Q3 2021 Holdings
Filed 2021-11-15 | 130 holdings | $9.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aviat Networks Inc(AVNW) | COM NEW | 05366Y201 | $4.6M | 138,974 | 46.3% |
| American Superconductor Corp(AMSC) | SHS NEW | 030111207 | $1.3M | 90,681 | 13.4% |
| Airgain Inc(AIRG) | COM | 00938A104 | $1.0M | 80,675 | 10.3% |
| Bridgeline Digital Inc(BLIN) | COM | 10807Q700 | $839.0K | 204,025 | 8.5% |
| Amtech SYS Inc(ASYS) | COM PAR $0.01N | 032332504 | $716.0K | 62,646 | 7.3% |
| Annovis BIO Inc(ANVS) | COM | 03615A108 | $631.0K | 19,878 | 6.4% |
| Acacia Resh Corp(ACTG) | ACACIA TCH COM | 003881307 | $565.0K | 83,249 | 5.7% |
| NCL Corp LTD | NOTE 6.000% 5/1 | 62886HAT8 | $14.1K | $6,556,000 | 0.1% |
| Wayfair Inc | NOTE 1.000% 8/1 | 94419LAF8 | $10.8K | $5,837,000 | 0.1% |
| Liberty Media Corp del | NOTE 1.375%10/1 | 531229AB8 | $8.2K | $6,004,000 | 0.1% |
| United States STL Corp | NOTE 5.000%11/0 | 912909AT5 | $7.3K | $3,829,000 | 0.1% |
| Bloomin Brands Inc | NOTE 5.000% 5/0 | 094235AB4 | $7.2K | $3,191,000 | 0.1% |
| Emcore Corp(EMKREUR) | COM NEW | 290846203 | $5.9K | 793,709 | 0.1% |
| PDF Solutions Inc(PDFS) | COM | 693282105 | $5.7K | 246,231 | 0.1% |
| Cinemark Hldgs Inc | NOTE 4.500% 8/1 | 17243VAB8 | $5.5K | $3,422,000 | 0.1% |
| Silicon Motion Technology Co(SIMO) | SPONSORED ADR | 82706C108 | $5.3K | 77,434 | 0.1% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $4.8K | $2,110,000 | 0.0% |
| Nuance Communications Inc | NOTE 1.250% 4/0 | 67020YAN0 | $4.6K | $1,630,000 | 0.0% |
| Photronics Inc(PLAB) | COM | 719405102 | $4.5K | 331,669 | 0.0% |
| World Wrestling Entmt Inc | NOTE 3.375%12/1 | 98156QAB4 | $4.3K | $1,872,000 | 0.0% |
| Cyberoptics Corp(CYBE1EUR) | COM | 232517102 | $4.1K | 116,566 | 0.0% |
| Galera Therapeutics Inc(GRTX) | COM | 36338D108 | $3.8K | 472,180 | 0.0% |
| Southwest Airls Co | NOTE 1.250% 5/0 | 844741BG2 | $3.7K | $2,478,000 | 0.0% |
| O2micro International Limite | SPONS ADR | 67107W100 | $3.7K | 609,737 | 0.0% |
| Natera Inc | NOTE 2.250% 5/0 | 632307AB0 | $3.7K | $1,221,000 | 0.0% |
| Adtran Inc(ADTNEUR) | COM | 00738A106 | $3.5K | 188,738 | 0.0% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $3.2K | $1,772,000 | 0.0% |
| Adamas Pharmaceuticals Inc(ADMSEUR) | COM | 00548A106 | $3.1K | 625,080 | 0.0% |
| Guess Inc | NOTE 2.000% 4/1 | 401617AD7 | $3.1K | $2,771,000 | 0.0% |
| Carvana Co(CVNA) | CL A | 146869102 | $3.0K | 10,089 | 0.0% |
| Livent Corp | NOTE 4.125% 7/1 | 53814LAB4 | $2.9K | $1,020,000 | 0.0% |
| Aveo Pharmaceuticals Inc(0HJQ) | COM NEW | 053588307 | $2.8K | 454,364 | 0.0% |
| DZS Inc(DZSIQ) | COM | 268211109 | $2.7K | 221,492 | 0.0% |
| Theratechnologies Inc | COM | 88338H100 | $2.7K | 708,047 | 0.0% |
| PDS Biotechnology Corp(PDSB) | COM | 70465T107 | $2.6K | 177,589 | 0.0% |
| Envestnet Inc(ENVUSD) | COM | 29404K106 | $2.5K | 31,120 | 0.0% |
| Istar Inc | NOTE 3.125% 9/1 | 45031UCB5 | $2.4K | $1,303,000 | 0.0% |
| Silicom LTD(SILC) | ORD | M84116108 | $2.4K | 54,325 | 0.0% |
| American Airlines Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $2.3K | $1,490,000 | 0.0% |
| Hilton Grand Vacations Inc(HGV) | COM | 43283X105 | $2.2K | 45,759 | 0.0% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $2.2K | $1,421,000 | 0.0% |
| Cardlytics Inc(CDLX) | COM | 14161W105 | $2.1K | 25,354 | 0.0% |
| Onemain Hldgs Inc(OMF) | COM | 68268W103 | $2.0K | 36,976 | 0.0% |
| X4 Pharmaceuticals Inc(ASNSUSD) | COM | 98420X103 | $2.0K | 386,475 | 0.0% |
| Scpharmaceuticals Inc(SCPH) | COM | 810648105 | $2.0K | 300,760 | 0.0% |
| Allscripts Healthcare Solutn | NOTE 0.875% 1/0 | 01988PAF5 | $1.9K | $1,630,000 | 0.0% |
| Paratek Pharmaceuticals Inc | COM | 699374302 | $1.9K | 389,440 | 0.0% |
| Workiva Inc | NOTE 1.125% 8/1 | 98139AAB1 | $1.8K | $978,000 | 0.0% |
| Scynexis Inc(SCYX) | COM NEW | 811292200 | $1.8K | 343,126 | 0.0% |
| Edap TMS S A(EDA) | SPONSORED ADR | 268311107 | $1.8K | 283,368 | 0.0% |