Q3 2023 Holdings
Filed 2023-11-14 | 112 holdings | $333.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Esperion Therapeutics Inc NE | NOTE 4.000%11/1 | 29664WAB1 | $29.8K | $41,029,000 | 8.9% |
| First Majestic Silver Corp | NOTE 0.375% 1/1 | 32076VAD5 | $23.6K | $23,000,000 | 7.1% |
| Opko Health Inc | NOTE 4.500% 2/1 | 68375NAD5 | $18.9K | $14,000,000 | 5.7% |
| Bandwidth Inc | NOTE 0.500% 4/0 | 05988JAD5 | $17.2K | $19,500,000 | 5.2% |
| Burford Cap LTD(BUR) | ORD SHS | G17977110 | $16.1K | 846,905 | 4.8% |
| PAR Technology Corp(PAR) | COM | 698884103 | $15.5K | 296,349 | 4.6% |
| Sangoma Technologies Corp(SANG) | COM NEW | 80100R408 | $14.6K | 3,097,833 | 4.4% |
| SSR Mining in | NOTE 2.500% 4/0 | 784730AB9 | $14.1K | $10,150,000 | 4.2% |
| Intercept Pharmaceuticals in | NOTE 2.000% 5/1 | 45845PAB4 | $12.5K | $9,295,000 | 3.8% |
| Nuveen Quality Muncp Income(NAD) | COM | 67066V101 | $11.7K | 850,000 | 3.5% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $11.2K | 850,000 | 3.3% |
| Nuveen Municipal Credit Inc(NZF) | COM SH BEN INT | 67070X101 | $10.7K | 757,000 | 3.2% |
| Forum Energy Technologies in(FET) | COM | 34984V209 | $6.5K | 200,122 | 2.0% |
| Docebo Inc(DCBO) | COM | 25609L105 | $6.5K | 117,820 | 1.9% |
| KKR & Co Inc(KKR) | COM | 48251W104 | $5.9K | 71,060 | 1.8% |
| Morgan Stanley Emerging Mkts(EDD) | COM | 617477104 | $5.6K | 967,918 | 1.7% |
| Aviat Networks Inc(AVNW) | COM NEW | 05366Y201 | $5.5K | 129,524 | 1.6% |
| Anterix Inc(ATEX) | COM | 03676C100 | $5.4K | 125,620 | 1.6% |
| Texas Pacific Land Corporati(TPL) | COM | 88262P102 | $4.7K | 1,907 | 1.4% |
| Sprott Physical Gold & Silve(CEF/U) | TR UNIT | 85208R101 | $4.7K | 200,000 | 1.4% |
| Western AST Infl LKD OPP & I(WIW) | COM | 95766R104 | $4.7K | 416,436 | 1.4% |
| Western Asset Emerging Mkts(XEMDX) | COM | 95766A101 | $4.6K | 407,300 | 1.4% |
| Interactive Brokers Group in(IBKR) | COM CL A | 45841N107 | $4.4K | 37,758 | 1.3% |
| Zillow Group Inc(Z) | CL C CAP STK | 98954M200 | $4.4K | 69,847 | 1.3% |
| Baidu Inc(BIDUN) | SPON ADR REP A | 056752108 | $4.4K | 23,930 | 1.3% |
| SS&C Technologies Hldgs Inc(SSNC) | COM | 78467J100 | $3.1K | 43,810 | 0.9% |
| Egain Corp(EGAN) | COM NEW | 28225C806 | $2.8K | 338,902 | 0.8% |
| Magnite Inc | NOTE 0.250% 3/1 | 55955DAB6 | $2.4K | $2,000,000 | 0.7% |
| Peloton Interactive Inc(PTON) | CL A COM | 70614W100 | $2.3K | 337,090 | 0.7% |
| Jd.com Inc(JD) | SPON ADR CL A | 47215P106 | $2.2K | 56,665 | 0.7% |
| Abrdn Asia Pacific Income FU | COM | 003009107 | $2.1K | 644,870 | 0.6% |
| IAC Inc(IAC) | COM NEW | 44891N208 | $1.8K | 26,100 | 0.5% |
| Brookfield Corp(BN) | CL A LTD VT SH | 11271J107 | $1.7K | 40,690 | 0.5% |
| Argo Group Intl Hldgs LTD | COM | G0464B107 | $1.7K | 42,060 | 0.5% |
| Greenhill & Co Inc | COM | 395259104 | $1.7K | 82,410 | 0.5% |
| Avantax Inc(BCOREUR) | COM | 095229100 | $1.5K | 42,064 | 0.4% |
| Beyond Meat Inc | NOTE 3/1 | 08862EAB5 | $1.5K | $4,000,000 | 0.4% |
| Nuveen AMT Free MUN CR Inc F(NVG) | COM | 67071L106 | $1.4K | 100,000 | 0.4% |
| Emagin Corp(EMGA) | COM NEW | 29076N206 | $1.4K | 512,400 | 0.4% |
| Heritage Crystal Clean Inc(HCCIUSD) | COM | 42726M106 | $1.3K | 21,712 | 0.4% |
| National Instrs Corp | COM | 636518102 | $1.3K | 16,420 | 0.4% |
| Midwest Hldg Inc | COM NEW | 59833J206 | $1.3K | 35,618 | 0.4% |
| Tabula Rasa Healthcare Inc | COM | 873379101 | $1.3K | 90,023 | 0.4% |
| Denbury Inc(DENEUR) | COM | 24790A101 | $1.2K | 9,370 | 0.4% |
| Computer Task Group Inc(CTGUSD) | COM | 205477102 | $1.2K | 87,710 | 0.4% |
| Circor Intl Inc(CIR2USD) | COM | 17273K109 | $1.2K | 15,930 | 0.4% |
| American Eqty Invt Life HLD(AELUSD) | COM | 025676206 | $1.2K | 16,160 | 0.4% |
| Thorne Healthtech Inc(THRNUSD) | COM | 885260109 | $1.1K | 79,830 | 0.3% |
| Neogames S A | SHS | L6673X107 | $1.1K | 30,110 | 0.3% |
| Abcam PLC | ADS | 000380204 | $1.1K | 35,830 | 0.3% |