Q3 2018 Holdings
Filed 2018-11-14 | 146 holdings | $2.5M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2018-11-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| DTF Tax-Free Income Inc(DTF) | Equity | 23334J107 | $1.7M | 128,951 | 65.3% |
| Cisco SYS Inc(CSCO) | Equity | 17275R102 | $387.0K | 7,949 | 15.3% |
| DBX ETF TR(DBEF) | Equity | 233051200 | $308.0K | 9,525 | 12.1% |
| Vivaldi Opportunities FDA | Equity | 92853C207 | $51.5K | 3,474,628 | 2.0% |
| Vanguard Index FDS(VTI) | Equity | 922908769 | $8.3K | 55,128 | 0.3% |
| Ishares TR(IVV) | Equity | 464287200 | $5.8K | 19,681 | 0.2% |
| B Riley Finl Inc(RILY) | Equity | 05580M108 | $5.7K | 250,000 | 0.2% |
| Vanguard Index FDS(VO) | Equity | 922908629 | $4.5K | 27,461 | 0.2% |
| Vanguard TAX Managed Intl FD(VEA) | Equity | 921943858 | $4.5K | 103,723 | 0.2% |
| Vanguard Index FDS(VB) | Equity | 922908751 | $3.9K | 23,964 | 0.2% |
| Spdr Series Trust(SPYM) | Equity | 78464A854 | $3.7K | 107,772 | 0.1% |
| Vanguard Intl Equity Index F(VWO) | Equity | 922042858 | $3.1K | 74,731 | 0.1% |
| Spdr SER TR(SPSM) | Equity | 78468R853 | $2.8K | 83,635 | 0.1% |
| Alliancebernstein Natl Muni(AFB) | Equity | 01864U106 | $2.7K | 216,470 | 0.1% |
| Invesco SR Income TR(VVR) | Equity | 46131H107 | $2.7K | 621,848 | 0.1% |
| Ishares TR(IWM) | Equity | 464287655 | $2.6K | 15,293 | 0.1% |
| Spdr Series Trust(SPMD) | Equity | 78464A847 | $2.5K | 69,132 | 0.1% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | Equity | 670657105 | $2.5K | 195,187 | 0.1% |
| Ishares TR(DVY) | Equity | 464287168 | $2.5K | 24,694 | 0.1% |
| Pgim Short Duration High YIE(ISD) | Equity | 69346H100 | $2.4K | 169,906 | 0.1% |
| Rockwell Collins Inc | Equity | 774341101 | $2.2K | 15,895 | 0.1% |
| Invesco Value MUN Income TR(IIM) | Equity | 46132P108 | $2.1K | 152,783 | 0.1% |
| Pinnacle Foods Inc del | Equity | 72348P104 | $2.1K | 31,805 | 0.1% |
| Aetna Inc New | Equity | 00817Y108 | $2.0K | 9,965 | 0.1% |
| Apple Inc(AAPL) | Equity | 037833100 | $1.9K | 8,610 | 0.1% |
| Schwab Strategic TR(SCHX) | Equity | 808524201 | $1.5K | 22,208 | 0.1% |
| Spdr Index SHS FDS(SPDW) | Equity | 78463X889 | $1.5K | 48,781 | 0.1% |
| Spdr S&P 500 ETF TR(SPY) | Equity | 78462F103 | $1.5K | 5,122 | 0.1% |
| Spdr Index SHS FDS(SPEM) | Equity | 78463X509 | $1.4K | 41,612 | 0.1% |
| Pioneer MUN High Income TR(XMHIX) | Equity | 723763108 | $1.4K | 130,010 | 0.1% |
| Twenty First Centy FOX Inc | Equity | 90130A101 | $1.4K | 30,800 | 0.1% |
| Energen Corp | Equity | 29265N108 | $1.4K | 15,715 | 0.1% |
| Pgim Global Short Duration H(GHY) | Equity | 69346J106 | $1.3K | 93,298 | 0.1% |
| Alliancebernstein GBL HGH in(XAWFX) | Equity | 01879R106 | $1.3K | 107,435 | 0.0% |
| Western Asset High Incm OPP(HIO) | Equity | 95766K109 | $1.2K | 261,931 | 0.0% |
| Cboe Global Markets Inc(CBOE) | Equity | 12503M108 | $1.2K | 13,000 | 0.0% |
| Templeton Global Income FD | Equity | 880198106 | $1.2K | 202,334 | 0.0% |
| Neuberger Berman HGH YLD FD(NHS) | Equity | 64128C106 | $1.2K | 112,366 | 0.0% |
| Vanguard Index FDS(VOO) | Equity | 922908363 | $1.2K | 4,536 | 0.0% |
| Western Asset High Incm FD I(HIX) | Equity | 95766J102 | $1.2K | 185,089 | 0.0% |
| Nuveen Quality Muncp Income(NAD) | Equity | 67066V101 | $1.2K | 90,764 | 0.0% |
| Schwab Strategic TR(SCHA) | Equity | 808524607 | $1.1K | 14,800 | 0.0% |
| Schwab Strategic TR(SCHE) | Equity | 808524706 | $1.1K | 41,874 | 0.0% |
| Forest City Rlty TR Inc | Equity | 345605109 | $1.0K | 41,274 | 0.0% |
| CA Inc | Equity | 12673P105 | $1.0K | 23,452 | 0.0% |
| Invesco MUN TR(VKQ) | Equity | 46131J103 | $988 | 85,652 | 0.0% |
| Eaton Vance MUN BD FD(EIM) | Equity | 27827X101 | $979 | 84,890 | 0.0% |
| Ishares TR(EFA) | Equity | 464287465 | $970 | 14,274 | 0.0% |
| Lasalle Hotel Pptys | Equity | 517942108 | $942 | 27,235 | 0.0% |
| Schwab Strategic TR(SCHM) | Equity | 808524508 | $921 | 15,921 | 0.0% |