Q4 2018 Holdings
Filed 2019-02-15 | 209 holdings | $5.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| American Superconductor Corp(AMSC) | SHS NEW | 030111207 | $1.9M | 168,000 | 32.0% |
| Airgain Inc(AIRG) | COM | 00938A104 | $1.4M | 145,111 | 24.6% |
| Calix Inc(CALX) | COM | 13100M509 | $1.1M | 113,996 | 19.0% |
| Biomarin Pharmaceutical Inc(BMRN) | COM | 09061G101 | $886.0K | 10,400 | 15.2% |
| Clearfield Inc(CLFD) | COM | 18482P103 | $413.0K | 41,647 | 7.1% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $25.9K | $9,128,000 | 0.4% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $11.6K | $4,824,000 | 0.2% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $10.3K | $8,287,000 | 0.2% |
| Neurocrine Biosciences Inc | NOTE 2.250% 5/1 | 64125CAD1 | $8.4K | $7,086,000 | 0.1% |
| Square Inc | NOTE 0.375% 3/0 | 852234AB9 | $7.9K | $3,209,000 | 0.1% |
| Cleveland Cliffs Inc | DBCV 1.500% 1/1 | 185899AA9 | $5.0K | $4,591,800 | 0.1% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $5.0K | $5,324,000 | 0.1% |
| Qualcomm Inc(QCOM) | COM | 747525103 | $3.8K | 67,444 | 0.1% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $3.5K | $4,078,000 | 0.1% |
| Wright MED Group N V | NOTE 2.250%11/1 | 98236JAB4 | $3.4K | $2,500,000 | 0.1% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $2.8K | 21,009 | 0.0% |
| Yahoo INc | Note | 984332AF3 | $2.6K | $2,288,000 | 0.0% |
| Spdr Series Trust(SPSB) | PORTFOLIO SHORT | 78464A474 | $2.3K | 77,000 | 0.0% |
| Insmed Inc | NOTE 1.750% 1/1 | 457669AA7 | $2.0K | $2,792,000 | 0.0% |
| Realpage Inc | COM | 75606NAB5 | $1.7K | $1,358,000 | 0.0% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $1.6K | $2,411,000 | 0.0% |
| Medicines CoPut | PUT | 584688955 | $1.6K | 218,200 | 0.0% |
| Select Sector Spdr TR(XLV) | SBI HEALTHCARE | 81369Y209 | $1.4K | 16,143 | 0.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $1.3K | $1,562,000 | 0.0% |
| Intercept Pharmaceuticals inPut | PUT | 45845P958 | $1.2K | 140,300 | 0.0% |
| Horizon Pharma PLC | NOTE 2.500% 3/1 | 44052TAB7 | $1.1K | $1,158,000 | 0.0% |
| Xilinx Inc(XLNXEUR) | COM | 983919101 | $1.1K | 13,000 | 0.0% |
| Vanguard Scottsdale FDS(VCSH) | SHRT TRM CORP BD | 92206C409 | $1.0K | 13,000 | 0.0% |
| Immunomedics IncCall | CALL | 452907908 | $999 | 128,100 | 0.0% |
| Select Sector Spdr TR(XLY) | SBI CONS DISCR | 81369Y407 | $967 | 9,771 | 0.0% |
| Vuzix Corp(VUZI) | COM NEW | 92921W300 | $961 | 200,000 | 0.0% |
| Vanguard World FDS(VGT) | INF TECH ETF | 92204A702 | $933 | 5,598 | 0.0% |
| Quantenna Communications Inc | COM | 74766D100 | $754 | 52,609 | 0.0% |
| Biodelivery Sciences Intl in(BDSIUSD) | COM | 09060J106 | $754 | 204,256 | 0.0% |
| Lumentum Hldgs Inc(LITE) | COM | 55024U109 | $754 | 17,950 | 0.0% |
| Kemet Corp | COM | 488360207 | $735 | 42,000 | 0.0% |
| Magnachip Semiconductor SA(MX) | COM | 55933J203 | $690 | 111,300 | 0.0% |
| Digital Turbine Inc(APPS) | COM NEW | 25400W102 | $678 | 370,579 | 0.0% |
| Pixelworks Inc(PXLWEUR) | COM NEW | 72581M305 | $585 | 201,847 | 0.0% |
| Spdr Series Trust(XBI) | S&P BIOTECH | 78464A870 | $573 | 7,994 | 0.0% |
| Puma Biotechnology Inc(PBYI) | COM | 74587V107 | $565 | 27,820 | 0.0% |
| Attunity LTD | SHS NEW | M15332121 | $560 | 28,504 | 0.0% |
| Select Sector Spdr TR(XLI) | SBI INT-INDS | 81369Y704 | $553 | 8,607 | 0.0% |
| Select Sector Spdr TR(XLF) | SBI INT-FINL | 81369Y605 | $446 | 18,769 | 0.0% |
| Knowles Corp(KN) | COM | 49926D109 | $437 | 32,838 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $434 | 592,768 | 0.0% |
| Bionano Genomics Inc(BNGOUSD) | COM | 09075F107 | $417 | 79,902 | 0.0% |
| Lantronix Inc(LTRX) | COM NEW | 516548203 | $414 | 142,500 | 0.0% |
| Semtech Corp(SMTC) | COM | 816850101 | $394 | 8,601 | 0.0% |
| Allot Communications LTD(ALLT) | SHS | M0854Q105 | $390 | 64,375 | 0.0% |