260Q108 | $2.2K | 150,000 | 0.0% |
| US Bancorp del(USB) | COM NEW | 902973304 | $2.1K | 37,778 | 0.0% |
| Seven Hills Realty Trust(SEVN) | COM | 81784E101 | $2.1K | 204,382 | 0.0% |
| Pimco Energy & Tactical CR O(PDX) | COM SHS BEN INT | 69346N107 | $2.1K | 163,300 | 0.0% |
| Neuberger Berman Next Genera(NBXG) | COMMON STOCK | 64133Q108 | $2.1K | 120,000 | 0.0% |
| Morgan Stanley China A SH FD(XCAFX) | COM | 617468103 | $2.0K | 98,749 | 0.0% |
| Goldman Sachs MLP Energy REN | COM | 38148G206 | $1.9K | 186,400 | 0.0% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $1.9K | 658 | 0.0% |
| Nexpoint Diversified REL ET(NXDT) | COM NEW | 65340G205 | $1.8K | 129,500 | 0.0% |
| Tortoise Energy Infra Corp(TYG) | COM | 89147L886 | $1.7K | 60,742 | 0.0% |
| Central & Eastern Europe FD(CEE) | COM | 153436100 | $1.6K | 59,050 | 0.0% |
| Shockwave MED Inc(SWAVUSD) | COM | 82489T104 | $1.5K | 8,631 | 0.0% |
| Clearbridge MLP and Midstrm | COM | 184692200 | $1.5K | 56,526 | 0.0% |
| Anthem Inc(ELV) | COM | 036752103 | $1.5K | 3,272 | 0.0% |
| Pershing Square Tontine Hldg | COM CL A | 71531R109 | $1.4K | 71,462 | 0.0% |
| Accenture PLC Ireland(ACN) | SHS CLASS A | G1151C101 | $1.4K | 3,286 | 0.0% |
| Sofi Technologies Inc(SOFI) | COM | 83406F102 | $1.3K | 79,443 | 0.0% |
| Nike Inc(NKE) | CL B | 654106103 | $1.2K | 7,218 | 0.0% |
| Aberdeen Asia-Pacific Income | COM | 003009107 | $1.2K | 314,700 | 0.0% |
| Neuberger Brman Clifrn Muni | COM | 64123C101 | $1.2K | 85,100 | 0.0% |
| Morgan Stanley Emerging Mkts(EDD) | COM | 617477104 | $1.2K | 210,100 | 0.0% |
| Home Depot Inc(HD) | COM | 437076102 | $1.1K | 2,564 | 0.0% |
| Mexico FD Inc(MXF) | COM | 592835102 | $1.0K | 66,335 | 0.0% |
| Vertical Cap Income FD(CCIF) | SHS BEN INT | 92535C104 | $1.0K | 99,000 | 0.0% |
| Delaware Invts Minn MUN Inco | COM | 24610V103 | $988 | 70,000 | 0.0% |
| Angel OAK Dynamic Finl Strat | COM BEN INT | 03462A102 | $968 | 47,000 | 0.0% |
| Intuitive Surgical Inc(ISRG) | COM NEW | 46120E602 | $942 | 2,623 | 0.0% |
| Angel OAK Finl Strategies in(FINS) | COM BEN INT | 03464A100 | $928 | 54,425 | 0.0% |
| Shopify Inc(SHOP) | CL A | 82509L107 | $882 | 640 | 0.0% |
| Nuveen New Jersey Qult MUN F(NXJ) | COM | 67069Y102 | $864 | 56,146 | 0.0% |
| Neuberger Berman N Y MUN FD | COM | 64124K102 | $861 | 66,222 | 0.0% |
| Nuveen Short Duration CR OPP | COM | 67074X107 | $859 | 58,000 | 0.0% |
| Fiduciary Claymore Engry INF | COM | 31647Q205 | $806 | 77,845 | 0.0% |
| Brandywinegbl GBL Incm OPP F(BWG) | COM | 10537L104 | $796 | 68,000 | 0.0% |
| Morgan Stanley Emkt DBT FD I(MSD) | COM | 61744H105 | $789 | 87,582 | 0.0% |