Q3 2023 Holdings
Filed 2023-11-02 | 265 holdings | $1.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Akebia Therapeutics Inc(AKBA) | COM | 00972D105 | $11.4K | 10,000 | 0.0% |
| Pacira Biosciences Inc | NOTE 0.750% 8/0 | 695127AF7 | $14.4K | 16,000 | 0.0% |
| Enphase Energy Inc | NOTE 3/0 | 29355AAH0 | $17.5K | 20,000 | 0.0% |
| LCI Inds | NOTE 1.125% 5/1 | 501812AB7 | $17.8K | 19,000 | 0.0% |
| Omeros Corp(OMER) | COM | 682143102 | $33.7K | 11,545 | 0.0% |
| Greenbrier COS Inc | NOTE 2.875% 4/1 | 393657AM3 | $39.5K | 41,000 | 0.0% |
| Quipt Home Medical Corp(QIPT) | COM | 74880P104 | $50.9K | 10,000 | 0.0% |
| Standard Lithium LTD(SLI) | COM | 853606101 | $56.6K | 20,000 | 0.0% |
| Smith Micro Software Inc | COM NEW | 832154207 | $59.4K | 49,100 | 0.0% |
| Accelerate Diagnostics Inc(0H8E) | COM NEW | 00430H201 | $63.1K | 10,972 | 0.0% |
| Gabelli Util TR(GUT) | COM | 36240A101 | $63.7K | 12,015 | 0.0% |
| Gray Television Inc(GTN) | COM | 389375106 | $72.7K | 10,500 | 0.0% |
| Effector Therapeutics Inc | COM | 28202V108 | $75.0K | 125,000 | 0.0% |
| Western Asset High Incom FD(HIX) | COM | 95766J102 | $81.8K | 18,330 | 0.0% |
| Putnam MUN Opportunities TR(PMO) | SH BEN INT | 746922103 | $92.0K | 10,000 | 0.0% |
| BlackRock Muniyield Quality(MYI) | COM | 09254E103 | $95.5K | 10,000 | 0.0% |
| Virtus Convertible & Inc FD | COM | 92838U108 | $99.5K | 36,060 | 0.0% |
| Virtus Convertible & Income | COM | 92838X102 | $101.8K | 32,747 | 0.0% |
| Agnc Invt Corp(AGNC) | COM | 00123Q104 | $117.0K | 12,396 | 0.0% |
| Rithm Capital Corp(RITM) | COM NEW | 64828T201 | $147.6K | 15,887 | 0.0% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $148.7K | 145,000 | 0.0% |
| Aemetis Inc(AMTX) | COM NEW | 00770K202 | $166.0K | 40,000 | 0.0% |
| Credit Suisse High Yield BD(DHY) | SH BEN INT | 22544F103 | $169.5K | 90,177 | 0.0% |
| Allspring Income Opportunit(XEADX) | INC OPPTY FD | 94987B105 | $188.0K | 30,814 | 0.0% |
| Pimco Income Strategy FD II(PFN) | COM | 72201J104 | $188.9K | 28,660 | 0.0% |
| Pimco Income Strategy FD(PFL) | COM | 72201H108 | $192.2K | 25,065 | 0.0% |
| General Electric Co(GE) | COM NEW | 369604301 | $200.9K | 1,817 | 0.0% |
| Netflix Inc(NFLX) | COM | 64110L106 | $201.6K | 534 | 0.0% |
| Realty Income Corp(O) | COM | 756109104 | $205.6K | 4,116 | 0.0% |
| Warner Bros Discovery Inc(WBD) | COM SER A | 934423104 | $205.8K | 18,951 | 0.0% |
| Ishares TR(IWD) | RUS 1000 VAL ETF | 464287598 | $206.9K | 1,363 | 0.0% |
| Fidelity Natl Information SV(FIS) | COM | 31620M106 | $210.9K | 3,816 | 0.0% |
| Western Asset High Yield DEF(HYI) | COM | 95768B107 | $211.3K | 18,390 | 0.0% |
| American Express Co(AXP) | COM | 025816109 | $218.0K | 1,461 | 0.0% |
| Freeport-Mcmoran Inc(FCX) | CL B | 35671D857 | $218.7K | 5,865 | 0.0% |
| Occidental Pete Corp(OXY) | COM | 674599105 | $222.1K | 3,423 | 0.0% |
| Mckesson Corp(MCK) | COM | 58155Q103 | $223.2K | 513 | 0.0% |
| Ishares Silver TR(SLV) | ISHARES | 46428Q109 | $225.8K | 11,100 | 0.0% |
| Select Sector Spdr TR(XLF) | FINANCIAL | 81369Y605 | $226.2K | 6,819 | 0.0% |
| Medical Pptys Trust Inc(MPT) | COM | 58463J304 | $228.2K | 41,870 | 0.0% |
| IPG Photonics Corp(IPGP) | COM | 44980X109 | $228.3K | 2,248 | 0.0% |
| ARM Holdings PLC(ARM) | SPONSORED ADR | 042068205 | $228.3K | 4,265 | 0.0% |
| Bank America Corp(BAC) | COM | 060505104 | $232.2K | 8,481 | 0.0% |
| Virtus Dividend Interest & P(NFJ) | COM | 92840R101 | $236.0K | 20,832 | 0.0% |
| Cintas Corp(CTAS) | COM | 172908105 | $237.3K | 493 | 0.0% |
| Easterly Govt Pptys Inc | COM | 27616P103 | $239.5K | 20,950 | 0.0% |
| Mercadolibre Inc(MELI) | COM | 58733R102 | $241.4K | 190 | 0.0% |
| Schwab Strategic TR(SCHR) | INT-TRM U.S TRES | 808524854 | $242.6K | 5,061 | 0.0% |
| Select Sector Spdr TR(XLE) | ENERGY | 81369Y506 | $242.7K | 2,685 | 0.0% |
| Intuitive Surgical Inc(ISRG) | COM NEW | 46120E602 | $244.1K | 835 | 0.0% |