Q3 2020 Holdings
Filed 2020-11-16 | 218 holdings | $1.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $104.9K | $17,637,000 | 8.1% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $86.4K | $12,500,000 | 6.7% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $42.4K | $38,750,000 | 3.3% |
| Blackstone MTG TR Inc | NOTE 4.750% 3/1 | 09257WAC4 | $37.1K | $38,900,000 | 2.9% |
| Herbalife LTD | NOTE 2.625% 3/1 | 42703MAD5 | $36.0K | $35,669,000 | 2.8% |
| Encore Cap Europe FIN LTD | NOTE 4.500% 9/0 | 29260UAA5 | $35.7K | $32,500,000 | 2.7% |
| PG&E Corp | UNIT 99/99/9999 | 69331C140 | $34.3K | 350,000 | 2.6% |
| Infinera Corp | NOTE 2.125% 9/0 | 45667GAC7 | $30.4K | $32,500,000 | 2.3% |
| Turning PT Brands Inc | NOTE 2.500% 7/1 | 90041LAE5 | $24.2K | $27,375,000 | 1.9% |
| Burgundy Technology Acqu COR | UNIT 08/26/2025 | G1702T132 | $23.9K | 2,399,300 | 1.8% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $23.5K | $25,000,000 | 1.8% |
| Aerojet Rocketdyne Hldgs Inc | NOTE 2.250%12/1 | 007800AB1 | $19.9K | $12,500,000 | 1.5% |
| Green Plains Inc | NOTE 4.125% 9/0 | 393222AF1 | $19.8K | $20,710,000 | 1.5% |
| KKR Real Estate FIN TR Inc | NOTE 6.125% 5/1 | 48251KAB6 | $19.2K | $19,500,000 | 1.5% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $18.0K | $21,250,000 | 1.4% |
| Apellis Pharmaceuticals Inc | NOTE 3.500% 9/1 | 03753UAB2 | $17.3K | $16,000,000 | 1.3% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $16.4K | $14,320,000 | 1.3% |
| Colony Starwood Homes | NOTE 3.500% 1/1 | 19625XAB8 | $16.2K | $12,500,000 | 1.2% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $15.1K | $18,000,000 | 1.2% |
| Danaher Corporation | 4.75 MND CV PFD | 235851300 | $14.8K | 10,000 | 1.1% |
| GOL Equity FIN | DEBT 3.750% 7/1 | L4441GAA8 | $14.2K | $22,500,000 | 1.1% |
| Broadstone Acquisition Corp | UNIT 99/99/9999 | G1739V118 | $14.0K | 1,400,000 | 1.1% |
| Lionheart Acquisition Corp I | UNIT 08/13/2025 | 53625R203 | $13.4K | 1,345,500 | 1.0% |
| Ftac Olympus Acquisition COR | UNIT 08/24/2025 | G37288118 | $12.5K | 1,250,000 | 1.0% |
| Northern Genesis Acquisition | UNIT 07/31/2027 | 66516T203 | $12.0K | 1,200,000 | 0.9% |
| Nextera Energy Inc | UNIT 99/99/9999 | 65339F739 | $11.9K | 250,000 | 0.9% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $11.0K | $10,000,000 | 0.8% |
| Collective Growth Corp | UNIT 04/29/2025 | 19424L200 | $10.6K | 1,053,001 | 0.8% |
| Gores Hldgs V Inc | UNIT 99/99/9999 | 382864205 | $10.4K | 1,000,000 | 0.8% |
| Fusion Acquisition Corp | UNIT 99/99/9999 | 36118H204 | $10.3K | 1,000,000 | 0.8% |
| East RES Acquisition Co | UNIT 07/01/2027 | 274681204 | $10.1K | 1,000,000 | 0.8% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $10.0K | $10,500,000 | 0.8% |
| Stable RD Acquisition Corp | COM CL A | 85236Q109 | $9.1K | 900,000 | 0.7% |
| Chimera Invt Corp | NOTE 7.000% 4/0 | 16934QAA7 | $8.8K | $6,900,000 | 0.7% |
| Alussa Energy Acquisition Co | SHS CL A | G0232J101 | $8.3K | 840,000 | 0.6% |
| CHP Merger Corp | UNIT 11/22/2024 | 12558Y205 | $8.3K | 789,900 | 0.6% |
| Live OAK Acquisition Corp | UNIT 99/99/9999 | 53804F202 | $7.9K | 750,000 | 0.6% |
| Silver Spike Acquisition COR | CL A SHS | G8136L106 | $7.9K | 779,550 | 0.6% |
| Tailwind Acquisition Corp | UNIT 09/07/2027 | 87403Q201 | $7.5K | 750,000 | 0.6% |
| Peridot Acquisition Corp | UNIT 99/99/9999 | G7008A123 | $7.5K | 750,000 | 0.6% |
| LGL SYS Acquisition Corp | UNIT 10/24/2024 | 50201G205 | $7.4K | 707,500 | 0.6% |
| Citic Capital Acquisition Co | COM CL A | G21513109 | $7.2K | 729,800 | 0.6% |
| Capstar SPL Purp Acquisition | UNIT 07/09/2027 | 14070Y200 | $7.1K | 700,000 | 0.5% |
| Thunder Brdg Acquistion II L | CL A SHS | G8857S116 | $7.1K | 699,700 | 0.5% |
| Property Solutions Acquisiti | UNIT 03/30/2027 | 74348Q207 | $7.1K | 700,000 | 0.5% |
| E Merge Technology Acquisiti | UNIT 07/30/2025 | 26873Y203 | $7.1K | 700,000 | 0.5% |
| Hudson Executive Invt Corp | UNIT 06/21/2025 | 443761200 | $6.8K | 650,000 | 0.5% |
| Finserv Acquisition Corp | UNIT 12/31/2026 | 318085206 | $6.8K | 654,637 | 0.5% |
| Gigcapital3 Inc | UNIT 99/99/9999 | 37519D206 | $6.7K | 647,243 | 0.5% |
| Software Acquisition Group I | COM CL A | 83406B101 | $6.6K | 658,301 | 0.5% |