Q2 2019 Holdings
Filed 2019-08-14 | 64 holdings | $86.6K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2019-11-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Comscore Inc(SCOR1EUR)A | COM | 20564W105 | $14.1K | 2,728,513 | 16.3% |
| Sesen BIO Inc | COM | 817763105 | $12.2K | 8,112,882 | 14.0% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $10.9K | $9,000,000 | 12.6% |
| Timkensteel Corp | NOTE 6.000% 6/0 | 887399AA1 | $10.8K | $10,455,000 | 12.5% |
| Histogenics Corp | COM | 43358V109 | $6.5K | 34,210,547 | 7.6% |
| Medicines Co | COM | 584688105 | $4.1K | 112,950 | 4.8% |
| Sorrento Therapeutics Inc(SRNE) | COM NEW | 83587F202 | $3.7K | 1,401,640 | 4.3% |
| Calithera Biosciences Inc(CALAEUR) | COM | 13089P101 | $3.3K | 843,234 | 3.8% |
| Eros Intl PLCA | SHS NEW | G3788M114 | $2.8K | 2,098,602 | 3.3% |
| Genfit S A | ADS | 372279109 | $2.7K | 138,185 | 3.2% |
| Scholar Rock Hldg Corp(SRRK) | COM | 80706P103 | $2.7K | 167,371 | 3.1% |
| Laureate Education Inc(LAUR) | CL A | 518613203 | $1.9K | 121,792 | 2.2% |
| Orchard Therapeutics PLC | ADS | 68570P101 | $1.8K | 130,651 | 2.1% |
| Senseonics Hldgs Inc | NOTE 5.250% 2/0 | 81727UAA3 | $1.5K | $1,500,000 | 1.8% |
| Kura Oncology Inc(KURA) | COM | 50127T109 | $1.2K | 60,800 | 1.4% |
| Vascular Biogenics LTD | COM | M96883109 | $1.2K | 908,770 | 1.4% |
| Senmiao Technology LTD | COM | 817225105 | $1.1K | 398,302 | 1.3% |
| Aquabounty Technologies Inc(ABTUGBX) | COM NEW | 03842K200 | $1.1K | 345,202 | 1.2% |
| Cyclerion Therapeutics Inc(CYCNUSD)A | COM | 23255M105 | $899 | 78,557 | 1.0% |
| Translate BIO IncA | COM | 89374L104 | $852 | 67,464 | 1.0% |
| Eyepoint Pharmaceuticals Inc | COM | 30233G100 | $748 | 455,810 | 0.9% |
| Eloxx Pharmaceuticals Inc | COM | 29014R103 | $742 | 74,380 | 0.9% |
| Seres Therapeutics Inc(MCRB1EUR) | COM | 81750R102 | $727 | 225,795 | 0.8% |
| Regulus Therapeutics IncA | COM NEW | 75915K200 | $568 | 454,190 | 0.7% |
| Ekso Bionics Hldgs Inc | COM NEW | 282644202 | $494 | 388,601 | 0.6% |
| Charles & Colvard LTD(CTHRUSD) | COM | 159765106 | $452 | 285,854 | 0.5% |
| Arcadia Biosciences Inc(RKDAEUR) | COM NEW | 039014204 | $414 | 134,956 | 0.5% |
| Insmed Inc(INSM) | COM PAR $.01 | 457669307 | $374 | 14,627 | 0.4% |
| Zymeworks Inc | COM | 98985W102 | $373 | 16,956 | 0.4% |
| Oragenics Inc | COM PAR | 684023302 | $345 | 703,075 | 0.4% |
| Beasley Broadcast Group Inc(BBGIEUR) | CL A | 074014101 | $316 | 98,210 | 0.4% |
| Cellectar Biosciences Inc | COM PAR | 15117F500 | $231 | 106,026 | 0.3% |
| Artelo Biosciences IncA | COM NEW | 04301G201 | $189 | 41,126 | 0.2% |
| Izea Worldwide Inc | COM | 46604H105 | $188 | 367,386 | 0.2% |
| Farmmi Inc(FAMI)A | SHS | G33277107 | $181 | 100,244 | 0.2% |
| Verb Technology Co IncA | *W EXP 03/14/202 | 92337U112 | $173 | 240,000 | 0.2% |
| Titan MED Inc | COM NEW | 88830X819 | $167 | 70,748 | 0.2% |
| Urban TEA Inc | ORD SHS | G9396G100 | $166 | 261,400 | 0.2% |
| Phio Pharmaceuticals Corp | COM | 71880W204 | $154 | 406,358 | 0.2% |
| Co Diagnostics Inc(CODXGBP) | COM | 189763105 | $90 | 109,320 | 0.1% |
| China Jo-Jo Drugstores Inc | COM NEW | 16949A206 | $88 | 79,634 | 0.1% |
| Northern Dynasty Minerals LT(NAK)A | COM NEW | 66510M204 | $78 | 129,963 | 0.1% |
| Vermillion Inc | COM NEW | 92407M206 | $71 | 79,468 | 0.1% |
| Sigma Labs Inc | *W EXP 02/15/202 | 826598112 | $64 | 199,836 | 0.1% |
| Artelo Biosciences IncA | *W EXP 06/25/202 | 04301G128 | $55 | 65,000 | 0.1% |
| Biondvax Pharmaceuticals LTD | *W EXP 05/15/202 | 09073Q113 | $52 | 72,800 | 0.1% |
| Motus GI Hldgs Inc | COM | 62014P108 | $42 | 13,774 | 0.0% |
| Check Cap LTD(MBAI) | *W EXP 05/03/202 | M2361E161 | $34 | 136,364 | 0.0% |
| Auryn RES Inc(AUG1EUR) | COM | 05208W108 | $29 | 17,011 | 0.0% |
| Onconova Therapeutics Inc | *W EXP 07/11/202 | 68232V116 | $24 | 132,227 | 0.0% |