Q3 2018 Holdings
Filed 2018-11-14 | 47 holdings | $10.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| BRP Inc(DOO) | COM SUN VTG | 05577W200 | $6.2M | 133,226 | 60.4% |
| Aldeyra Therapeutics Inc(ALDX) | COM | 01438T106 | $2.8M | 200,000 | 26.7% |
| Argenx SE(ARGX) | SPONSORED ADR | 04016X101 | $874.0K | 11,527 | 8.5% |
| Altimmune Inc(ALT) | COM NEW | 02155H200 | $408.0K | 92,768 | 3.9% |
| Timkensteel Corp | NOTE 6.000% 6/0 | 887399AA1 | $14.9K | $10,455,000 | 0.1% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $9.5K | $9,000,000 | 0.1% |
| G1 Therapeutics Inc(GTHXEUR) | COM | 3621LQ109 | $4.4K | 84,249 | 0.0% |
| Advaxis Inc | COM NEW | 007624208 | $3.2K | 3,439,348 | 0.0% |
| Vascular Biogenics LTD | COM | M96883109 | $2.8K | 1,740,096 | 0.0% |
| Beasley Broadcast Group Inc(BBGIEUR) | CL A | 074014101 | $2.5K | 365,174 | 0.0% |
| Senseonics Hldgs Inc | NOTE 5.250% 2/0 | 81727UAA3 | $2.4K | $1,500,000 | 0.0% |
| Tapimmune Inc | COM PAR | 876033408 | $2.3K | 250,000 | 0.0% |
| Eros Intl PLC | SHS NEW | G3788M114 | $1.4K | 111,996 | 0.0% |
| Novan Inc | COM | 66988N106 | $939 | 336,657 | 0.0% |
| Auryn RES Inc(AUG1EUR) | COM | 05208W108 | $930 | 868,746 | 0.0% |
| Aerpio Pharmaceuticals Inc | COM | 00810B105 | $896 | 290,126 | 0.0% |
| Safe T Group LTD | SPONSORED ADS | 78643B302 | $895 | 105,199 | 0.0% |
| UR Energy Inc(URG) | COM | 91688R108 | $586 | 732,548 | 0.0% |
| Catabasis Pharmaceuticals in | COM | 14875P107 | $584 | 730,320 | 0.0% |
| Applied DNA Sciences Inc | COM NEW | 03815U201 | $412 | 276,425 | 0.0% |
| Opiant Pharmaceuticals Inc | COM | 683750103 | $245 | 13,715 | 0.0% |
| Redhill Biopharma LTD | SPONSORED ADS | 757468103 | $198 | 22,367 | 0.0% |
| Iridex Corp(IRIX) | COM | 462684101 | $164 | 25,799 | 0.0% |
| Invivo Therapeutics Hldgs Co | COM PAR | 46186M407 | $146 | 72,215 | 0.0% |
| Check Cap LTD(MBAI) | *W EXP 05/03/202 | M2361E161 | $102 | 136,364 | 0.0% |
| Seanergy Maritime Hldgs Corp | *W EXP 11/10/202 | Y73760145 | $100 | 1,180,400 | 0.0% |
| Biondvax Pharmaceuticals LTD | *W EXP 05/15/202 | 09073Q113 | $85 | 72,800 | 0.0% |
| RXI Pharmaceuticals Corp New | *W EXP 12/16/202 | 74979C121 | $77 | 221,015 | 0.0% |
| Sigma Labs Inc | *W EXP 02/15/202 | 826598112 | $66 | 214,500 | 0.0% |
| PLX Pharma Inc | COM | 72942A107 | $56 | 13,878 | 0.0% |
| Medigus LTD | *W EXP 07/23/202 | 58471G128 | $47 | 64,286 | 0.0% |
| Recon Technology LTD | SHS | G7415M108 | $44 | 35,632 | 0.0% |
| Electrameccanica Vehs Corp | *W EXP 08/03/202 | 284849114 | $36 | 96,000 | 0.0% |
| Ameri Hldgs Inc | *W EXP 11/08/202 | 02362F112 | $23 | 125,503 | 0.0% |
| Cellect Biotechnology LTD | *W EXP 08/03/202 | 15116C110 | $23 | 12,570 | 0.0% |
| Immuron LTD | *W EXP 05/12/202 | Q4867H223 | $22 | 10,941 | 0.0% |
| Soligenix Inc | *W EXP 11/14/202 | 834223117 | $21 | 61,000 | 0.0% |
| Onconova Therapeutics Inc | *W EXP 07/11/202 | 68232V116 | $17 | 170,000 | 0.0% |
| Flexshopper Inc | *W EXP 09/28/202 | 33939J113 | $12 | 50,000 | 0.0% |
| Applied DNA Sciences Inc | *W EXP 11/21/201 | 03815U110 | $7 | 31,407 | 0.0% |
| Benitec Biopharma LTD | *W EXP 08/14/202 | 082053117 | $6 | 50,000 | 0.0% |
| Mynd Analytics Inc | *W EXP 06/29/202 | 62857N111 | $3 | 13,700 | 0.0% |
| Cytori Therapeutics Inc | *W EXP 05/28/202 | 23283K139 | $1 | 259,200 | 0.0% |
| Advaxis Inc | *W EXP 10/22/201 | 007624117 | $0 | 15,150 | 0.0% |
| Eyegate Pharmaceuticals Inc | *W EXP 08/05/202 | 30233M115 | $0 | 12,900 | 0.0% |
| Inspiremd Inc | *W EXP 03/14/202 | 45779A135 | $0 | 48,000 | 0.0% |
| Energy Fuels Inc | *W EXP 09/20/202 | 292671179 | $0 | 277,777 | 0.0% |