Q1 2018 Holdings
Filed 2018-05-15 | 47 holdings | $3.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Akebia Therapeutics Inc(AKBA) | COM | 00972D105 | $3.1M | 327,457 | 97.8% |
| Timkensteel Corp | NOTE 6.000% 6/0 | 887399AA1 | $16.8K | $11,455,000 | 0.5% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $9.8K | $9,000,000 | 0.3% |
| Eros Intl PLC | SHS NEW | G3788M114 | $8.9K | 817,017 | 0.3% |
| Agree Realty Corp(ADC) | COM | 008492100 | $5.4K | 111,649 | 0.2% |
| Helios & Matheson Analytics | COM NEW | 42327L200 | $3.4K | 1,187,534 | 0.1% |
| Synergy Pharmaceuticals del | COM NEW | 871639308 | $3.2K | 1,767,858 | 0.1% |
| Macrogenics Inc(MGNX) | COM | 556099109 | $2.5K | 97,505 | 0.1% |
| Invitae Corp(NVTA1EUR) | COM | 46185L103 | $2.1K | 453,358 | 0.1% |
| Zosano Pharma Corp | COM NEW | 98979H202 | $1.9K | 374,612 | 0.1% |
| Scynexis Inc | COM | 811292101 | $1.7K | 1,302,830 | 0.1% |
| Avid Bioservices Inc(PPHMEUR) | COM | 05368M106 | $1.7K | 591,991 | 0.1% |
| Egalet Corp | NOTE 5.500% 4/0 | 28226BAB0 | $1.7K | $4,500,000 | 0.1% |
| Senseonics Hldgs Inc | NOTE 5.250% 2/0 | 81727UAA3 | $1.6K | $1,500,000 | 0.1% |
| Auryn RES Inc(AUG1EUR) | COM | 05208W108 | $1.5K | 1,124,759 | 0.0% |
| Novan Inc | COM | 66988N106 | $1.3K | 459,798 | 0.0% |
| Gladstone LD Corp(LAND) | COM | 376549101 | $898 | 74,336 | 0.0% |
| Recon Technology LTD | SHS | G7415M108 | $861 | 729,710 | 0.0% |
| Applied DNA Sciences Inc | COM NEW | 03815U201 | $833 | 578,141 | 0.0% |
| Affimed N V | COM | N01045108 | $667 | 360,455 | 0.0% |
| Miragen Therapeutics Inc | COM | 60463E103 | $646 | 92,200 | 0.0% |
| Dare Bioscience Inc(CERUEUR) | COM | 23666P101 | $395 | 471,661 | 0.0% |
| Sierra Oncology Inc | COM | 82640U107 | $392 | 189,516 | 0.0% |
| Ampio Pharmaceuticals IncPut | COM | 03209T109 | $348 | 102,300 | 0.0% |
| Invuity Inc | COM NEW | 46187J205 | $302 | 78,411 | 0.0% |
| Resonant Inc | COM | 76118L102 | $267 | 83,746 | 0.0% |
| Senestech Inc | COM | 81720R109 | $262 | 513,682 | 0.0% |
| Essa Pharma Inc | COM | 29668H104 | $219 | 1,146,761 | 0.0% |
| PLX Pharma Inc | COM | 72942A107 | $154 | 46,096 | 0.0% |
| Seanergy Maritime Hldgs Corp | *W EXP 11/10/202 | Y73760145 | $143 | 1,180,400 | 0.0% |
| RXI Pharmaceuticals Corp New | *W EXP 12/21/202 | 74979C121 | $100 | 221,686 | 0.0% |
| Cellectar Biosciences Inc | *W EXP 04/08/202 | 15117F138 | $87 | 207,500 | 0.0% |
| Biondvax Pharmaceuticals LTD | *W EXP 05/15/202 | 09073Q113 | $87 | 72,800 | 0.0% |
| Immuron LTD | *W EXP 05/12/202 | Q4867H223 | $86 | 22,041 | 0.0% |
| Sigma Labs Inc | *W EXP 02/15/202 | 826598112 | $81 | 215,300 | 0.0% |
| Ameri Hldgs Inc | *W EXP 11/08/202 | 02362F112 | $56 | 125,503 | 0.0% |
| Onconova Therapeutics Inc | *W EXP 07/11/202 | 68232V116 | $52 | 173,112 | 0.0% |
| Soligenix Inc | *W EXP 11/14/202 | 834223117 | $35 | 61,000 | 0.0% |
| Cellect Biotechnology LTD | *W EXP 08/03/202 | 15116C110 | $24 | 12,570 | 0.0% |
| Benitec Biopharma LTD | *W EXP 08/14/202 | 082053117 | $12 | 50,000 | 0.0% |
| Applied DNA Sciences Inc | *W EXP 11/21/201 | 03815U110 | $8 | 31,407 | 0.0% |
| Advaxis Inc | *W EXP 10/22/201 | 007624117 | $6 | 15,150 | 0.0% |
| Mynd Analytics Inc | *W EXP 06/29/202 | 62857N111 | $4 | 13,700 | 0.0% |
| Inspiremd Inc | *W EXP 03/14/202 | 45779A135 | $1 | 48,000 | 0.0% |
| Eyegate Pharmaceuticals Inc | *W EXP 08/05/202 | 30233M115 | $1 | 12,900 | 0.0% |
| Energy Fuels Inc | *W EXP 09/20/202 | 292671179 | $0 | 277,777 | 0.0% |
| CEL SCI Corp | *W EXP 10/11/201 | 150837177 | $0 | 750,000 | 0.0% |