Q3 2019 Holdings
Filed 2019-11-14 | 227 holdings | $4.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Abbvie Inc(ABBV) | Equity | 00287Y109 | $1.2M | 15,374 | 25.9% |
| Corning Inc(GLW) | Equity | 219350105 | $638.0K | 22,355 | 14.2% |
| DTF Tax-Free Income Inc(DTF) | Equity | 23334J107 | $585.0K | 40,430 | 13.0% |
| Costco Whsl Corp New(COST) | Equity | 22160K105 | $548.0K | 1,903 | 12.2% |
| Cisco SYS Inc(CSCO) | Equity | 17275R102 | $510.0K | 10,317 | 11.3% |
| Cbre Group Inc(CBRE) | Equity | 12504L109 | $270.0K | 5,097 | 6.0% |
| Adobe Inc(ADBE) | Equity | 00724F101 | $231.0K | 836 | 5.1% |
| DNP Select Income FD(DNP) | Equity | 23325P104 | $134.0K | 10,400 | 3.0% |
| Vivaldi Opportunities FD | Equity | 92853C207 | $58.0K | 4,220,772 | 1.3% |
| B Riley Finl Inc(RILY) | Equity | 05580M108 | $25.4K | 1,075,000 | 0.6% |
| Facebook Inc(META) | Equity | 30303M102 | $18.7K | 105,132 | 0.4% |
| SSgA Active ETF TR(ULST) | Equity | 78467V707 | $12.9K | 319,216 | 0.3% |
| Spdr S&P 500 ETF TR(SPY) | Equity | 78462F103 | $12.4K | 41,717 | 0.3% |
| Spdr Series Trust(SPYM) | Equity | 78464A854 | $11.8K | 339,956 | 0.3% |
| First TR Exchange-Traded FD(FPE) | Equity | 33739E108 | $11.3K | 570,578 | 0.3% |
| Spdr Index SHS FDS(SPDW) | Equity | 78463X889 | $9.1K | 310,875 | 0.2% |
| Ishares TR(IVV) | Equity | 464287200 | $7.2K | 24,178 | 0.2% |
| Ishares TR(EFA) | Equity | 464287465 | $6.9K | 105,907 | 0.2% |
| Angel OAK Finl Strategies in(FINS) | Equity | 03464A100 | $6.6K | 325,000 | 0.1% |
| Vanguard Index FDS(VTI) | Equity | 922908769 | $6.4K | 42,277 | 0.1% |
| Invesco SR Income TR(VVR) | Equity | 46131H107 | $6.3K | 1,490,585 | 0.1% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | Equity | 670657105 | $5.7K | 401,640 | 0.1% |
| BlackRock Muniyield Qlty FD(MYI) | Equity | 09254E103 | $5.7K | 422,043 | 0.1% |
| Pgim High Yield Bond Fund in(ISD) | Equity | 69346H100 | $5.5K | 366,884 | 0.1% |
| First TR Exch TRD Alpha FD I(FPA) | Equity | 33737J109 | $5.3K | 193,967 | 0.1% |
| Ishares TR(ICSH) | Equity | 46434V878 | $5.1K | 101,320 | 0.1% |
| Apple Inc(AAPL) | Equity | 037833100 | $5.0K | 22,127 | 0.1% |
| Alliancebernstein Natl Muni(AFB) | Equity | 01864U106 | $4.9K | 353,713 | 0.1% |
| Vanguard TAX Managed Intl FD(VEA) | Equity | 921943858 | $4.5K | 110,258 | 0.1% |
| JPMorgan Chase & Co(JPM) | Equity | 46625H100 | $4.3K | 36,377 | 0.1% |
| Spdr Series Trust(SPSM) | Equity | 78468R853 | $4.1K | 136,057 | 0.1% |
| Spdr Series Trust(SPMD) | Equity | 78464A847 | $4.0K | 117,757 | 0.1% |
| Vanguard Intl Equity Index F(VWO) | Equity | 922042858 | $3.9K | 96,503 | 0.1% |
| BlackRock Muni Inter DR FD I(XMUIX) | Equity | 09253X102 | $3.8K | 267,009 | 0.1% |
| Eaton Vance MUN BD FD(EIM) | Equity | 27827X101 | $3.4K | 266,033 | 0.1% |
| Microsoft Corp(MSFT) | Equity | 594918104 | $3.4K | 24,800 | 0.1% |
| BlackRock Corpor HI YLD FD I(HYT) | Equity | 09255P107 | $3.3K | 309,145 | 0.1% |
| Spdr Index SHS FDS(SPEM) | Equity | 78463X509 | $3.2K | 94,092 | 0.1% |
| Lyft Inc(LYFT) | Equity | 55087P104 | $3.2K | 78,964 | 0.1% |
| Vanguard Index FDS(VO) | Equity | 922908629 | $3.2K | 19,233 | 0.1% |
| Ishares TR(DVY) | Equity | 464287168 | $3.2K | 31,368 | 0.1% |
| Western Asset High Incm OPP(HIO) | Equity | 95766K109 | $3.1K | 620,541 | 0.1% |
| Pgim Global High Yield FD in(GHY) | Equity | 69346J106 | $3.1K | 216,637 | 0.1% |
| Alliancebernstein GBL HGH in(XAWFX) | Equity | 01879R106 | $3.1K | 257,756 | 0.1% |
| Ishares TR(IWM) | Equity | 464287655 | $3.0K | 19,553 | 0.1% |
| Templeton Global Income FD | Equity | 880198106 | $2.9K | 478,895 | 0.1% |
| Voya Prime Rate TR | Equity | 92913A100 | $2.9K | 620,972 | 0.1% |
| Procter & Gamble Co(PG) | Equity | 742718109 | $2.7K | 21,977 | 0.1% |
| Vanguard Index FDS(VB) | Equity | 922908751 | $2.6K | 16,613 | 0.1% |
| Eaton Vance LTD DUR Income F(XEVVX) | Equity | 27828H105 | $2.4K | 194,703 | 0.1% |