Q4 2019 Holdings
Filed 2020-02-14 | 178 holdings | $7.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Biomarin Pharmaceutical ORD(BMRN) | Common Stock | 09061G101 | $1.9M | 23,000 | 26.3% |
| Aspen Aerogels ORD(ASPN) | Common Stock | 04523Y105 | $1.3M | 173,509 | 18.2% |
| Airgain ORD(AIRG) | Common Stock | 00938A104 | $1.0M | 94,436 | 13.7% |
| Arlo Technologies ORD(ARLO) | Common Stock | 04206A101 | $980.0K | 232,761 | 13.3% |
| Clearfield ORD(CLFD) | Common Stock | 18482P103 | $875.0K | 62,760 | 11.8% |
| Aquestive Therapeutics ORD(AQST) | Common Stock | 03843E104 | $550.0K | 94,500 | 7.4% |
| DHI Group ORD(DHX) | Common Stock | 23331S100 | $483.0K | 160,489 | 6.5% |
| Squre 0.375 03/01/22 CVT | NOTE 0.375% 3/0 | 852234AB9 | $29.4K | $10,698,000 | 0.4% |
| Fwona 1.375 10/15/23 CVT | NOTE 1.375%10/1 | 531229AB8 | $28.0K | $20,812,000 | 0.4% |
| CZR 5.000 10/01/24 CVT | NOTE 5.000%10/0 | 127686AA1 | $19.5K | $10,121,080 | 0.3% |
| WWE 3.375 12/15/23 CVT | NOTE 3.375%12/1 | 98156QAB4 | $15.7K | $5,844,000 | 0.2% |
| Antmx 2.750 10/15/42 CVT | NOTE 2.750%10/1 | 94973VBG1 | $14.8K | $3,500,000 | 0.2% |
| Nice 1.250 01/15/24 CVT | NOTE 1.250% 1/1 | 65366HAB9 | $8.1K | $4,207,000 | 0.1% |
| Wday 1.500 07/15/20 CVT | NOTE 1.500% 7/1 | 98138HAD3 | $7.6K | $3,742,000 | 0.1% |
| Rtrx 2.500 09/15/25 CVT | NOTE 2.500% 9/1 | 761299AB2 | $7.4K | $9,381,000 | 0.1% |
| Tsla 2.000 05/15/24 CVT | NOTE 2.000% 5/1 | 88160RAG6 | $6.8K | $4,500,000 | 0.1% |
| Hubs 0.250 06/01/22 CVT | NOTE 0.250% 6/0 | 443573AB6 | $6.1K | $3,500,000 | 0.1% |
| W 1.125 11/01/24 CVT | NOTE 1.125%11/0 | 94419LAD3 | $4.7K | $4,514,000 | 0.1% |
| Nuva 2.250 03/15/21 CVT | NOTE 2.250% 3/1 | 670704AG0 | $3.7K | $2,760,000 | 0.0% |
| Wmgi 2.250 11/15/21 CVT | NOTE 2.250%11/1 | 98236JAB4 | $3.6K | $2,500,000 | 0.0% |
| CLF 1.500 01/15/25 CVT | DBCV 1.500% 1/1 | 185899AA9 | $3.4K | $2,825,000 | 0.0% |
| Teladoc Health ORD(TDOC) | Common Stock | 87918A105 | $3.2K | 38,800 | 0.0% |
| Acad Jan0 26.0 C | Call | 004225908 | $3.1K | 180,600 | 0.0% |
| ON Semiconductor ORD(ON) | Common Stock | 682189105 | $1.9K | 79,800 | 0.0% |
| Nutanix CL A ORD(NTNX) | CL A | 67059N108 | $1.7K | 55,650 | 0.0% |
| Bkng 0.350 06/15/20 CVT | NOTE 0.350% 6/1 | 741503AS5 | $1.6K | $1,000,000 | 0.0% |
| Cassava Sciences ORD(SAVA) | Common Stock | 14817C107 | $1.5K | 232,442 | 0.0% |
| Ishares Russell 2000 ETF(IWM) | RUSSELL 2000 ETF | 464287655 | $1.3K | 8,114 | 0.0% |
| Contrafect ORD(CFRXEUR) | Common Stock | 212326102 | $960 | 1,546,091 | 0.0% |
| Knowles ORD(KN) | Common Stock | 49926D109 | $959 | 45,376 | 0.0% |
| Select Sector Health Care Spdr ETF(XLV) | SBI HEALTHCARE | 81369Y209 | $892 | 8,758 | 0.0% |
| Sonim Technologies ORD | Common Stock | 83548F101 | $879 | 242,176 | 0.0% |
| DSP Group ORD(DSPGEUR) | Common Stock | 23332B106 | $843 | 53,575 | 0.0% |
| Biodelivery Science Internationl ORD(BDSIUSD) | Common Stock | 09060J106 | $841 | 133,050 | 0.0% |
| Pixelworks ORD(PXLWEUR) | New Common Stock | 72581M305 | $840 | 214,387 | 0.0% |
| Organogenesis Holdings CL A ORD(ORGO) | Common Stock | 68621F102 | $808 | 168,000 | 0.0% |
| Alimera Sciences ORD | New Common Stock | 016259202 | $753 | 99,333 | 0.0% |
| Scpharmaceuticals ORD(SCPH) | Common Stock | 810648105 | $704 | 124,505 | 0.0% |
| Allena Pharmaceuticals ORD(ALNAEUR) | Common Stock | 018119107 | $667 | 244,186 | 0.0% |
| Mirum Pharmaceuticals ORD(MIRM) | Common Stock | 604749101 | $666 | 27,148 | 0.0% |
| Digital Turbine ORD(APPS) | New Common Stock | 25400W102 | $652 | 91,431 | 0.0% |
| Casa Systems ORD(CASA1EUR) | Common Stock | 14713L102 | $644 | 157,500 | 0.0% |
| Argan ORD(AGX) | Common Stock | 04010E109 | $634 | 10,269 | 0.0% |
| Vanguard Information Technology ETF(VGT) | INF TECH ETF | 92204A702 | $614 | 2,506 | 0.0% |
| Zafgen ORD | Common Stock | 98885E103 | $602 | 542,374 | 0.0% |
| Diamedica Therapeuti ORD(DMAC) | New Common Stock | 25253X207 | $593 | 122,156 | 0.0% |
| Nautilus Group ORD | Common Stock | 63910B102 | $588 | 335,997 | 0.0% |
| Spdr S&P Biotech ETF(XBI) | S&P BIOTECH | 78464A870 | $578 | 6,072 | 0.0% |
| Seachange International ORD | Common Stock | 811699107 | $577 | 137,798 | 0.0% |
| Spdr Fund Consumer Discre Select ETF(XLY) | SBI CONS DISCR | 81369Y407 | $570 | 4,541 | 0.0% |