Q1 2019 Holdings
Filed 2019-05-15 | 58 holdings | $105.6K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Nanostring Technologies Inc(NSTGEUR) | COM | 63009R109 | $18.5K | 774,068 | 17.5% |
| Blueprint Medicines Corp(2L9) | COM | 09627Y109 | $16.0K | 200,000 | 15.2% |
| Timkensteel Corp | NOTE 6.000% 6/0 | 887399AA1 | $12.2K | $10,455,000 | 11.5% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $9.9K | $9,000,000 | 9.4% |
| Genfit S A | ADS | 372279109 | $9.6K | 400,000 | 9.1% |
| Axovant Sciences LTD | COM | G0750W104 | $8.2K | 6,138,402 | 7.7% |
| Eros Intl PLC | SHS NEW | G3788M114 | $4.6K | 498,909 | 4.3% |
| Eyepoint Pharmaceuticals Inc | COM | 30233G100 | $2.7K | 1,484,714 | 2.5% |
| Aeglea Biotherapeutics Inc(AGLEUSD) | COM | 00773J103 | $2.2K | 271,542 | 2.1% |
| Titan MED Inc | COM NEW | 88830X819 | $2.1K | 762,371 | 2.0% |
| VTV Therapeutics Inc | CL A | 918385105 | $2.1K | 1,229,153 | 2.0% |
| Oragenics Inc | COM PAR | 684023302 | $2.0K | 3,391,165 | 1.9% |
| Kopin Corp(KOPN) | COM | 500600101 | $1.9K | 1,384,944 | 1.8% |
| Vascular Biogenics LTD | COM | M96883109 | $1.7K | 1,094,044 | 1.6% |
| Senseonics Hldgs Inc | NOTE 5.250% 2/0 | 81727UAA3 | $1.6K | $1,500,000 | 1.5% |
| Advaxis Inc(ADXSEUR) | COM NEW | 007624307 | $1.2K | 210,570 | 1.2% |
| Matinas Biopharma Hldgs Inc | COM | 576810105 | $991 | 909,625 | 0.9% |
| Mannkind Corp(MNKD) | COM NEW | 56400P706 | $908 | 461,140 | 0.9% |
| Beasley Broadcast Group Inc(BBGIEUR) | CL A | 074014101 | $894 | 224,733 | 0.8% |
| Co Diagnostics Inc(CODXGBP) | COM | 189763105 | $751 | 708,565 | 0.7% |
| Aptevo Therapeutics Inc | COM | 03835L108 | $703 | 780,720 | 0.7% |
| Electrameccanica Vehs Corp | COM NEW | 284849205 | $693 | 194,653 | 0.7% |
| Auryn RES Inc(AUG1EUR) | COM | 05208W108 | $679 | 468,610 | 0.6% |
| Mersana Therapeutics Inc | COM | 59045L106 | $442 | 83,969 | 0.4% |
| Heat Biologics Inc | COM NEW | 42237K300 | $440 | 346,599 | 0.4% |
| Liquidia Technologies Inc(LQDA) | COM | 53635D202 | $330 | 28,987 | 0.3% |
| Chiasma Inc(CHMA) | COM | 16706W102 | $321 | 61,805 | 0.3% |
| Moleculin Biotech Inc | COM | 60855D101 | $294 | 362,729 | 0.3% |
| Phio Pharmaceuticals Corp | COM | 71880W204 | $272 | 604,939 | 0.3% |
| Cormedix Inc(CRMD)Put | COM | 21900C308 | $269 | 28,500 | 0.3% |
| Sharpspring Inc(SHSP) | COM | 820054104 | $242 | 15,131 | 0.2% |
| Sigma Labs Inc | *W EXP 02/15/202 | 826598112 | $129 | 199,836 | 0.1% |
| IMV Inc | COM | 44974L103 | $119 | 29,661 | 0.1% |
| Invivo Therapeutics Hldgs Co | COM PAR | 46186M407 | $116 | 74,566 | 0.1% |
| Aileron Therapeutics Inc(ALRNEUR) | COM | 00887A105 | $110 | 56,611 | 0.1% |
| Therapix Biosciences LTD | SPONSORED ADS NE | 88339A203 | $98 | 31,397 | 0.1% |
| Novan Inc | COM | 66988N106 | $68 | 71,515 | 0.1% |
| Immucell Corp(ICCC) | COM PAR | 452525306 | $64 | 10,000 | 0.1% |
| Acasti Pharma Inc | CL A NEW | 00430K402 | $63 | 61,509 | 0.1% |
| Check Cap LTD(MBAI) | *W EXP 05/03/202 | M2361E161 | $52 | 136,364 | 0.0% |
| Valeritas Hldgs Inc | COM NEW | 91914N202 | $35 | 106,845 | 0.0% |
| Medigus LTD | *W EXP 07/23/202 | 58471G128 | $29 | 64,286 | 0.0% |
| Seanergy Maritime Hldgs Corp | *W EXP 11/10/202 | Y73760145 | $27 | 1,180,400 | 0.0% |
| Biondvax Pharmaceuticals LTD | *W EXP 05/15/202 | 09073Q113 | $25 | 72,800 | 0.0% |
| Neovasc Inc | COM NEW | 64065J205 | $21 | 50,794 | 0.0% |
| Immuron LTD | *W EXP 05/12/202 | Q4867H223 | $15 | 10,941 | 0.0% |
| Flexshopper Inc | *W EXP 09/28/202 | 33939J113 | $14 | 50,000 | 0.0% |
| Fuelcell Energy Inc | COM NEW | 35952H502 | $8 | 33,254 | 0.0% |
| Ameri Hldgs Inc | *W EXP 11/08/202 | 02362F112 | $8 | 99,500 | 0.0% |
| Onconova Therapeutics Inc | *W EXP 07/11/202 | 68232V116 | $7 | 132,227 | 0.0% |