Q4 2019 Holdings
Filed 2020-01-10 | 141 holdings | $898.6K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2020-01-10) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Taseko Mines LTD(TGB)A | COM | 876511106 | $5 | 10,000 | 0.0% |
| Lineage Cell Therapeutics in(LCTX) | COM | 53566P109 | $10 | 10,147 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $16 | 15,000 | 0.0% |
| Geron Corp(GERN)A | COM | 374163103 | $26 | 19,000 | 0.0% |
| BNY Mellon High Yield Strate(DHF)A | SH BEN INT | 09660L105 | $33 | 10,570 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX)A | COM SHS | 67073D102 | $87 | 11,309 | 0.0% |
| Pico Hldgs IncA | COM NEW | 693366205 | $105 | 10,082 | 0.0% |
| Infosys LTD(INFY) | SPONSORED ADR | 456788108 | $115 | 10,131 | 0.1% |
| Mueller WTR Prods Inc(MWA)A | COM SER A | 624758108 | $129 | 10,807 | 0.0% |
| FS KKR Capital Corp(FSICUSD)A | COM | 302635107 | $143 | 22,739 | 0.0% |
| Vanda Pharmaceuticals Inc(VNDA)A | COM | 921659108 | $162 | 10,000 | 0.0% |
| Eaton Vance Txmgd GL Buywr O(ETW)A | COM | 27829C105 | $195 | 18,766 | 0.0% |
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $201 | 1,204 | 0.1% |
| Celgene Corp(CELG) | COM | 151020104 | $203 | 2,044 | 0.1% |
| Interpublic Group COS Inc(IPG)A | COM | 460690100 | $203 | 8,773 | 0.0% |
| Unitedhealth Group Inc(UNH)A | COM | 91324P102 | $204 | 693 | 0.0% |
| Ishares TR(EMB)A | JPMORGAN USD EMG | 464288281 | $205 | 1,793 | 0.0% |
| Invesco Exchange Traded FD T(PHO)A | WATER RES ETF | 46137V142 | $208 | 5,373 | 0.0% |
| Ishares TR(IGF) | GLB INFRASTR ETF | 464288372 | $210 | 4,511 | 0.2% |
| Occidental Pete Corp(OXY) | COM | 674599105 | $211 | 4,737 | 0.2% |
| Select Sector Spdr TR(XLU)A | SBI INT-UTILS | 81369Y886 | $214 | 3,332 | 0.0% |
| Goldman Sachs ETF TR(GSIE)A | ACTIVEBETA INT | 381430107 | $214 | 7,059 | 0.0% |
| Ishares TR(LQD) | IBOXX INV CP ETF | 464287242 | $215 | 1,685 | 0.2% |
| First TR Exchange Traded FD(FBT)A | NY ARCA BIOTECH | 33733E203 | $217 | 1,435 | 0.0% |
| Autozone Inc(AZO) | COM | 053332102 | $218 | 201 | 0.2% |
| Ebay Inc(EBAY) | COM | 278642103 | $218 | 5,605 | 0.2% |
| Bank Amer Corp(BAC)A | COM | 060505104 | $219 | 6,250 | 0.0% |
| Check Point Software Tech LT(CHKP) | ORD | M22465104 | $219 | 2,000 | 0.2% |
| Seattle Genetics IncA | COM | 812578102 | $224 | 2,000 | 0.0% |
| Caterpillar Inc del(CAT)A | COM | 149123101 | $225 | 1,527 | 0.0% |
| Valero Energy Corp New(VLO)A | COM | 91913Y100 | $227 | 2,382 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $230 | 6,391 | 0.2% |
| Allergan PLC | SHS | G0177J108 | $234 | 1,392 | 0.2% |
| Berkley W R Corp(WRB)A | COM | 084423102 | $234 | 3,410 | 0.0% |
| JP Morgan Exchange Traded FD(JPST) | ULTRA SHRT INC | 46641Q837 | $237 | 4,700 | 0.0% |
| Melco Resorts and Entmt LTD(MLCO) | ADR | 585464100 | $238 | 12,250 | 0.2% |
| Merck & Co Inc(MRK)A | COM | 58933Y105 | $238 | 2,666 | 0.0% |
| Palo Alto Networks Inc(PANW)A | COM | 697435105 | $240 | 1,000 | 0.0% |
| Indexiq ETF TR(MNA)A | IQ MRGR ARB ETF | 45409B800 | $241 | 7,230 | 0.0% |
| Deere & Co(DE)A | COM | 244199105 | $247 | 1,390 | 0.0% |
| Honeywell Intl Inc(HON)A | COM | 438516106 | $250 | 1,399 | 0.0% |
| Cheniere Energy Inc(LNG)A | COM NEW | 16411R208 | $253 | 4,000 | 0.0% |
| Corning Inc(GLW) | COM | 219350105 | $254 | 8,915 | 0.2% |
| First TR Exchange-Traded FD(FPE)A | PFD SECS INC ETF | 33739E108 | $259 | 12,833 | 0.0% |
| Lilly ELI & Co(LLY)A | COM | 532457108 | $260 | 1,910 | 0.0% |
| Ishares TR(IYR) | U.S. REAL ES ETF | 464287739 | $264 | 2,825 | 0.2% |
| Exponent Inc(EXPO) | COM | 30214U102 | $266 | 3,805 | 0.2% |
| Select Sector Spdr TR(XLE) | ENERGY | 81369Y506 | $273 | 4,620 | 0.2% |
| Preferred APT Cmntys IncA | COM | 74039L103 | $279 | 21,442 | 0.0% |
| Newmont Goldcorp Corporation(NEM) | COM | 651639106 | $282 | 7,435 | 0.2% |