Q3 2018 Holdings
Filed 2018-11-15 | 172 holdings | $3.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Airgain Inc(AIRG) | COM | 00938A104 | $1.4M | 106,815 | 39.4% |
| American Superconductor Corp(AMSC) | SHS NEW | 030111207 | $660.0K | 95,000 | 18.5% |
| Clearfield Inc(CLFD) | COM | 18482P103 | $584.0K | 43,447 | 16.4% |
| Calix Inc(CALX) | COM | 13100M509 | $324.0K | 40,000 | 9.1% |
| Axsome Therapeutics ORD(AXSM) | COM | 05464T104 | $138.0K | 40,000 | 3.9% |
| Carmax Inc(KMX) | COM | 143130102 | $129.0K | 1,731 | 3.6% |
| Builders Firstsource Inc(BLDR) | COM | 12008R107 | $88.0K | 5,999 | 2.5% |
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $74.0K | 449 | 2.1% |
| BRP Inc(DOO) | COM SUB VTG | 05577W200 | $34.0K | 720 | 1.0% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $33.3K | $9,128,000 | 0.9% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $24.2K | $6,225,000 | 0.7% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $4.7K | $4,300,000 | 0.1% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $4.1K | $2,500,000 | 0.1% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $3.9K | $3,596,000 | 0.1% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $3.5K | 41,119 | 0.1% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $3.3K | $3,405,000 | 0.1% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $3.3K | $3,204,000 | 0.1% |
| Chesapeake Energy Corp | NOTE 5.500% 9/1 | 165167CY1 | $3.0K | $3,000,000 | 0.1% |
| Vanguard Scottsdale FDS(VCSH) | SHRT TRM CORP BD | 92206C409 | $2.6K | 33,000 | 0.1% |
| Insmed Inc | NOTE 1.750% 1/1 | 457669AA7 | $2.5K | $2,974,000 | 0.1% |
| Spdr Series Trust(SPSB) | PORTFOLIO SHORT | 78464A474 | $2.5K | 82,000 | 0.1% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $1.8K | 10,574 | 0.1% |
| Immunomedics IncCall | CALL OPTIONS | 452907AK4 | $1.7K | 118,900 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $1.6K | $1,085,000 | 0.0% |
| Pixelworks Inc(PXLWEUR) | COM NEW | 72581M305 | $1.4K | 301,594 | 0.0% |
| Illumina Inc(ILMN) | COM | 452327109 | $1.3K | 3,541 | 0.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $1.2K | $1,450,000 | 0.0% |
| Select Sector Spdr TR(XLV) | SBI HEALTHCARE | 81369Y209 | $1.2K | 12,775 | 0.0% |
| Silicom LTD(SILC) | ORD | M84116108 | $1.2K | 29,728 | 0.0% |
| Quantenna Communicat ORD | COM | 74766D100 | $1.0K | 54,909 | 0.0% |
| Vanguard World FDS(VGT) | INF TECH ETF | 92204A702 | $1.0K | 4,944 | 0.0% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $997 | $450,000 | 0.0% |
| Kamada LTD(KMDA) | SHS | M6240T109 | $963 | 155,719 | 0.0% |
| Semtech Corp(SMTC) | COM | 816850101 | $866 | 15,573 | 0.0% |
| Vuzix Corp(VUZI) | COM NEW | 92921W300 | $655 | 100,000 | 0.0% |
| Praxair Inc | COM | 74005P104 | $630 | 3,920 | 0.0% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $594 | 60,000 | 0.0% |
| Royal Gold Inc(RGLD) | COM | 780287108 | $576 | 7,473 | 0.0% |
| Knowles Corp(KN) | COM | 49926D109 | $569 | 34,238 | 0.0% |
| Attunity LTD | SHS NEW | M15332121 | $561 | 29,704 | 0.0% |
| Spdr Series Trust(XBI) | S&P BIOTECH | 78464A870 | $558 | 5,816 | 0.0% |
| Select Sector Spdr TR(XLI) | SBI INT-INDS | 81369Y704 | $529 | 6,747 | 0.0% |
| Argan Inc(AGX)Call | CALL OPTIONS | 04010E109 | $503 | 12,334 | 0.0% |
| Natera Inc(NTRA) | COM | 632307104 | $479 | 20,000 | 0.0% |
| Canadian PAC RY LTD | COM | 13645T100 | $472 | 2,226 | 0.0% |
| Keysight Technologies Inc(KEYS) | COM | 49338L103 | $429 | 6,473 | 0.0% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $418 | 67,778 | 0.0% |
| Allot Communications LTD(ALLT) | SHS | M0854Q105 | $415 | 67,175 | 0.0% |
| Select Sector Spdr TR(XLF) | SBI INT-FINL | 81369Y605 | $413 | 14,987 | 0.0% |
| PDC Energy Inc(PDCEUSD) | COM | 69327R101 | $407 | 8,315 | 0.0% |