Q3 2022 Holdings
Filed 2022-11-14 | 183 holdings | $9.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aviat Networks Inc(AVNW) | COM NEW | 05366Y201 | $3.8M | 137,756 | 39.7% |
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $2.5M | 78,251 | 26.4% |
| Airgain Inc(AIRG) | COM | 00938A104 | $1.3M | 180,308 | 13.7% |
| CTO Rlty Growth Inc New(CTO) | COM | 22948Q101 | $437.0K | 23,302 | 4.6% |
| Ardelyx Inc(ARDX) | COM | 039697107 | $433.0K | 364,102 | 4.6% |
| Cognition Therapeutics Inc(CGTX) | COM | 19243B102 | $380.0K | 200,188 | 4.0% |
| Context Therapeutics Inc(CNTX) | COM | 21077P108 | $358.0K | 322,628 | 3.8% |
| Abeona Therapeutics Inc(ABEO) | COM NEW | 00289Y206 | $106.0K | 34,773 | 1.1% |
| Applied Optoelectronics Inc(AAOI) | COM | 03823U102 | $54.0K | 20,000 | 0.6% |
| Carvana Co(CVNA) | CL A | 146869102 | $6.4K | 313,487 | 0.1% |
| Adtran Holdings Inc(ADTN) | COM | 00486H105 | $5.8K | 296,241 | 0.1% |
| Aveo Pharmaceuticals Inc(0HJQ) | COM NEW | 053588307 | $5.6K | 685,026 | 0.1% |
| United States STL Corp | NOTE 5.000%11/0 | 912909AT5 | $5.0K | $3,266,000 | 0.1% |
| Livent Corp | NOTE 4.125% 7/1 | 53814LAB4 | $4.8K | $1,344,000 | 0.1% |
| Materion Corp(MTRN) | COM | 576690101 | $4.8K | 60,079 | 0.1% |
| DZS Inc(DZSIQ) | COM | 268211109 | $4.7K | 413,228 | 0.0% |
| Transphorm Inc(TGAN) | COM | 89386L100 | $4.6K | 911,237 | 0.0% |
| Liberty Media Corp del | NOTE 1.375%10/1 | 531229AB8 | $4.5K | $3,675,000 | 0.0% |
| Bloomin Brands Inc | NOTE 5.000% 5/0 | 094235AB4 | $4.3K | $2,483,000 | 0.0% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $3.7K | $2,248,000 | 0.0% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $3.6K | $1,964,000 | 0.0% |
| Cinemark Hldgs Inc | NOTE 4.500% 8/1 | 17243VAB8 | $3.5K | $3,103,000 | 0.0% |
| World Wrestling Entmt Inc | NOTE 3.375%12/1 | 98156QAB4 | $3.4K | $1,183,000 | 0.0% |
| Tela BIO Inc(TELA) | COM | 872381108 | $3.2K | 380,196 | 0.0% |
| Indie Semiconductor Inc(INDI) | CLASS A COM | 45569U101 | $2.7K | 370,699 | 0.0% |
| Guess Inc | NOTE 2.000% 4/1 | 401617AD7 | $2.6K | $2,790,000 | 0.0% |
| Paratek Pharmaceuticals Inc | COM | 699374302 | $2.5K | 969,698 | 0.0% |
| Silicom LTD(SILC) | ORD | M84116108 | $2.5K | 70,146 | 0.0% |
| Franklin Covey Co(FC) | COM | 353469109 | $2.4K | 51,861 | 0.0% |
| Calamp Corp(CAMPEUR) | COM | 128126109 | $2.3K | 598,545 | 0.0% |
| Sono Group N V | COM | N81409109 | $2.2K | 874,813 | 0.0% |
| Encore Cap Europe FIN LTD | NOTE 4.500% 9/0 | 29260UAA5 | $2.0K | $1,740,000 | 0.0% |
| Natera Inc | NOTE 2.250% 5/0 | 632307AB0 | $2.0K | $1,432,000 | 0.0% |
| Omnicell COM | NOTE 0.250% 9/1 | 68213NAD1 | $1.9K | $1,768,000 | 0.0% |
| Silicon Motion Technology Co(SIMO) | SPONSORED ADR | 82706C108 | $1.9K | 28,835 | 0.0% |
| Progressive Corp(PGR) | COM | 743315103 | $1.9K | 16,021 | 0.0% |
| Allscripts Healthcare Soluti | NOTE 0.875% 1/0 | 01988PAF5 | $1.8K | $1,421,000 | 0.0% |
| Raymond James Finl Inc(RJF) | COM | 754730109 | $1.8K | 18,151 | 0.0% |
| Theratechnologies Inc | COM | 88338H100 | $1.8K | 743,423 | 0.0% |
| BK of America Corp(BAC) | COM | 060505104 | $1.7K | 56,195 | 0.0% |
| Middleby Corp | NOTE 1.000% 9/0 | 596278AB7 | $1.6K | $1,401,000 | 0.0% |
| Hilton Grand Vacations Inc(HGV) | COM | 43283X105 | $1.6K | 47,905 | 0.0% |
| Parsons Corp del | NOTE 0.250% 8/1 | 70202LAB8 | $1.6K | $1,507,000 | 0.0% |
| Onemain Hldgs Inc(OMF) | COM | 68268W103 | $1.6K | 52,755 | 0.0% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $1.3K | $1,460,000 | 0.0% |
| Lumentum Hldgs Inc | NOTE 0.250% 3/1 | 55024UAB5 | $1.3K | $1,044,000 | 0.0% |
| Ishares TRPut | PUT | 464287955 | $1.3K | 102,500 | 0.0% |
| Everspin Technologies Inc(MRAM) | COM | 30041T104 | $1.3K | 218,862 | 0.0% |
| Carnival Corp | NOTE 5.75%10/0 | 143658BT8 | $1.2K | $1,219,000 | 0.0% |
| Scpharmaceuticals Inc(SCPH) | COM | 810648105 | $1.2K | 188,522 | 0.0% |