Q2 2018 Holdings
Filed 2018-08-14 | 53 holdings | $80.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Timkensteel Corp | NOTE 6.000% 6/0 | 887399AA1 | $16.1K | $10,455,000 | 20.0% |
| Eros Intl PLC | SHS NEW | G3788M114 | $12.5K | 960,238 | 15.5% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $10.1K | $9,000,000 | 12.6% |
| Novavax Inc | COM | 670002104 | $4.4K | 3,315,597 | 5.5% |
| Veritone Inc(VERI) | COM | 92347M100 | $4.4K | 261,422 | 5.5% |
| Vascular Biogenics LTD | COM | M96883109 | $4.2K | 1,896,902 | 5.2% |
| Tellurian Inc New(TELLEUR) | COM | 87968A104 | $3.8K | 454,294 | 4.7% |
| Catabasis Pharmaceuticals in | COM | 14875P107 | $2.6K | 2,680,752 | 3.2% |
| Helios & Matheson Analytics | COM NEW | 42327L200 | $2.5K | 8,023,500 | 3.1% |
| Tapimmune Inc | COM PAR | 876033408 | $2.4K | 250,000 | 2.9% |
| Senseonics Hldgs Inc | NOTE 5.250% 2/0 | 81727UAA3 | $2.1K | $1,500,000 | 2.7% |
| Aerpio Pharmaceuticals Inc | COM | 00810B105 | $1.9K | 450,676 | 2.3% |
| Egalet Corp | NOTE 5.500% 4/0 | 28226BAB0 | $1.6K | $4,500,000 | 2.0% |
| Kura Oncology Inc(KURA) | COM | 50127T109 | $1.4K | 76,200 | 1.7% |
| Novan Inc | COM | 66988N106 | $1.2K | 405,131 | 1.5% |
| Auryn RES Inc(AUG1EUR) | COM | 05208W108 | $1.1K | 978,630 | 1.3% |
| Arcadia Biosciences Inc(RKDAEUR) | COM NEW | 039014204 | $984 | 119,333 | 1.2% |
| Profire Energy Inc | COM | 74316X101 | $939 | 277,721 | 1.2% |
| CEL SCI Corp(CVM1EUR) | COM PAR NEW | 150837607 | $737 | 801,006 | 0.9% |
| CHF Solutions Inc | COM NEW | 12542Q508 | $640 | 347,895 | 0.8% |
| Limoneira Co(LMNR) | COM | 532746104 | $639 | 25,946 | 0.8% |
| Applied DNA Sciences Inc | COM NEW | 03815U201 | $623 | 494,463 | 0.8% |
| Recon Technology LTD | SHS | G7415M108 | $493 | 354,572 | 0.6% |
| Kindred Biosciences Inc | COM | 494577109 | $480 | 45,057 | 0.6% |
| Seacor Marine Hldgs Inc(SMHI) | COM | 78413P101 | $411 | 17,809 | 0.5% |
| Scynexis Inc | COM | 811292101 | $388 | 236,531 | 0.5% |
| Fibrocell Science Inc(FCSC) | COM PAR | 315721407 | $317 | 117,099 | 0.4% |
| Invivo Therapeutics Hldgs Co | COM PAR | 46186M407 | $266 | 156,655 | 0.3% |
| Trovagene Inc | COM PAR | 897238408 | $237 | 307,445 | 0.3% |
| Galmed Pharmaceuticals LTD(GLMD) | SHS | M47238106 | $177 | 14,895 | 0.2% |
| PLX Pharma Inc | COM | 72942A107 | $116 | 29,282 | 0.1% |
| Seanergy Maritime Hldgs Corp | *W EXP 11/10/202 | Y73760145 | $97 | 1,180,400 | 0.1% |
| Check Cap LTD(MBAI) | *W EXP 05/03/202 | M2361E161 | $93 | 136,364 | 0.1% |
| Biondvax Pharmaceuticals LTD | *W EXP 05/15/202 | 09073Q113 | $92 | 72,800 | 0.1% |
| Sigma Labs Inc | *W EXP 02/15/202 | 826598112 | $75 | 214,500 | 0.1% |
| Quicklogic Corp | COM | 74837P108 | $67 | 58,043 | 0.1% |
| RXI Pharmaceuticals Corp New | *W EXP 12/16/202 | 74979C121 | $55 | 221,056 | 0.1% |
| Immuron LTD | *W EXP 05/12/202 | Q4867H223 | $47 | 15,041 | 0.1% |
| Immune Pharmaceuticals Inc | COM NEW | 45254C200 | $47 | 251,029 | 0.1% |
| Cellectar Biosciences Inc | *W EXP 04/08/202 | 15117F138 | $39 | 207,500 | 0.0% |
| Reshape Lifesciences Inc | COM NEW | 761123405 | $38 | 16,574 | 0.0% |
| Cellect Biotechnology LTD | *W EXP 08/03/202 | 15116C110 | $25 | 12,570 | 0.0% |
| Ameri Hldgs Inc | *W EXP 11/08/202 | 02362F112 | $21 | 125,503 | 0.0% |
| Soligenix Inc | *W EXP 11/14/202 | 834223117 | $17 | 61,000 | 0.0% |
| Applied DNA Sciences Inc | *W EXP 11/21/201 | 03815U110 | $9 | 31,407 | 0.0% |
| Cytori Therapeutics Inc | *W EXP 05/28/202 | 23283K139 | $8 | 259,200 | 0.0% |
| Benitec Biopharma LTD | *W EXP 08/14/202 | 082053117 | $6 | 50,000 | 0.0% |
| Mynd Analytics Inc | *W EXP 06/29/202 | 62857N111 | $3 | 13,700 | 0.0% |
| Onconova Therapeutics Inc | *W EXP 07/11/202 | 68232V116 | $2 | 173,112 | 0.0% |
| Advaxis Inc | *W EXP 10/22/201 | 007624117 | $2 | 15,150 | 0.0% |