Q2 2021 Holdings
Filed 2021-08-16 | 115 holdings | $14.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aviat Networks Inc(AVNW) | COM NEW | 05366Y201 | $4.6M | 138,974 | 31.0% |
| Aspen Aerogels Inc(ASPN) | COM | 04523Y105 | $4.4M | 146,687 | 29.9% |
| Annovis BIO Inc(ANVS) | COM | 03615A108 | $2.9M | 33,834 | 19.7% |
| Airgain Inc(AIRG) | COM | 00938A104 | $1.8M | 87,910 | 12.3% |
| Aridis Pharmaceuticals Inc(ARDS) | COM | 040334104 | $780.0K | 105,413 | 5.3% |
| Wayfair Inc | NOTE 1.000% 8/1 | 94419LAF8 | $12.9K | $5,841,000 | 0.1% |
| Slack Technologies Inc | NOTE 0.500% 4/1 | 83088VAB8 | $11.8K | $7,763,000 | 0.1% |
| United States STL Corp New | NOTE 5.000%11/0 | 912909AT5 | $11.1K | $5,480,000 | 0.1% |
| Southwest Airls Co | NOTE 1.250% 5/0 | 844741BG2 | $10.9K | $7,202,000 | 0.1% |
| Liberty Media Corp del | NOTE 1.375%10/1 | 531229AB8 | $8.2K | $6,087,000 | 0.1% |
| Natera Inc | NOTE 2.250% 5/0 | 632307AB0 | $7.7K | $2,544,000 | 0.1% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $7.5K | $4,548,000 | 0.1% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $7.5K | 3,311,000 | 0.1% |
| World Wrestling Entmt Inc | NOTE 3.375%12/1 | 98156QAB4 | $7.4K | $3,090,000 | 0.1% |
| Bloomin Brands Inc | NOTE 5.000% 5/0 | 094235AB4 | $7.4K | $3,028,000 | 0.1% |
| Emcore Corp(EMKREUR) | COM NEW | 290846203 | $7.3K | 793,709 | 0.0% |
| Nuance Communications Inc | NOTE 1.250% 4/0 | 67020YAN0 | $6.6K | $2,384,000 | 0.0% |
| Under Armour Inc | NOTE 1.500% 6/0 | 904311AC1 | $5.7K | $2,864,000 | 0.0% |
| DZS Inc(DZSIQ) | COM | 268211109 | $5.2K | 252,752 | 0.0% |
| NCL Corp LTD | NOTE 6.000% 5/1 | 62886HAT8 | $5.0K | $2,124,000 | 0.0% |
| Guess Inc | NOTE 2.000% 4/1 | 401617AD7 | $5.0K | $3,964,000 | 0.0% |
| Galera Therapeutics Inc(GRTX) | COM | 36338D108 | $4.6K | 469,174 | 0.0% |
| American Airls Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $4.6K | $2,934,000 | 0.0% |
| PDS Biotechnology Corp(PDSB) | COM | 70465T107 | $4.4K | 348,703 | 0.0% |
| Cyberoptics Corp(CYBE1EUR) | COM | 232517102 | $4.3K | 104,140 | 0.0% |
| Photronics Inc(PLAB) | COM | 719405102 | $4.1K | 311,669 | 0.0% |
| Allscripts Healthcare Solutn | NOTE 0.875% 1/0 | 01988PAF5 | $4.0K | $2,685,000 | 0.0% |
| PDF Solutions Inc(PDFS) | COM | 693282105 | $3.8K | 207,743 | 0.0% |
| Palo Alto Networks Inc | NOTE 0.750 7/0 | 697435AD7 | $3.7K | $2,537,000 | 0.0% |
| Livent Corp | NOTE 4.125% 7/1 | 53814LAB4 | $3.7K | $1,523,000 | 0.0% |
| O2micro International Limite | SPONS ADR | 67107W100 | $3.4K | 465,169 | 0.0% |
| Theratechnologies Inc | COM | 88338H100 | $3.3K | 851,413 | 0.0% |
| National Vision Hldgs Inc | NOTE 2.500% 5/1 | 63845RAB3 | $3.1K | $1,769,000 | 0.0% |
| Adamas Pharmaceuticals Inc(ADMSEUR) | COM | 00548A106 | $3.1K | 590,730 | 0.0% |
| Cardlytics Inc(CDLX) | COM | 14161W105 | $3.1K | 24,245 | 0.0% |
| Carvana Co(CVNA) | CL A | 146869102 | $3.0K | 10,089 | 0.0% |
| Scynexis Inc(SCYX) | COM NEW | 811292200 | $2.5K | 343,126 | 0.0% |
| Silicom LTD(SILC) | ORD | M84116108 | $2.5K | 57,319 | 0.0% |
| Avaya Hldgs Corp(AVYAUSD) | COM | 05351X101 | $2.5K | 92,279 | 0.0% |
| Puma Biotechnology Inc(PBYI) | COM | 74587V107 | $2.4K | 261,610 | 0.0% |
| Envestnet Inc(ENVUSD) | COM | 29404K106 | $2.4K | 31,120 | 0.0% |
| X4 Pharmaceuticals Inc(ASNSUSD) | COM | 98420X103 | $2.2K | 334,684 | 0.0% |
| Onemain Hldgs Inc(OMF) | COM | 68268W103 | $2.2K | 36,066 | 0.0% |
| Workiva Inc | NOTE 1.125% 8/1 | 98139AAB1 | $2.1K | $1,386,000 | 0.0% |
| Istar Inc | NOTE 3.125% 9/1 | 45031UCB5 | $2.1K | $1,362,000 | 0.0% |
| Booking Holdings Inc(BKNG) | COM | 09857L108 | $2.0K | 934 | 0.0% |
| Edap TMS S A(EDA) | SPONSORED ADR | 268311107 | $2.0K | 283,368 | 0.0% |
| Brainsway LTD(BWAY) | SPONSORED ADS | 10501L106 | $1.8K | 178,600 | 0.0% |
| Ondas Hldgs Inc(ONDS) | COM NEW | 68236H204 | $1.8K | 222,053 | 0.0% |
| Raymond James Finl Inc(RJF) | COM | 754730109 | $1.7K | 12,718 | 0.0% |