Q3 2019 Holdings
Filed 2019-11-13 | 137 holdings | $1.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2019-11-13) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Concrete Pumping Hldgs Inc(BBCP) | COM | 206704108 | $966.0K | 243,417 | 59.8% |
| Encore Cap Europe FIN LTD | NOTE 4.500% 9/0 | 29260UAA5 | $28.3K | $27,500,000 | 1.8% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $27.7K | $25,000,000 | 1.7% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $21.7K | $21,250,000 | 1.3% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $21.0K | $24,000,000 | 1.3% |
| Pure Acquisition Corp | CL A | 74621Q106 | $17.2K | 1,675,004 | 1.1% |
| Trinity Merger Corp(TMCX) | COM CL A | 89653L106 | $15.7K | 1,500,000 | 1.0% |
| Twelve Seas Investment Compa | SHS | G9145A107 | $15.4K | 1,500,000 | 1.0% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $15.2K | $15,000,000 | 0.9% |
| Nextera Energy Inc | UNIT 09/01/2022S | 65339F796 | $15.1K | 300,000 | 0.9% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $12.7K | $12,500,000 | 0.8% |
| Sentinel Energy Svcs Inc(STNL) | CL A | 81728P105 | $12.5K | 1,215,000 | 0.8% |
| Amci Acquisition Corp | UNIT 01/07/2019 | 00165R200 | $11.4K | 1,100,000 | 0.7% |
| Netfin Acquisition Corp | UNIT 08/01/2024 | G6455A123 | $11.1K | 1,100,000 | 0.7% |
| NXP Semiconductors N V | NOTE 1.000%12/0 | 62952QAB6 | $10.9K | $10,000,000 | 0.7% |
| Arbor Rlty TR Inc | NOTE 5.250% 7/0 | 038923AF5 | $10.6K | $9,000,000 | 0.7% |
| Landcadia Hldgs II Inc | UNIT 05/09/2026 | 51476X204 | $10.1K | 1,000,000 | 0.6% |
| Green Plains Inc | NOTE 4.125% 9/0 | 393222AF1 | $9.4K | $11,500,000 | 0.6% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $9.2K | $10,000,000 | 0.6% |
| Redwood TR Inc | NOTE 5.625% 7/1 | 758075AD7 | $8.9K | $8,750,000 | 0.6% |
| Hennessy Cap Acqustion Corp | UNIT 99/99/9999 | 42589C203 | $8.4K | 800,000 | 0.5% |
| Blackstone MTG TR Inc | NOTE 4.750% 3/1 | 09257WAC4 | $7.9K | $7,500,000 | 0.5% |
| Graf Indl Corp | UNIT 12/31/2025 | 384278206 | $7.8K | 758,450 | 0.5% |
| Thunder Brdg Acquistion II L | UNIT 99/99/9999 | G8857S124 | $7.6K | 750,000 | 0.5% |
| Assertio Therapeutics Inc | NOTE 2.500% 9/0 | 249908AA2 | $7.6K | $10,167,000 | 0.5% |
| Vectoiq Acquisition Corp | UNIT 05/11/2023 | 92243N202 | $7.5K | 705,400 | 0.5% |
| CF FIN Acquisition Corp | UNIT 04/30/2025 | 12528N206 | $7.5K | 705,594 | 0.5% |
| Zillow Group Inc | NOTE 2.000%12/0 | 98954MAB7 | $7.5K | $7,500,000 | 0.5% |
| LEO Holdings Corp | COM CL A | G5463L105 | $7.3K | 715,550 | 0.5% |
| New Providence Acquisitin Co | UNIT 09/01/2024 | 64822P205 | $7.1K | 700,000 | 0.4% |
| Herbalife LTD | NOTE 2.625% 3/1 | 42703MAD5 | $7.0K | $7,500,000 | 0.4% |
| Mudrick Cap Acquisition Corp | COM CLASS A | 624745105 | $6.8K | 659,800 | 0.4% |
| Illumina Inc(ILMN) | COM | 452327109 | $6.6K | 21,800 | 0.4% |
| TKK Symphony Acquisition COR | ORD SHS | G88950103 | $6.6K | 650,000 | 0.4% |
| Switchback Energy Acquisitio | UNIT 99/99/9999 | 87105M201 | $6.5K | 650,000 | 0.4% |
| Apollo Coml Real EST FIN Inc | NOTE 5.375%10/1 | 03762UAC9 | $6.4K | $6,257,000 | 0.4% |
| DFB Healthcare Acquistion Co | COM | 23291E109 | $6.4K | 625,000 | 0.4% |
| Spartan Energy Acquisiton Co | UNIT 99/99/9999 | 846784114 | $6.2K | 600,000 | 0.4% |
| Trine Acquisition Corp | UNIT 03/31/2021 | 89628U207 | $6.2K | 600,000 | 0.4% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $6.0K | $5,000,000 | 0.4% |
| GOL Equity FIN | DEBT 3.750% 7/1 | L4441GAA8 | $5.8K | $5,500,000 | 0.4% |
| Monocle Acquisition Corp | UNIT 99/99/9999 | 609754205 | $5.7K | 550,500 | 0.4% |
| Boxwood Merger Corp | UNIT 11/26/2025 | 10319T200 | $5.4K | 500,000 | 0.3% |
| Tuscan Holdings Corp | UNIT 99/99/9999 | 90069K203 | $5.3K | 500,000 | 0.3% |
| Booking Hldgs Inc(BKNG) | COM | 09857L108 | $5.2K | 2,670 | 0.3% |
| Apex Technology Acquisitn Co | UNIT 06/11/2026 | 03768F201 | $5.1K | 500,000 | 0.3% |
| Silver Spike Acquisition COR | UNIT 99/99/9999 | G8136L122 | $5.1K | 504,550 | 0.3% |
| Tuscan Hldgs Corp II | UNIT 04/01/2026 | 90070A202 | $5.0K | 500,000 | 0.3% |
| Fintech Acquisition Corp III | UNIT 12/01/2023 | 31811A309 | $4.7K | 440,000 | 0.3% |
| Haymaker Acquisition Corp II | UNIT 10/31/2026 | 42087L200 | $4.6K | 450,000 | 0.3% |