Q3 2020 Holdings
Filed 2020-11-16 | 65 holdings | $25.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Oaktree Acquisition Corp | UNIT 99/99/9999 | G67145121 | $0 | 1 | 0.0% |
| Conyers Park II Acquisition Co | *W EXP 07/18/202 | 212896112 | $85 | 50,000 | 0.0% |
| AMC Entertainment Holdings Inc | CL A COM | 00165C104 | $97 | 20,625 | 0.0% |
| Oaktree Acquisition Corp | *W EXP 99/99/999 | G67145113 | $130 | 44,233 | 0.0% |
| dMY Technology Group Inc | *W EXP 02/21/202 | 233253111 | $300 | 100,000 | 0.0% |
| Kensington Capital Acquisition Corp | COM CL A | 490073103 | $503 | 30,000 | 0.0% |
| Party City Holdco Inc(PRTY1EUR) | COM | 702149105 | $524 | 201,348 | 0.0% |
| Chico's FAS Inc(CHS1USD) | COM | 168615102 | $872 | 896,900 | 0.0% |
| Revlon IncCall | CL A | 761525909 | $948 | 150,000 | 0.0% |
| Tilray Inc(TLRYEUR) | COM CL 2 | 88688T100 | $1.0K | 210,000 | 0.0% |
| Curis Inc(CRISEUR) | COM | 231269200 | $1.1K | 900,000 | 0.0% |
| Omeros CorpPut | COM | 682143952 | $1.5K | 150,000 | 0.0% |
| Fast Acquisition Corp | UNIT 99/99/9999 | 311875207 | $1.8K | 179,029 | 0.0% |
| Dish Network Corp | NOTE 2.375% 3/1 | 25470MAD1 | $1.8K | $2,000,000 | 0.0% |
| Antero Resources CorpPut | COM | 03674X956 | $2.1K | 750,000 | 0.0% |
| Barnes & Noble Education Inc(BNEDUSD) | COM | 06777U101 | $2.1K | 807,755 | 0.0% |
| Etsy IncPut | COM | 29786A956 | $2.4K | 20,000 | 0.0% |
| Cinemark Holdings IncCall | COM | 17243V902 | $2.5K | 250,000 | 0.0% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $3.0K | $3,100,000 | 0.0% |
| Evertec Inc(EVTC) | COM | 30040P103 | $3.3K | 95,000 | 0.0% |
| Angi Homeservices IncPut | COM CL A | 00183L952 | $3.3K | 300,000 | 0.0% |
| Angi Homeservices IncCall | COM CL A | 00183L902 | $3.3K | 300,000 | 0.0% |
| uniQure NV(QURE) | SHS | N90064101 | $3.7K | 100,000 | 0.0% |
| uniQure NV(QURE)Put | COM | N90064951 | $3.7K | 100,000 | 0.0% |
| American Airlines Group IncPut | COM | 02376R952 | $3.7K | 300,000 | 0.0% |
| Tilray IncCall | COM CL 2 | 88688T900 | $3.9K | 800,000 | 0.0% |
| AMC Entertainment Holdings IncPut | CL A COM | 00165C954 | $3.9K | 828,700 | 0.0% |
| VanEck Vectors Oil Services ETFPut | COM | 92189H957 | $3.9K | 40,000 | 0.0% |
| Colony Capital IncCall | CL A COM | 19626G908 | $4.2K | 1,530,000 | 0.0% |
| Inventiva SA(IVA) | ADS | 46124U107 | $4.3K | 362,000 | 0.0% |
| Colony Capital Inc(CLNSEUR) | CL A COM | 19626G108 | $4.4K | 1,609,526 | 0.0% |
| dMY Technology Group Inc | COM | 233253103 | $4.5K | 355,092 | 0.0% |
| American Airlines Group Inc | NOTE 6.5% 7/0 | 02376RAF9 | $4.6K | $5,000,000 | 0.0% |
| Omeros Corp | NOTE 5.25% 2/1 | 682143AG7 | $4.7K | $5,500,000 | 0.0% |
| Etfmg Alternative Harvest ETFCall | COM | 26924G909 | $5.2K | 500,000 | 0.0% |
| Innoviva Inc(INVA) | COM | 45781M101 | $5.3K | 506,888 | 0.0% |
| Innoviva IncCall | COM | 45781M901 | $5.5K | 525,000 | 0.0% |
| Invesco Solar ETFCall | COM | 46138G906 | $6.5K | 100,000 | 0.0% |
| Clovis Oncology IncCall | COM | 189464900 | $6.7K | 1,150,000 | 0.0% |
| iShares TRCall | COM | 464287902 | $8.2K | 50,000 | 0.0% |
| Aurinia Pharmaceuticals IncPut | COM | 05156V952 | $9.0K | 609,500 | 0.0% |
| Aurinia Pharmaceuticals IncCall | COM | 05156V902 | $9.2K | 627,500 | 0.0% |
| Financial Select Sector Spdr FundPut | COM | 81369Y955 | $9.6K | 400,000 | 0.0% |
| Invesco Solar ETFPut | COM | 46138G956 | $9.7K | 150,000 | 0.0% |
| Tilray IncPut | COM CL 2 | 88688T950 | $10.2K | 2,109,000 | 0.0% |
| Canadian Solar IncPut | COM | 136635959 | $10.5K | 300,000 | 0.0% |
| Conyers Park II Acquisition Co | COM CL A | 212896104 | $11.2K | 1,106,100 | 0.0% |
| Intercept Pharmaceuticals Inc | NOTE 3.25% 7/0 | 45845PAA6 | $11.4K | $14,109,000 | 0.0% |
| Invesco QQQ Trust Series 1Put | COM | 46090E953 | $13.9K | 50,000 | 0.1% |
| Canadian Solar IncCall | COM | 136635909 | $14.0K | 400,000 | 0.1% |