Q4 2019 Holdings
Filed 2020-02-12 | 138 holdings | $776.9K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Concrete Pumping Hldgs Inc(BBCP) | COM | 206704108 | $158.0K | 28,930 | 20.3% |
| Encore Cap Europe FIN LTD | NOTE 4.500% 9/0 | 29260UAA5 | $29.6K | $27,795,000 | 3.8% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $28.6K | $27,255,000 | 3.7% |
| Solarcity Corp | NOTE 12/0 | 83416TAE0 | $28.4K | $20,000,000 | 3.6% |
| Pure Acquisition Corp | CL A | 74621Q106 | $18.5K | 1,780,342 | 2.4% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $18.3K | $17,500,000 | 2.4% |
| Mosaic Acquisition Corp | COM CL A | 61946M100 | $17.2K | 1,676,120 | 2.2% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $13.2K | $12,500,000 | 1.7% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $12.7K | $10,000,000 | 1.6% |
| Alussa Energy Acquisition Co | UNIT 10/31/2026 | G0232J127 | $12.6K | 1,250,000 | 1.6% |
| Green Plains Inc | NOTE 4.125% 9/0 | 393222AF1 | $11.8K | $12,500,000 | 1.5% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $11.6K | $11,500,000 | 1.5% |
| Amci Acquisition Corp | UNIT 01/07/2019 | 00165R200 | $11.4K | 1,100,000 | 1.5% |
| CHP Merger Corp | UNIT 11/22/2024 | 12558Y205 | $10.7K | 1,050,000 | 1.4% |
| LEO Holdings Corp | COM CL A | G5463L105 | $10.3K | 1,000,000 | 1.3% |
| Netfin Acquisition Corp | UNIT 08/01/2024 | G6455A123 | $10.2K | 1,003,000 | 1.3% |
| Gores Holdings III Inc | CLASS A | 38286G109 | $10.2K | 985,237 | 1.3% |
| Hennessy Cap Acqustion Corp | UNIT 99/99/9999 | 42589C203 | $8.7K | 800,000 | 1.1% |
| Blackstone MTG TR Inc | NOTE 4.750% 3/1 | 09257WAC4 | $7.9K | $7,400,000 | 1.0% |
| Thunder Brdg Acquistion II L | UNIT 99/99/9999 | G8857S124 | $7.8K | 750,000 | 1.0% |
| LGL SYS Acquisition Corp | UNIT 10/24/2024 | 50201G205 | $7.7K | 750,000 | 1.0% |
| Vectoiq Acquisition Corp | UNIT 05/11/2023 | 92243N202 | $7.5K | 694,400 | 1.0% |
| Graf Indl Corp | UNIT 12/31/2025 | 384278206 | $7.3K | 683,450 | 0.9% |
| Finserv Acquisition Corp | UNIT 12/31/2026 | 318085206 | $7.2K | 700,023 | 0.9% |
| Monocle Acquisition Corp(MNCL) | COM | 609754106 | $7.1K | 700,500 | 0.9% |
| Landcadia Hldgs II Inc | UNIT 05/09/2026 | 51476X204 | $7.1K | 700,000 | 0.9% |
| Switchback Energy Acquisitio | UNIT 99/99/9999 | 87105M201 | $6.8K | 675,000 | 0.9% |
| Legacy Acquisition Corp | COM CL A | 524643103 | $6.7K | 650,000 | 0.9% |
| Assertio Therapeutics Inc | NOTE 2.500% 9/0 | 249908AA2 | $6.7K | $9,000,000 | 0.9% |
| Redwood TR Inc | NOTE 5.625% 7/1 | 758075AD7 | $6.4K | $6,250,000 | 0.8% |
| Allegro Merger Corp | COM | 01749N103 | $6.4K | 622,500 | 0.8% |
| Spartan Energy Acquisiton Co | UNIT 99/99/9999 | 846784114 | $6.2K | 600,000 | 0.8% |
| Illumina Inc(ILMN) | COM | 452327109 | $6.2K | 18,700 | 0.8% |
| New Providence Acquisitin Co | UNIT 09/01/2024 | 64822P205 | $6.2K | 600,000 | 0.8% |
| Union Acquisition Corp II | UNIT 99/99/9999 | G9402Q118 | $6.1K | 600,000 | 0.8% |
| Ciig Merger Corp | UNIT 12/31/2026 | 12559C202 | $6.1K | 600,000 | 0.8% |
| CF FIN Acquisition Corp | UNIT 04/30/2025 | 12528N206 | $5.5K | 505,594 | 0.7% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $5.4K | $4,000,000 | 0.7% |
| Tuscan Holdings Corp | UNIT 99/99/9999 | 90069K203 | $5.3K | 500,000 | 0.7% |
| Apex Technology Acquisitn Co | UNIT 06/11/2026 | 03768F201 | $5.2K | 495,000 | 0.7% |
| Vectoiq Acquisition Corp | COM | 92243N103 | $5.2K | 500,000 | 0.7% |
| Silver Spike Acquisition COR | UNIT 99/99/9999 | G8136L122 | $5.1K | 504,550 | 0.7% |
| Software Acquisition Group I | UNIT 10/01/2026 | 83406B200 | $5.1K | 500,000 | 0.7% |
| Forum Merger II Corp | CL A | 34986F103 | $5.1K | 495,000 | 0.7% |
| Tuscan Hldgs Corp II | UNIT 04/01/2026 | 90070A202 | $5.0K | 500,000 | 0.6% |
| Juniper Indl Hldgs Inc(JIH) | COM CL A | 48205G106 | $4.9K | 500,000 | 0.6% |
| Fintech Acquisition Corp III | UNIT 12/01/2023 | 31811A309 | $4.8K | 440,000 | 0.6% |
| Mudrick Cap Acquisition Corp | COM CLASS A | 624745105 | $4.8K | 459,800 | 0.6% |
| Ezcorp Inc | NOTE 2.875% 7/0 | 302301AF3 | $4.7K | $5,000,000 | 0.6% |
| Trine Acquisition Corp | UNIT 03/31/2021 | 89628U207 | $4.7K | 450,000 | 0.6% |