Q1 2018 Holdings
Filed 2018-05-04 | 74 holdings | $240.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Advent Claymore CV Secs & in(AVK) | COM | 00764C109 | $15.0K | 1,000 | 0.0% |
| Hanesbrands Inc(HN9) | COM | 410345102 | $140.0K | 7,700 | 0.1% |
| General Electric Co | COM | 369604103 | $160.0K | 10,900 | 0.1% |
| Unilever PLC | SPON ADR NEW | 904767704 | $191.0K | 3,500 | 0.1% |
| Energy Fuels Inc | *W EXP 09/20/202 | 292671179 | $210.0K | 200,000 | 0.1% |
| Canadian NAT RES LTD(CNQ) | COM | 136385101 | $223.0K | 4,810 | 0.1% |
| Starwood Ppty TR Inc(STWD) | COM | 85571B105 | $265.0K | 12,750 | 0.1% |
| Starbucks Corp(SBUX) | COM | 855244109 | $273.0K | 4,700 | 0.1% |
| Visa Inc(V) | COM CL A | 92826C839 | $294.0K | 2,360 | 0.1% |
| Telus Corp(TU) | COM | 87971M103 | $308.0K | 6,770 | 0.1% |
| Templeton Global Income FD | COM | 880198106 | $320.0K | 50,000 | 0.1% |
| Oaktree Cap Group LLC | UNIT CL A | 674001201 | $326.0K | 7,930 | 0.1% |
| Berkshire Hathaway Inc del(BRK/B) | CL B NEW | 084670702 | $350.0K | 1,750 | 0.1% |
| Egain Corp(EGAN) | COM NEW | 28225C806 | $356.0K | 39,117 | 0.1% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $359.0K | 350 | 0.1% |
| Airgain Inc(AIRG) | COM | 00938A104 | $365.0K | 44,357 | 0.2% |
| Bank N S Halifax(BNS) | COM | 064149107 | $393.0K | 5,040 | 0.2% |
| Sandridge Energy Inc(SD) | COM NEW | 80007P869 | $436.0K | 30,049 | 0.2% |
| Amyris Inc | NOTE 9.500% 4/1 | 03236MAF8 | $460.0K | $500,000 | 0.2% |
| Western Asset Clym Infl OPP(WIW) | COM | 95766R104 | $461.0K | 40,753 | 0.2% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $549.0K | $600,000 | 0.2% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $712.0K | $1,000,000 | 0.3% |
| Brightcove Inc(BCOVUSD) | COM | 10921T101 | $726.0K | 91,861 | 0.3% |
| Nuveen New York QLT MUN Inc(NAN) | COM | 67066X107 | $761.0K | 60,000 | 0.3% |
| Liberty Global PLC | SHS CL C | G5480U120 | $940.0K | 29,300 | 0.4% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $948.0K | 200,000 | 0.4% |
| Global Eagle Entmt Inc | NOTE 2.750% 2/1 | 37951DAB8 | $1.4M | $2,250,000 | 0.6% |
| Western Asset Emrg MKT Debt(XEMDX) | COM | 95766A101 | $1.6M | 110,406 | 0.7% |
| Brookfield Asset Mgmt Inc | CL A LTD VT SH | 112585104 | $1.7M | 33,694 | 0.7% |
| Amyris Inc | NOTE 9.500% 4/1 | 03236MAG6 | $1.8M | $2,000,000 | 0.8% |
| Fireeye Inc | NOTE 1.625% 6/0 | 31816QAD3 | $1.9M | $2,000,000 | 0.8% |
| Sunpower Corp | DBCV 4.000% 1/1 | 867652AL3 | $1.9M | 2,362,000 | 0.8% |
| Quarterhill Inc(QTRHF) | COM | 747713105 | $1.9M | 969,700 | 0.8% |
| Nuveen Maryland QLT MUN Inc | COM | 67061Q107 | $1.9M | 160,000 | 0.8% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $2.0M | $2,000,000 | 0.8% |
| Ashford Hospitality Prime in | PFD CV SER B | 044102507 | $2.3M | 118,927 | 1.0% |
| Brandywinegbl Glbal INM Oprt(BWG) | COM | 10537L104 | $2.3M | 178,948 | 1.0% |
| Invesco PA Value MUN Income(VPV) | COM | 46132K109 | $2.4M | 200,000 | 1.0% |
| Quantum Corp | COM NEW | 747906501 | $2.4M | 585,749 | 1.0% |
| Model N Inc(MODNEUR) | COM | 607525102 | $2.4M | 139,843 | 1.0% |
| Navios Maritime Holdings Inc | COM | Y62196103 | $2.5M | 2,993,001 | 1.0% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $2.5M | $2,500,000 | 1.0% |
| Pixelworks Inc(PXLWEUR) | COM NEW | 72581M305 | $3.0M | 707,324 | 1.3% |
| Leaf Group LTD(LEAF) | COM | 52177G102 | $3.0M | 425,000 | 1.3% |
| Points Intl LTD | COM NEW | 730843208 | $3.1M | 230,260 | 1.3% |
| Liveperson Inc(LPSNUSD) | COM | 538146101 | $3.8M | 230,647 | 1.6% |
| Upland Software Inc(UPLD) | COM | 91544A109 | $3.9M | 143,800 | 1.6% |
| Amyris Inc | NOTE 6.500% 5/1 | 03236MAC5 | $4.2M | $4,526,000 | 1.7% |
| Seachange Intl Inc | COM | 811699107 | $4.6M | 1,437,584 | 1.9% |
| Liberty Broadband Corp(LBRDK) | COM SER C | 530307305 | $4.7M | 57,400 | 2.0% |