Q3 2018 Holdings
Filed 2018-11-14 | 45 holdings | $7.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Brighthouse Finl Inc(BHF) | COM | 10922N103 | $3.8M | 86,462 | 49.6% |
| Ally Finl Inc(ALLY) | COM | 02005N100 | $3.2M | 121,893 | 41.8% |
| Prudential Finl Inc(PRU) | COM | 744320102 | $56.9K | 561,481 | 0.7% |
| Wells Fargo Co New(WFC) | *W EXP 10/28/201 | 949746804 | $53.7K | 41,566 | 0.7% |
| Comerica Inc(CMA)Call | COM | 200340107 | $45.1K | 500,000 | 0.6% |
| Blackstone Group L P(BXUSD) | COM UNIT LTD | 09253U108 | $41.6K | 1,091,151 | 0.5% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $36.6K | $36,757,000 | 0.5% |
| Apollo Global Mgmt LLC | CL A SHS | 037612306 | $32.5K | 940,955 | 0.4% |
| Carlyle Group L P | COM UTS LTD PTN | 14309L102 | $26.3K | 1,166,618 | 0.3% |
| Wells Fargo Co New(WFC) | COM | 949746101 | $26.2K | 498,383 | 0.3% |
| Comerica Inc(CMA) | COM | 200340107 | $26.2K | 290,139 | 0.3% |
| Citigroup Inc(C) | COM NEW | 172967424 | $24.5K | 341,419 | 0.3% |
| Lincoln Natl Corp IND(LNC) | COM | 534187109 | $23.9K | 352,749 | 0.3% |
| E Trade Financial Corp(ETRA)Call | COM NEW | 269246401 | $23.6K | 450,000 | 0.3% |
| Invesco LTD(IVZ) | SHS | G491BT108 | $23.1K | 1,007,944 | 0.3% |
| Athene Hldg LTD | CL A | G0684D107 | $18.5K | 358,345 | 0.2% |
| E Trade Financial Corp(ETRA) | COM NEW | 269246401 | $18.2K | 346,948 | 0.2% |
| Spdr Series Trust(KRE)Call | S&P REGL BKG | 78464A698 | $17.8K | 300,000 | 0.2% |
| Legg Mason Inc(LMEUR) | COM | 524901105 | $16.3K | 520,899 | 0.2% |
| Invesco LTD(IVZ)Call | SHS | G491BT108 | $12.6K | 550,000 | 0.2% |
| Citizens Finl Group Inc(CFG) | COM | 174610105 | $11.8K | 306,654 | 0.2% |
| Ishares TR(EEM)Call | MSCI EMG MKT ETF | 464287234 | $11.8K | 275,000 | 0.2% |
| Investors Bancorp Inc New | COM | 46146L101 | $9.6K | 786,243 | 0.1% |
| Signature BK New York N Y(SBNY) | COM | 82669G104 | $9.4K | 81,741 | 0.1% |
| JPMorgan Chase & Co(JPM)Put | COM | 46625H100 | $9.0K | 80,000 | 0.1% |
| Huntington Bancshares Inc(HBAN) | COM | 446150104 | $8.6K | 576,900 | 0.1% |
| AXA Equitable Hldgs Inc | COM | 054561105 | $8.6K | 398,860 | 0.1% |
| Chesapeake Energy Corp | NOTE 5.500% 9/1 | 165167CY1 | $7.9K | $8,000,000 | 0.1% |
| Wells Fargo Co New(WFC)Call | COM | 949746101 | $7.9K | 150,000 | 0.1% |
| Icici BK LTD(IBN) | ADR | 45104G104 | $7.6K | 898,660 | 0.1% |
| Bank Montreal QUE(BMO)Put | COM | 063671101 | $6.6K | 80,000 | 0.1% |
| Ishares TR(IYR)Put | U.S. REAL ES ETF | 464287739 | $6.0K | 75,000 | 0.1% |
| Lazard LTD(LAZ) | SHS A | G54050102 | $5.6K | 115,400 | 0.1% |
| Pacwest Bancorp del(PACWUSD) | COM | 695263103 | $5.5K | 115,207 | 0.1% |
| Ares Mgmt LP | COM SHS REG INT | 04014Y101 | $3.7K | 157,708 | 0.0% |
| OCH Ziff Cap Mgmt Group | CL A | 67551U105 | $3.5K | 2,386,500 | 0.0% |
| American Eqty Invt Life HLD(AELUSD)Put | COM | 025676206 | $2.7K | 75,000 | 0.0% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $2.6K | 10,000 | 0.0% |
| Affiliated Managers Group(AMG) | COM | 008252108 | $2.4K | 17,800 | 0.0% |
| First Horizon Natl Corp(FHN) | COM | 320517105 | $2.1K | 124,076 | 0.0% |
| Sterling Bancorp del(STL) | COM | 85917A100 | $1.6K | 70,950 | 0.0% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $1.3K | $1,416,000 | 0.0% |
| Bankunited Inc(BKU) | COM | 06652K103 | $1.3K | 35,350 | 0.0% |
| Keycorp New(KEY) | COM | 493267108 | $1.0K | 52,150 | 0.0% |
| Banco Bradesco S A(BBD) | SP ADR PFD NEW | 059460303 | $940 | 132,750 | 0.0% |