Q1 2020 Holdings
Filed 2020-05-15 | 198 holdings | $6.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aspen Aerogels ORD(ASPN) | Common Stock | 04523Y105 | $1.3M | 208,144 | 21.0% |
| Airgain ORD(AIRG) | Common Stock | 00938A104 | $963.0K | 130,272 | 15.9% |
| Catalyst Pharmaceuticals ORD(CPRX) | Common Stock | 14888U101 | $903.0K | 234,625 | 14.9% |
| Clearfield ORD(CLFD) | Common Stock | 18482P103 | $890.0K | 75,089 | 14.6% |
| Biomarin Pharmaceutical ORD(BMRN) | Common Stock | 09061G101 | $771.0K | 9,120 | 12.7% |
| Annovis BIO ORD(ANVS) | Common Stock | 03615A108 | $432.0K | 143,750 | 7.1% |
| DHI Group ORD(DHX) | Common Stock | 23331S100 | $392.0K | 181,270 | 6.5% |
| Clearpoint Neuro ORD(CLPT) | Common Stock | 18507C103 | $290.0K | 80,911 | 4.8% |
| Fwona 1.375 10/15/23 CVT | NOTE 1.375%10/1 | 531229AB8 | $22.9K | $23,726,000 | 0.4% |
| SE 2.250 07/01/23 CVT | NOTE 2.250% 7/0 | 81141RAB6 | $21.2K | $9,119,000 | 0.3% |
| Tdoc 1.375 05/15/25 CVT | NOTE 1.375% 5/1 | 87918AAC9 | $16.7K | $5,700,000 | 0.3% |
| WWE 3.375 12/15/23 CVT | NOTE 3.375%12/1 | 98156QAB4 | $11.1K | $7,179,000 | 0.2% |
| Tsla 2.000 05/15/24 CVT | NOTE 2.000% 5/1 | 88160RAG6 | $8.7K | $4,760,000 | 0.1% |
| Antmx 2.750 10/15/42 CVT | NOTE 2.750%10/1 | 94973VBG1 | $8.1K | $2,540,000 | 0.1% |
| ON 1.000 12/01/20 CVT | NOTE 1.000%12/0 | 682189AK1 | $5.8K | $5,757,000 | 0.1% |
| KBR 2.500 11/01/23 CVT | NOTE 2.500%11/0 | 48242WAB2 | $5.2K | $4,927,000 | 0.1% |
| Icpt 2.000 05/15/26 CVT | NOTE 2.000% 5/1 | 45845PAB4 | $5.2K | $5,814,000 | 0.1% |
| Wday 1.500 07/15/20 CVT | NOTE 1.500% 7/1 | 98138HAD3 | $4.2K | $2,605,000 | 0.1% |
| Rtrx 2.500 09/15/25 CVT | NOTE 2.500% 9/1 | 761299AB2 | $3.9K | $4,838,000 | 0.1% |
| CLF 1.500 01/15/25 CVT | DBCV 1.500% 1/1 | 185899AA9 | $3.1K | $4,275,000 | 0.1% |
| CZR 5.000 10/01/24 CVT | NOTE 5.000%10/0 | 127686AA1 | $2.4K | $2,223,000 | 0.0% |
| Wmgi 2.250 11/15/21 CVT | NOTE 2.250%11/1 | 98236JAB4 | $2.0K | $1,425,000 | 0.0% |
| Dropbox CL A ORD(DBX) | CL A | 26210C104 | $1.9K | 105,750 | 0.0% |
| Limelight Networks ORD | Common Stock | 53261M104 | $1.9K | 325,000 | 0.0% |
| Nautilus Group ORD | Common Stock | 63910B102 | $1.6K | 620,344 | 0.0% |
| Synchronoss Technologies ORD | Common Stock | 87157B103 | $1.4K | 471,128 | 0.0% |
| Silicom ORD(SILC) | ORD | M84116108 | $1.2K | 43,561 | 0.0% |
| Nutanix CL A ORD(NTNX) | Call | 67059N108 | $1.1K | 72,150 | 0.0% |
| Cyberoptics ORD(CYBE1EUR) | Common Stock | 232517102 | $1.1K | 62,700 | 0.0% |
| Scpharmaceuticals ORD(SCPH) | Common Stock | 810648105 | $1.1K | 143,646 | 0.0% |
| Allot ORD(ALLT) | Put | M0854Q955 | $1.0K | 109,082 | 0.0% |
| Boingo Wireless ORD(WIFI) | Common Stock | 09739C102 | $871 | 82,063 | 0.0% |
| Digital Turbine ORD(APPS) | New Common Stock | 25400W102 | $848 | 196,727 | 0.0% |
| Ishares Russell 2000 ETF(IWM) | RUSSELL 2000 ETF | 464287655 | $846 | 7,389 | 0.0% |
| DSP Group ORD(DSPGEUR) | Common Stock | 23332B106 | $834 | 62,231 | 0.0% |
| Pixelworks ORD(PXLWEUR) | New Common Stock | 72581M305 | $799 | 280,443 | 0.0% |
| RP 1.500 11/15/22 CVT | NOTE 1.500%11/1 | 75606NAB5 | $778 | $570,000 | 0.0% |
| Mirum Pharmaceuticals ORD(MIRM) | Common Stock | 604749101 | $755 | 53,912 | 0.0% |
| Atex Apr0 55.0 CCall | Call | 03676C900 | $706 | 118,700 | 0.0% |
| Catabasis Pharmaceuticals ORD(CATBEUR) | New Common Stock | 14875P206 | $674 | 162,411 | 0.0% |
| Select Sector Health Care Spdr ETF(XLV) | SBI HEALTHCARE | 81369Y209 | $640 | 7,224 | 0.0% |
| Niox 4.500 02/01/24 CVT PUT | NOTE 4.500% 2/0 ADDED | 62914VAB2 | $630 | $1,140,000 | 0.0% |
| Mellanox Technologies ORD | SHS | M51363113 | $613 | 5,049 | 0.0% |
| Catalyst Biosciences ORD | New Common Stock | 14888D208 | $564 | 129,166 | 0.0% |
| Biodelivery Science Internationl ORD(BDSIUSD) | Common Stock | 09060J106 | $551 | 145,550 | 0.0% |
| Zafgen ORD | Common Stock | 98885E103 | $550 | 713,621 | 0.0% |
| Spdr S&P Biotech ETF(XBI) | S&P BIOTECH | 78464A870 | $545 | 7,044 | 0.0% |
| Rigel Pharmaceuticals ORD(RIGLUSD) | New Common Stock | 766559603 | $520 | 333,389 | 0.0% |
| Alimera Sciences ORD | New Common Stock | 016259202 | $509 | 127,333 | 0.0% |
| Argan ORD(AGX) | Common Stock | 04010E109 | $496 | 10,327 | 0.0% |