Q1 2022 Holdings
Filed 2022-04-12 | 123 holdings | $4.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ascendis Pharma A/S(ASND) | SPONSORED ADR | 04351P101 | $2.9M | 24,810 | 64.9% |
| Costco Whsl Corp New(COST) | COM | 22160K105 | $776.0K | 1,348 | 17.3% |
| DTF Tax-Free Income Inc(DTF) | COM | 23334J107 | $608.0K | 46,775 | 13.5% |
| Credit Suisse High Yield BD(DHY) | SH BEN INT | 22544F103 | $88.0K | 40,500 | 2.0% |
| Ishares TR(DGRO) | CORE DIV GRWTH | 46434V621 | $8.6K | 160,652 | 0.2% |
| Apple Inc(AAPL) | COM | 037833100 | $6.1K | 34,801 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $5.4K | 17,632 | 0.1% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $3.1K | 955 | 0.1% |
| Western Asset Emerging Mkts(XEMDX) | COM | 95766A101 | $2.6K | 241,267 | 0.1% |
| Pimco Enrgy Tactical CR OPP(PDX) | COM SHS BEN INT | 69346N107 | $2.4K | 162,000 | 0.1% |
| Shockwave MED Inc(SWAVUSD) | COM | 82489T104 | $2.3K | 11,321 | 0.1% |
| Alps ETF TR(SBIO) | MED BREAKTHGH | 00162Q593 | $2.3K | 68,803 | 0.1% |
| Goldman Sachs MLP Energy REN | COM | 38148G206 | $2.3K | 186,400 | 0.1% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $2.2K | 4,147 | 0.0% |
| Nexpoint Strategic Opportes(NXDT) | COM NEW | 65340G205 | $2.0K | 129,500 | 0.0% |
| US Bancorp del(USB) | COM NEW | 902973304 | $2.0K | 37,778 | 0.0% |
| Pershing Square Tontine Hldg | COM CL A | 71531R109 | $2.0K | 100,000 | 0.0% |
| Clearbridge MLP and Midstrm | COM | 184692200 | $2.0K | 58,000 | 0.0% |
| Anthem Inc(ELV) | COM | 036752103 | $1.8K | 3,622 | 0.0% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $1.8K | 639 | 0.0% |
| BlackRock Innovation and GRW(BTX) | SHS BEN INT | 09260Q108 | $1.7K | 150,000 | 0.0% |
| Morgan Stanley China A SH FD(XCAFX) | COM | 617468103 | $1.6K | 98,249 | 0.0% |
| Kayne Anderson Energy Infrst(KYN) | COM | 486606106 | $1.5K | 166,479 | 0.0% |
| Clearbridge MLP and Midstrm | COM | 18469Q207 | $1.5K | 50,000 | 0.0% |
| Aberdeen Asia-Pacific Income | COM | 003009107 | $1.2K | 354,700 | 0.0% |
| Morgan Stanley Emerging Mkts(EDD) | COM | 617477104 | $1.2K | 237,100 | 0.0% |
| Accenture PLC Ireland(ACN) | SHS CLASS A | G1151C101 | $1.1K | 3,286 | 0.0% |
| Mexico FD Inc(MXF) | COM | 592835102 | $1.1K | 66,335 | 0.0% |
| Nuveen New Jersey Qult MUN F(NXJ) | COM | 67069Y102 | $1.1K | 81,246 | 0.0% |
| Neuberger Brman Clifrn Muni | COM | 64123C101 | $1.0K | 83,000 | 0.0% |
| Eaton Vance Calif MUN BD FD(XEVMX) | COM | 27828A100 | $994 | 99,000 | 0.0% |
| Nuveen Ohio Qlty MUN Income | COM | 670980101 | $982 | 70,823 | 0.0% |
| Nike Inc(NKE) | CL B | 654106103 | $971 | 7,218 | 0.0% |
| Vertical Cap Income FD(CCIF) | SHS BEN INT | 92535C104 | $958 | 95,809 | 0.0% |
| Tortoise Energy Infra Corp(TYG) | COM | 89147L886 | $954 | 27,600 | 0.0% |
| Eaton Vance New York MUN BD(XENWX) | COM | 27827Y109 | $953 | 90,961 | 0.0% |
| Brandywinegbl GBL Incm OPP F(BWG) | COM | 10537L104 | $946 | 93,521 | 0.0% |
| Intuitive Surgical Inc(ISRG) | COM NEW | 46120E602 | $942 | 3,123 | 0.0% |
| Eaton Vance Calif MUN Incom(CEV) | SH BEN INT | 27826F101 | $921 | 80,213 | 0.0% |
| Morgan Stanley Emer Mkts DEB(MSD) | COM | 61744H105 | $900 | 115,632 | 0.0% |
| BlackRock Calif MUN Income T(XBFZX) | SH BEN INT | 09248E102 | $897 | 73,008 | 0.0% |
| Clearbridge Energy Midstrm O(EMO) | COM | 18469P209 | $877 | 31,092 | 0.0% |
| Nuveen New York AMT QLT Muni(NRK) | COM | 670656107 | $849 | 69,900 | 0.0% |
| Home Depot Inc(HD) | COM | 437076102 | $797 | 2,664 | 0.0% |
| Angel OAK Dynamic Finl Strat | COM BEN INT | 03462A102 | $797 | 43,060 | 0.0% |
| Berkshire Hathaway Inc del(BRK/B) | CL B NEW | 084670702 | $778 | 2,205 | 0.0% |
| Neuberger Brman NY Muni FD I | COM | 64124K102 | $774 | 66,744 | 0.0% |
| Vanguard World FDS(VPU) | UTILITIES ETF | 92204A876 | $712 | 4,400 | 0.0% |
| Pgim Global High Yield FD FO(GHY) | COM | 69346J106 | $695 | 52,000 | 0.0% |
| Shopify Inc(SHOP) | CL A | 82509L107 | $669 | 990 | 0.0% |