Q4 2019 Holdings
Filed 2020-02-14 | 66 holdings | $1.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Matinas Biopharma Hldgs Inc | COM | 576810105 | $23 | 10,000 | 0.0% |
| Second Sight MED Prods Inc | COM | 81362J100 | $42 | 56,300 | 0.0% |
| Nesco Hldgs Inc | COM | 64083J104 | $82 | 20,000 | 0.0% |
| Asanko Gold Inc(AKG1EUR) | COM | 04341Y105 | $85 | 90,000 | 0.0% |
| Electrameccanica Vehs Corp | *W EXP 08/03/202 | 284849114 | $86 | 270,006 | 0.0% |
| Plug Power Inc(PLUG) | COM NEW | 72919P202 | $126 | 40,000 | 0.0% |
| 3-D SYS Corp del(DDD) | COM NEW | 88554D205 | $175 | 20,000 | 0.0% |
| Stratasys LTD(SSYS) | SHS | M85548101 | $202 | 10,000 | 0.0% |
| Iamgold Corp(IAG) | COM | 450913108 | $224 | 60,000 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $237 | 60,000 | 0.0% |
| Eldorado Gold Corp New(EGO) | COM | 284902509 | $241 | 30,000 | 0.0% |
| Kinross Gold Corp(KGC) | COM | 496902404 | $261 | 55,000 | 0.0% |
| Gold Fields LTD New(EDG) | SPONSORED ADR | 38059T106 | $264 | 40,000 | 0.0% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $297 | $500,000 | 0.0% |
| Intelsat S A | NOTE 4.500% 6/1 | 45790VAB6 | $328 | $500,000 | 0.0% |
| Bristol Myers Squibb Co(BMY-R) | RIGHT 99/99/9999 | 110122157 | $452 | 150,000 | 0.0% |
| Entercom Communications Corp(ETMUSD)Call | CL A | 293639100 | $464 | 100,000 | 0.0% |
| Qurate Retail Inc(QVCAUSD) | COM SER A | 74915M100 | $506 | 60,000 | 0.0% |
| Lions Gate Entmnt Corp(LGFEUR) | CL A VTG | 535919401 | $533 | 50,000 | 0.0% |
| Direxion SHS ETF TR(NUGT) | DLY GOLD INDX 3X | 25460E844 | $627 | 18,000 | 0.0% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $968 | $1,000,000 | 0.1% |
| Transocean Inc | DEB 0.500% 1/3 | 893830BJ7 | $992 | 1,000,000 | 0.1% |
| II VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $1.0K | $1,000,000 | 0.1% |
| Teck Resources LTD(TECK) | CL B | 878742204 | $1.0K | 60,000 | 0.1% |
| Suncor Energy Inc New(SU) | COM | 867224107 | $1.1K | 35,000 | 0.1% |
| Viacomcbs Inc(0VVB) | CL B | 92556H206 | $1.3K | 30,000 | 0.1% |
| Vaneck Vectors ETF Trust(GDXJ) | JR GOLD MINERS E | 92189F791 | $1.3K | 30,000 | 0.1% |
| Dell Technologies Inc(DELL) | CL C | 24703L202 | $1.3K | 25,000 | 0.1% |
| AIR Transport Services GRP I | NOTE 1.125%10/1 | 00922RAB1 | $1.4K | $1,428,000 | 0.1% |
| Lions Gate Entmnt Corp(LGFEUR)Put | CL A VTG | 535919401 | $1.6K | 150,000 | 0.1% |
| Dupont de Nemours Inc(DD) | COM | 26614N102 | $1.6K | 25,000 | 0.1% |
| Lions Gate Entmnt Corp(LGFEUR)Call | CL A VTG | 535919401 | $1.8K | 170,000 | 0.1% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $2.0K | $1,500,000 | 0.1% |
| Vaneck Vectors ETF Trust(GDXJ)Call | JR GOLD MINERS E | 92189F791 | $2.1K | 50,000 | 0.1% |
| Comcast Corp New(CMCSA) | CL A | 20030N101 | $2.2K | 50,000 | 0.1% |
| Suncor Energy Inc New(SU)Call | COM | 867224107 | $2.3K | 70,000 | 0.1% |
| Metaurus Equity Component TR | US EQT CUM 2027 | 59140L100 | $2.4K | 200,000 | 0.1% |
| Bristol Myers Squibb Co(BMY) | COM | 110122108 | $2.6K | 40,000 | 0.2% |
| Blackberry LTD(BB)Call | COM | 09228F103 | $2.8K | 432,300 | 0.2% |
| Dupont de Nemours Inc(DD)Put | COM | 26614N102 | $2.9K | 45,000 | 0.2% |
| Apple Inc(AAPL)Put | COM | 037833100 | $2.9K | 10,000 | 0.2% |
| Viacomcbs Inc(0VVB)Call | CL B | 92556H206 | $3.4K | 80,000 | 0.2% |
| IpathCall | IPATH B SHRT TRM ETF | 06746P621 | $3.6K | 235,000 | 0.2% |
| Oil STS Intl Inc | NOTE 1.500% 2/1 | 678026AH8 | $3.9K | $4,396,000 | 0.2% |
| Ishares TR(IAUUSD) | ISHARES GOLD TRUST ETF | 464285105 | $4.1K | 281,000 | 0.2% |
| Iqiyi Inc | NOTE 3.750%12/0 | 46267XAB4 | $5.5K | $5,000,000 | 0.3% |
| Sprott Physical Gold & Silve(CEF/U) | TR UNIT | 85208R101 | $7.0K | 480,000 | 0.4% |
| DBX ETF TR(ASHR)Call | XTRACK HRVST CSI | 233051879 | $7.4K | 250,000 | 0.4% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAB7 | $7.6K | $7,000,000 | 0.5% |
| Vaneck Vectors ETF Trust(GDX)Call | GOLD MINERS ETF | 92189F106 | $9.7K | 330,400 | 0.6% |