Q4 2021 Holdings
Filed 2022-02-14 | 130 holdings | $4.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aviat Networks Inc(AVNW) | COM NEW | 05366Y201 | $2.9M | 91,110 | 60.2% |
| Ardelyx Inc(ARDX) | COM | 039697107 | $606.0K | 550,975 | 12.5% |
| Context Therapeutics Inc(CNTX) | COM | 21077P108 | $465.0K | 174,967 | 9.6% |
| Bridgeline Digital Inc(BLIN) | COM | 10807Q700 | $461.0K | 204,025 | 9.5% |
| Bill COM Hldgs Inc(BILL) | COM | 090043100 | $203.0K | 814 | 4.2% |
| Liberty Media Corp del | NOTE 1.375%10/1 | 531229AB8 | $9.5K | $6,283,000 | 0.2% |
| Silicon Motion Technology Co(SIMO) | SPONSORED ADR | 82706C108 | $8.0K | 83,972 | 0.2% |
| Carnival Corp | NOTE 5.750% 4/0 | 143658BE1 | $7.9K | $3,723,000 | 0.2% |
| PDF Solutions Inc(PDFS) | COM | 693282105 | $7.8K | 246,231 | 0.2% |
| Wayfair Inc | NOTE 1.000% 8/1 | 94419LAF8 | $6.0K | $3,956,000 | 0.1% |
| Bloomin Brands Inc | NOTE 5.000% 5/0 | 094235AB4 | $5.8K | $2,947,000 | 0.1% |
| Photronics Inc(PLAB) | COM | 719405102 | $5.7K | 301,878 | 0.1% |
| Cyberoptics Corp(CYBE1EUR) | COM | 232517102 | $5.4K | 116,566 | 0.1% |
| Cinemark Hldgs Inc | NOTE 4.500% 8/1 | 17243VAB8 | $5.0K | $3,482,000 | 0.1% |
| Southwest Airls Co | NOTE 1.250% 5/0 | 844741BG2 | $4.8K | $3,577,000 | 0.1% |
| Adtran Inc(ADTNEUR) | COM | 00738A106 | $4.6K | 201,309 | 0.1% |
| Arch Resources Inc | NOTE 5.250%11/1 | 039389AB7 | $4.4K | $1,679,000 | 0.1% |
| DZS Inc(DZSIQ) | COM | 268211109 | $4.3K | 267,550 | 0.1% |
| Everspin Technologies Inc(MRAM) | COM | 30041T104 | $4.0K | 356,722 | 0.1% |
| Istar Inc | NOTE 3.125% 9/1 | 45031UCB5 | $3.8K | $2,037,000 | 0.1% |
| Guess Inc | NOTE 2.000 4/1 | 401617AD7 | $3.8K | $3,252,000 | 0.1% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $3.7K | 1,622,000 | 0.1% |
| Nuance Communications Inc | NOTE 1.250% 4/0 | 67020YAN0 | $3.5K | $1,254,000 | 0.1% |
| World Wrestling Entmt Inc | NOTE 3.375%12/1 | 98156QAB4 | $3.4K | $1,628,000 | 0.1% |
| Omnicell COM | NOTE 0.250% 9/1 | 68213NAD1 | $3.3K | $1,752,000 | 0.1% |
| Silicom LTD(SILC) | ORD | M84116108 | $3.3K | 63,202 | 0.1% |
| Natera Inc | NOTE 2.250% 5/0 | 632307AB0 | $3.2K | $1,259,000 | 0.1% |
| Livent Corp | NOTE 4.125% 7/1 | 53814LAB4 | $3.0K | $1,036,000 | 0.1% |
| Scynexis Inc(SCYX) | COM NEW | 811292200 | $3.0K | 492,729 | 0.1% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $2.8K | $2,314,000 | 0.1% |
| Aveo Pharmaceuticals Inc(0HJQ) | COM NEW | 053588307 | $2.7K | 585,168 | 0.1% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $2.6K | $1,254,000 | 0.1% |
| Paratek Pharmaceuticals Inc | COM | 699374302 | $2.5K | 556,832 | 0.1% |
| Envestnet Inc(ENVUSD) | COM | 29404K106 | $2.5K | 31,120 | 0.1% |
| Hilton Grand Vacations Inc(HGV) | COM | 43283X105 | $2.4K | 45,759 | 0.0% |
| Carvana Co(CVNA) | CL A | 146869102 | $2.3K | 10,089 | 0.0% |
| Onemain Hldgs Inc(OMF) | COM | 68268W103 | $2.1K | 42,071 | 0.0% |
| Franklin Covey Co(FC) | COM | 353469109 | $2.1K | 45,176 | 0.0% |
| Allscripts Healthcare Soluti | NOTE 0.875% 1/0 | 01988PAF5 | $2.1K | $1,411,000 | 0.0% |
| Theratechnologies Inc | COM | 88338H100 | $2.0K | 675,963 | 0.0% |
| LCI Inds | NOTE 1.125% 5/1 | 501812AB7 | $2.0K | $1,787,000 | 0.0% |
| Raymond James Finl Inc(RJF) | COM | 754730109 | $1.9K | 19,077 | 0.0% |
| Cardlytics Inc(CDLX) | COM | 14161W105 | $1.8K | 27,443 | 0.0% |
| Edap TMS S A(EDA) | SPONSORED ADR | 268311107 | $1.7K | 279,956 | 0.0% |
| Scpharmaceuticals Inc(SCPH) | COM | 810648105 | $1.7K | 332,647 | 0.0% |
| Blackline Inc | NOTE 0.125% 8/0 | 09239BAB5 | $1.7K | $1,102,000 | 0.0% |
| Progressive Corp(PGR) | COM | 743315103 | $1.5K | 14,211 | 0.0% |
| Techtarget Inc(EFT) | COM | 87874R100 | $1.4K | 14,464 | 0.0% |
| A10 Networks Inc(ATEN) | COM | 002121101 | $1.4K | 83,129 | 0.0% |
| Avaya Hldgs Corp | NOTE 2.250% 6/1 | 05351XAB7 | $1.3K | $1,211,000 | 0.0% |