Q3 2020 Holdings
Filed 2020-11-16 | 83 holdings | $385.9K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Altimmune Inc(ALT) | COM NEW | 02155H200 | $140.0K | 10,600 | 36.3% |
| Fuelcell Energy Inc(FCELCHF) | COM | 35952H601 | $40.7K | 19,000,000 | 10.5% |
| Penn Natl Gaming Inc(PENN) | COM | 707569109 | $29.1K | 400,000 | 7.5% |
| Velodyne Lidar Inc(GRAFUSD) | COM | 92259F101 | $28.0K | 1,500,000 | 7.3% |
| Hudson Executive Invt Corp | COM CL A | 443761101 | $11.8K | 1,200,000 | 3.1% |
| Timkensteel Corp | NOTE 6.000% 6/0 | 887399AA1 | $8.8K | $10,455,000 | 2.3% |
| Qell Acquisition Corp | UNIT 10/01/2025 | G7307X121 | $7.6K | 750,000 | 2.0% |
| I MAB(NBP) | SPONSORED ADS | 44975P103 | $7.1K | 151,520 | 1.8% |
| Checkpoint Therapeutics Inc(CKPTUSD) | COM | 162828107 | $7.0K | 2,622,546 | 1.8% |
| Rockwell MED Inc | COM | 774374102 | $5.7K | 5,301,527 | 1.5% |
| GS Acquisition Hldgs Corp II | COM CL A | 36258Q105 | $5.4K | 500,000 | 1.4% |
| Tortoise Acquisition Corp II | UNIT 06/14/2027 | G89554110 | $5.4K | 492,214 | 1.4% |
| East RES Acquisition Co | COM CL A | 274681105 | $4.8K | 490,300 | 1.2% |
| Inseego Corp | NOTE 3.250% 5/0 | 45782BAD6 | $4.8K | $5,000,000 | 1.2% |
| Industrial Tech Acqu Inc | UNIT 08/31/2025 | 456357201 | $4.0K | 400,000 | 1.0% |
| Soleno Therapeutics Inc | COM NEW | 834203200 | $3.9K | 1,550,960 | 1.0% |
| Lionheart Acquisition Corp I | UNIT 08/13/2025 | 53625R203 | $3.5K | 350,000 | 0.9% |
| Yunhong Intl | CL A SHS | G98882106 | $3.4K | 350,000 | 0.9% |
| Equity Distr Acquisition COR | UNIT 99/99/9999 | 29465E205 | $3.1K | 300,000 | 0.8% |
| Falcon Capital Acquisitn COR | UNIT 08/20/2027 | 30606L207 | $3.1K | 300,000 | 0.8% |
| Vesper Healthcare Acqstn COR | UNIT 99/99/9999 | 92538T203 | $3.1K | 300,000 | 0.8% |
| Yucaipa Acquisition Corp | UNIT 99/99/9999 | G9879L121 | $3.1K | 300,000 | 0.8% |
| Prime Impact Acquisition I | UNIT 10/01/2030 | G61074111 | $3.0K | 300,000 | 0.8% |
| Contrafect Corp(CFRXUSD) | COM NEW | 212326300 | $3.0K | 563,720 | 0.8% |
| Protara Therapeutics Inc(TARA) | COM STK | 74365U107 | $2.8K | 168,836 | 0.7% |
| Verona Pharma PLC(VRNA) | SPONSORED ADS | 925050106 | $2.8K | 444,445 | 0.7% |
| Oaktree Acquisition Corp II | UNIT 09/15/2027 | G6715X129 | $2.1K | 200,000 | 0.5% |
| TWC Tech Hldgs II Corp | UNIT 09/10/2025 | 90117G204 | $2.0K | 200,000 | 0.5% |
| CF Finance Acquisition Corp | UNIT 08/01/2027 | 15725Q203 | $2.0K | 200,000 | 0.5% |
| Acon S2 Acquisition Corp | UNIT 09/15/2027 | G00748122 | $2.0K | 200,000 | 0.5% |
| Ftac Olympus Acquisition COR | UNIT 08/24/2025 | G37288118 | $2.0K | 200,000 | 0.5% |
| Peridot Acquisition Corp | UNIT 99/99/9999 | G7008A123 | $2.0K | 200,000 | 0.5% |
| Roth CH Acquisition I Co(ROCH) | COM | 778675108 | $2.0K | 200,000 | 0.5% |
| Alpha Healthcare Acquistn Co | UNIT 09/21/2027 | 020751202 | $2.0K | 200,000 | 0.5% |
| Ribbit Leap LTD | UNIT 99/99/9999 | G7552B121 | $2.0K | 150,000 | 0.5% |
| Neonode Inc(NEON) | COM PAR | 64051M709 | $1.9K | 238,400 | 0.5% |
| Orphazyme A S | ADS | 687305102 | $1.8K | 175,000 | 0.5% |
| Insu Acquisition Corp II | UNIT 09/04/2025 | 457821304 | $1.6K | 150,000 | 0.4% |
| Eros STX Global Corporation | SHS NEW | G3788M114 | $1.5K | 700,000 | 0.4% |
| Aspirational Consumer Lifest | UNIT 99/99/9999 | G05436129 | $1.5K | 150,000 | 0.4% |
| Greenpro Cap Corp | COM | 39540F101 | $1.5K | 1,000,000 | 0.4% |
| Diamedica Therapeutics Inc(DMAC) | COM NEW | 25253X207 | $1.2K | 276,176 | 0.3% |
| Star Peak Energy Transition | UNIT 99/99/9999 | 855185203 | $1.1K | 103,300 | 0.3% |
| Fintech Acquisition Corp IV | UNIT 12/31/2025 | 31810N302 | $1.0K | 100,000 | 0.3% |
| Vector Acquisition Corp | UNIT 09/30/2027 | G9442R100 | $1.0K | 100,000 | 0.3% |
| Deerfield Healthcare Tech AC | COM CL A | 244413100 | $790 | 75,200 | 0.2% |
| Forum Merger III Corp | UNIT 08/24/2027 | 349885202 | $784 | 75,000 | 0.2% |
| Hudson Executive Invt Corp | *W EXP 06/21/202 | 443761119 | $708 | 600,000 | 0.2% |
| Starboard Value Acquisitn Co | UNIT 09/10/2025 | 85521J208 | $706 | 70,000 | 0.2% |
| The9 LTD | SPON ADS | 88337K203 | $695 | 2,192,781 | 0.2% |