Q1 2021 Holdings
Filed 2021-05-17 | 111 holdings | $13.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cohu Inc(COHU) | COM | 192576106 | $6.9M | 165,499 | 50.8% |
| Aspen Aerogels Inc(ASPN) | COM | 04523Y105 | $3.0M | 146,687 | 21.9% |
| Airgain Inc(AIRG) | COM | 00938A104 | $1.4M | 68,169 | 10.6% |
| Annovis BIO Inc(ANVS) | COM | 03615A108 | $836.0K | 29,968 | 6.1% |
| Aridis Pharmaceuticals Inc(ARDS) | COM | 040334104 | $622.0K | 105,413 | 4.6% |
| Biomarin Pharmaceutical Inc(BMRN) | COM | 09061G101 | $515.0K | 6,820 | 3.8% |
| Bridgeline Digital Inc(BLIN) | COM | 10807Q700 | $120.0K | 41,693 | 0.9% |
| Wayfair Inc | NOTE 1.000% 8/1 | 94419LAF8 | $11.8K | $5,309,000 | 0.1% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $11.5K | $6,675,000 | 0.1% |
| United States STL Corp New | NOTE 5.000%11/0 | 912909AT5 | $11.0K | $5,074,000 | 0.1% |
| Spirit Airls Inc | NOTE 4.750% 5/1 | 848577AA0 | $10.5K | $3,402,000 | 0.1% |
| World Wrestling Entmt Inc | NOTE 3.375%12/1 | 98156QAB4 | $7.7K | $3,386,000 | 0.1% |
| Nuance Communications Inc | NOTE 1.250% 4/0 | 67020YAN0 | $7.0K | $3,080,000 | 0.1% |
| Southwest Airls Co | NOTE 1.250% 5/0 | 844741BG2 | $6.1K | $3,562,000 | 0.0% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $5.3K | $2,867,000 | 0.0% |
| Liberty Media Corp del | NOTE 1.375%10/1 | 531229AB8 | $5.3K | $4,094,000 | 0.0% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $5.1K | $3,832,000 | 0.0% |
| Aviat Networks Inc(AVNW) | COM NEW | 05366Y201 | $4.9K | 69,487 | 0.0% |
| Emcore Corp(EMKREUR) | COM NEW | 290846203 | $4.3K | 793,709 | 0.0% |
| Talend S A | ADS | 874224207 | $4.2K | 65,800 | 0.0% |
| O2micro International Limite | SPONS ADR | 67107W100 | $3.6K | 465,169 | 0.0% |
| American Airls Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $3.5K | $2,050,000 | 0.0% |
| Sarepta Therapeutics Inc | DBCV 1.500%11/1 | 803607AB6 | $3.4K | $2,584,000 | 0.0% |
| Allscripts Healthcare Solutn | NOTE 0.875% 1/0 | 01988PAF5 | $3.3K | $2,494,000 | 0.0% |
| Theratechnolgies Inc | COM | 88338H100 | $3.3K | 851,413 | 0.0% |
| ON Semiconductor Corp | NOTE 1.625%10/1 | 682189AP0 | $3.3K | $1,568,000 | 0.0% |
| DZS Inc(DZSIQ) | COM | 268211109 | $2.6K | 170,118 | 0.0% |
| Avaya Hldgs Corp(AVYAUSD) | COM | 05351X101 | $2.6K | 92,279 | 0.0% |
| Adamas Pharmaceuticals Inc(ADMSEUR) | COM | 00548A106 | $2.6K | 538,395 | 0.0% |
| Guess Inc | NOTE 2.000% 4/1 | 401617AD7 | $2.6K | $2,226,000 | 0.0% |
| Rimini STR Inc del(RMNI) | COM | 76674Q107 | $2.5K | 277,555 | 0.0% |
| Lumentum Hldgs Inc | NOTE 0.250% 3/1 | 55024UAB5 | $2.4K | $1,512,000 | 0.0% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $2.3K | $1,514,000 | 0.0% |
| Puma Biotechnology Inc(PBYI) | COM | 74587V107 | $2.2K | 226,758 | 0.0% |
| Edap TMS S A(EDA) | SPONSORED ADR | 268311107 | $2.1K | 254,818 | 0.0% |
| Silicom LTD(SILC) | ORD | M84116108 | $2.1K | 45,427 | 0.0% |
| Nuvve Holding ORD | COM | 67079Y100 | $1.9K | 202,720 | 0.0% |
| Galera Therapeutics Inc(GRTX) | COM | 36338D108 | $1.9K | 214,242 | 0.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $1.8K | $1,692,000 | 0.0% |
| Brainsway LTD(BWAY) | SPONSORED ADS | 10501L106 | $1.6K | 178,600 | 0.0% |
| Cardlytics Inc(CDLX) | COM | 14161W105 | $1.6K | 14,130 | 0.0% |
| Ishares TRPut | PUT | 464287958 | $1.5K | 164,900 | 0.0% |
| Strongbridge Biopharma PLC | SHS USD | G85347105 | $1.5K | 550,196 | 0.0% |
| Allot LTD(ALLT) | SHS | M0854Q105 | $1.5K | 92,329 | 0.0% |
| Lightpath Technologies Inc(LPTH) | COM CL A | 532257805 | $1.5K | 469,878 | 0.0% |
| Brightcove Inc(BCOVUSD) | COM | 10921T101 | $1.4K | 70,984 | 0.0% |
| Scpharmaceuticals Inc(SCPH) | COM | 810648105 | $1.4K | 214,060 | 0.0% |
| Allena Pharmaceuticals(ALNAEUR) | COM | 018119107 | $1.4K | 980,200 | 0.0% |
| Carvana Co(CVNA) | CL A | 146869102 | $1.4K | 5,183 | 0.0% |
| Paratek Pharmaceuticals Inc | COM | 699374302 | $1.3K | 191,093 | 0.0% |