Q3 2020 Holdings
Filed 2020-11-16 | 220 holdings | $7.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aspen Aerogels Inc(ASPN) | COM | 04523Y105 | $1.9M | 175,486 | 26.7% |
| Airgain Inc(AIRG) | COM | 00938A104 | $1.7M | 130,602 | 24.2% |
| Applied Optoelectronics Inc(AAOI) | COM | 03823U102 | $1.5M | 132,017 | 20.6% |
| Catalyst Pharmaceuticals Inc(CPRX) | COM | 14888U101 | $798.0K | 268,682 | 11.1% |
| Annovis BIO Inc(ANVS) | COM | 03615A108 | $575.0K | 119,538 | 8.0% |
| DHI Group Inc(DHX) | COM | 23331S100 | $562.0K | 248,675 | 7.8% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $11.4K | $7,848,000 | 0.2% |
| Wayfair Inc | NOTE 1.000% 8/1 | 94419LAF8 | $9.2K | $4,434,000 | 0.1% |
| World Wrestling Entmt Inc | NOTE 3.375%12/1 | 98156QAB4 | $8.4K | $4,731,000 | 0.1% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $6.2K | $1,652,000 | 0.1% |
| Nautilus Group Inc | COM | 63910B102 | $5.0K | 290,813 | 0.1% |
| Liberty Media Corp del | NOTE 1.375%10/1 | 531229AB8 | $4.7K | $4,278,000 | 0.1% |
| Guess Inc | NOTE 2.000% 4/1 | 401617AD7 | $3.5K | $4,338,000 | 0.0% |
| Royal Caribbean Group(RCL) | COM | V7780T103 | $3.1K | 47,526 | 0.0% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $2.8K | $1,920,000 | 0.0% |
| Macom Tech Solutions Hldgs Inc(MTSI) | COM | 55405Y100 | $2.7K | 78,540 | 0.0% |
| Ocean BIO Chem Inc | COM | 674631106 | $2.6K | 180,681 | 0.0% |
| Cleveland-Cliffs Inc New | DBCV 1.500% 1/1 | 185899AA9 | $2.6K | $2,497,000 | 0.0% |
| Avaya Hldgs Corp(AVYAUSD) | COM | 05351X101 | $2.6K | 168,299 | 0.0% |
| Maxlinear Inc(MXL) | COM | 57776J100 | $2.5K | 106,847 | 0.0% |
| Cyberoptics Corp(CYBE1EUR) | COM | 232517102 | $2.0K | 62,700 | 0.0% |
| Everspin Technologies Inc(MRAM) | COM | 30041T104 | $1.5K | 267,586 | 0.0% |
| Carnival CorpPut | PUT | 143658950 | $1.5K | 397,600 | 0.0% |
| Silicom LTD(SILC) | ORD | M84116108 | $1.3K | 41,179 | 0.0% |
| Scpharmaceuticals Inc(SCPH) | COM | 810648105 | $1.3K | 175,526 | 0.0% |
| Booking Holdings Inc(BKNG) | COM | 09857L108 | $1.1K | 671 | 0.0% |
| Spirit Airls Inc | NOTE 4.750% 5/1 | 848577AA0 | $1.1K | $768,000 | 0.0% |
| A10 Networks Inc(ATEN) | COM | 002121101 | $1.1K | 171,120 | 0.0% |
| Ideal PWR Inc(IPWR) | COM NEW | 451622203 | $1.1K | 175,451 | 0.0% |
| O2micro International Limited | SPONS ADR | 67107W100 | $1.1K | 304,369 | 0.0% |
| Allot LTD(ALLT) | SHS | M0854Q105 | $1.1K | 116,540 | 0.0% |
| KEY Tronic Corp(KTCC) | COM | 493144109 | $1.1K | 107,201 | 0.0% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $1.0K | 6,836 | 0.0% |
| Quotient Technology Inc(QUOTUSD) | COM | 749119103 | $1.0K | 136,863 | 0.0% |
| Mirum Pharmaceuticals Inc(MIRM) | COM | 604749101 | $980 | 50,876 | 0.0% |
| Paratek Pharmaceuticals Inc | COM | 699374302 | $933 | 172,537 | 0.0% |
| Adamas Pharmaceuticals Inc(ADMSEUR) | COM | 00548A106 | $927 | 225,106 | 0.0% |
| Aerie Pharmaceuticals Inc(AERIEUR) | COM | 00771V108 | $907 | 77,038 | 0.0% |
| Ishares TRPut | PUT | 464287955 | $816 | 110,100 | 0.0% |
| Vanda Pharmaceuticals Inc(VNDA) | COM | 921659108 | $799 | 82,789 | 0.0% |
| Vuzix Corp(VUZI) | COM NEW | 92921W300 | $759 | 166,495 | 0.0% |
| Brightcove Inc(BCOVUSD) | COM | 10921T101 | $733 | 71,542 | 0.0% |
| Acer Therapeutics Inc(OPXAEUR) | COM | 00444P108 | $722 | 250,518 | 0.0% |
| Techtarget Inc(EFT) | COM | 87874R100 | $721 | 16,407 | 0.0% |
| Digi Intl Inc(DGII) | COM | 253798102 | $701 | 44,870 | 0.0% |
| Sharpspring Inc(SHSP) | COM | 820054104 | $694 | 62,282 | 0.0% |
| Select Sector Spdr TR(XLV) | SBI HEALTHCARE | 81369Y209 | $640 | 6,072 | 0.0% |
| Monster Beverage Corp New(MNST) | COM | 61174X109 | $621 | 7,749 | 0.0% |
| Alimera Sciences Inc | COM NEW | 016259202 | $619 | 127,333 | 0.0% |
| DSP Group Inc(DSPGEUR) | COM | 23332B106 | $614 | 46,600 | 0.0% |