Q1 2020 Holdings
Filed 2020-05-15 | 37 holdings | $28.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Timkensteel Corp | NOTE 6.000% 6/0 | 887399AA1 | $8.4K | $10,455,000 | 29.6% |
| Yunhong Intl | UNIT 99/99/9999 | G98882114 | $3.3K | 350,000 | 11.7% |
| Inovio Pharmaceuticals Inc | NOTE 6.500% 3/0 | 45773HAB8 | $3.0K | $2,000,000 | 10.5% |
| Enlivex Therapeutics LTD(ENLV) | COM | M4130Y106 | $1.8K | 385,621 | 6.3% |
| Senseonics Hldgs Inc | NOTE 5.250% 2/0 | 81727UAA3 | $1.5K | $1,500,000 | 5.2% |
| Adamis Pharmaceuticals Corp | COM NEW | 00547W208 | $1.2K | 3,397,916 | 4.3% |
| Baudax BIO Inc | COM | 07160F107 | $1.1K | 432,325 | 3.8% |
| Celsion Corporation | COM PAR NEW | 15117N503 | $1.0K | 1,139,110 | 3.6% |
| Eros Intl PLC | SHS NEW | G3788M114 | $794 | 480,962 | 2.8% |
| Phio Pharmaceuticals Corp | COM NEW | 71880W303 | $637 | 360,094 | 2.2% |
| Verastem Inc | COM | 92337C104 | $614 | 232,559 | 2.2% |
| Kitov Pharma LTD | SPONSORED ADS | 49803V107 | $605 | 1,977,554 | 2.1% |
| Resonant Inc | COM | 76118L102 | $600 | 405,274 | 2.1% |
| Replimune Group Inc(REPL) | COM | 76029N106 | $584 | 58,595 | 2.1% |
| Polarityte Inc | COM | 731094108 | $487 | 451,240 | 1.7% |
| Novan Inc | COM | 66988N106 | $435 | 2,914,854 | 1.5% |
| Savara Inc(SVRA) | COM | 805111101 | $434 | 204,666 | 1.5% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $288 | 112,639 | 1.0% |
| Tetraphase Pharmaceuticals I | COM NEW | 88165N204 | $266 | 208,074 | 0.9% |
| Vascular Biogenics LTD | COM | M96883109 | $246 | 181,888 | 0.9% |
| Farmmi Inc(FAMI) | SHS | G33277107 | $229 | 426,387 | 0.8% |
| Bellerophon Therapeutics Inc(BLPHUSD) | COM NEW | 078771300 | $210 | 19,200 | 0.7% |
| CEL SCI Corp(CVM1EUR)Put | COM PAR NEW | 150837607 | $198 | 17,200 | 0.7% |
| Contango Oil & Gas Co(MCF1EUR) | COM NEW | 21075N204 | $137 | 91,120 | 0.5% |
| Regulus Therapeutics Inc | COM NEW | 75915K200 | $129 | 280,152 | 0.5% |
| SOL GEL Technologies(SLGL) | SHS | M8694L103 | $71 | 10,068 | 0.2% |
| Verb Technology Co Inc | *W EXP 03/14/202 | 92337U112 | $67 | 240,000 | 0.2% |
| Exicure Inc(XCUR) | COM | 30205M101 | $66 | 44,798 | 0.2% |
| Check Cap LTD(MBAI) | *W EXP 05/03/202 | M2361E161 | $23 | 136,364 | 0.1% |
| Sigma Labs Inc | *W EXP 02/15/202 | 826598112 | $9 | 48,100 | 0.0% |
| Artelo Biosciences Inc | *W EXP 06/25/202 | 04301G128 | $4 | 65,000 | 0.0% |
| Benitec Biopharma LTD | *W EXP 08/14/202 | 082053117 | $2 | 50,000 | 0.0% |
| Plus Therapeutics Inc | *W EXP 05/28/202 | 72941H111 | $2 | 259,200 | 0.0% |
| Medigus LTD | *W EXP 07/23/202 | 58471G128 | $1 | 63,286 | 0.0% |
| Creative Realities Inc | *W EXP 11/09/202 | 22530J119 | $1 | 15,000 | 0.0% |
| Ameri Hldgs Inc | *W EXP 11/08/202 | 02362F112 | $1 | 85,231 | 0.0% |
| Energy Fuels Inc | *W EXP 09/20/202 | 292671179 | $0 | 277,777 | 0.0% |