Q2 2020 Holdings
Filed 2020-08-14 | 220 holdings | $6.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Airgain Inc(AIRG) | COM | 00938A104 | $1.7M | 154,222 | 27.5% |
| Clearfield Inc(CLFD) | COM | 18482P103 | $1.0M | 72,550 | 16.8% |
| Catalyst Pharmaceuticals Inc(CPRX) | COM | 14888U101 | $983.0K | 212,950 | 16.3% |
| Aspen Aerogels Inc(ASPN) | COM | 04523Y105 | $819.0K | 124,487 | 13.6% |
| Annovis BIO Inc(ANVS) | COM | 03615A108 | $607.0K | 139,617 | 10.1% |
| DHI Group Inc(DHX) | COM | 23331S100 | $473.0K | 225,138 | 7.9% |
| Clearpoint Neuro Inc(CLPT) | COM | 18507C103 | $272.0K | 76,361 | 4.5% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAB7 | $27.8K | $14,535,000 | 0.5% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $25.7K | $7,325,000 | 0.4% |
| Teladoc Health Inc | NOTE 1.375% 5/1 | 87918AAC9 | $17.8K | $5,000,000 | 0.3% |
| Liberty Media Corp del | NOTE 1.375%10/1 | 531229AB8 | $16.2K | $15,207,000 | 0.3% |
| World Wrestling Entmt Inc | NOTE 3.375%12/1 | 98156QAB4 | $13.1K | $7,021,000 | 0.2% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $9.3K | $2,540,000 | 0.2% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $8.1K | $6,840,000 | 0.1% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $6.3K | $5,415,000 | 0.1% |
| Cleveland Cliffs Inc | DBCV 1.500% 1/1 | 185899AA9 | $4.2K | $4,560,000 | 0.1% |
| Nautilus Inc | COM | 63910B102 | $3.4K | 367,391 | 0.1% |
| Carnival CorpPut | PUT | 143658950 | $3.0K | 548,700 | 0.0% |
| Macom Tech Solutions Hldgs I(MTSI) | COM | 55405Y100 | $2.7K | 78,540 | 0.0% |
| Ocean BIO Chem Inc | COM | 674631106 | $2.5K | 180,681 | 0.0% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $2.4K | $2,280,000 | 0.0% |
| II-VI Inc | COM | 902104108 | $2.4K | 51,000 | 0.0% |
| Anterix IncCall | CALL | 03676C900 | $2.3K | 439,800 | 0.0% |
| Maxlinear Inc(MXL) | COM | 57776J100 | $2.3K | 106,847 | 0.0% |
| KBR Inc | NOTE 2.500%11/0 | 48242WAB2 | $2.1K | $1,821,000 | 0.0% |
| Cyberoptics Corp(CYBE1EUR) | COM | 232517102 | $2.0K | 62,700 | 0.0% |
| Everspin Technologies Inc(MRAM) | COM | 30041T104 | $1.9K | 267,586 | 0.0% |
| Synchronoss Technologies Inc | COM | 87157B103 | $1.7K | 471,128 | 0.0% |
| Flexion Therapeutics Inc | COM | 33938J106 | $1.3K | 102,000 | 0.0% |
| Silicom LTD(SILC) | ORD | M84116108 | $1.3K | 35,550 | 0.0% |
| Scpharmaceuticals Inc(SCPH) | COM | 810648105 | $1.3K | 175,526 | 0.0% |
| Nevro Corp | NOTE 2.750% 4/0 | 64157FAC7 | $1.2K | $855,000 | 0.0% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $1.1K | 7,961 | 0.0% |
| Intercept Pharmaceuticals in | NOTE 2.000% 5/1 | 45845PAB4 | $1.1K | $1,569,000 | 0.0% |
| Digital Turbine Inc(APPS) | COM NEW | 25400W102 | $1.1K | 88,397 | 0.0% |
| Allot LTD(ALLT) | SHS | M0854Q105 | $1.1K | 101,867 | 0.0% |
| Mirum Pharmaceuticals Inc(MIRM) | COM | 604749101 | $1.0K | 53,151 | 0.0% |
| Chimerix Inc(CMRXEUR) | COM | 16934W106 | $1.0K | 333,685 | 0.0% |
| Vuzix Corp(VUZI) | COM NEW | 92921W300 | $885 | 370,617 | 0.0% |
| Catabasis Pharmaceuticals in(CATBEUR) | COM NEW | 14875P206 | $883 | 137,425 | 0.0% |
| Alimera Sciences Inc | COM NEW | 016259202 | $802 | 127,333 | 0.0% |
| Catalyst Biosciences Inc | COM NEW | 14888D208 | $751 | 127,983 | 0.0% |
| A10 Networks Inc(ATEN) | COM | 002121101 | $735 | 107,926 | 0.0% |
| Strongbridge Biopharma PLC | SHS USD | G85347105 | $700 | 185,153 | 0.0% |
| Booking Holdings Inc(BKNG) | COM | 09857L108 | $699 | 439 | 0.0% |
| Select Sector Spdr TR(XLV) | SBI HEALTHCARE | 81369Y209 | $683 | 6,828 | 0.0% |
| Microchip Technology Inc. | NOTE 1.625% 2/1 | 595017AD6 | $675 | $302,000 | 0.0% |
| Celsion Corp | COM PAR NEW | 15117N503 | $664 | 178,500 | 0.0% |
| Pioneer NAT RES Co(PXDEUR) | COM | 723787107 | $659 | 6,751 | 0.0% |
| Techtarget Inc(EFT) | COM | 87874R100 | $649 | 21,623 | 0.0% |