Q4 2020 Holdings
Filed 2021-02-16 | 268 holdings | $4.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bill COM Hldgs Inc(BILL) | COM | 090043100 | $3.1M | 22,600 | 68.5% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $64.3K | $38,500,000 | 1.4% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $56.5K | $40,000,000 | 1.3% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $55.8K | $51,250,000 | 1.2% |
| PG&E Corp | UNIT 99/99/9999 | 69331C140 | $55.2K | 450,000 | 1.2% |
| Blackstone MTG TR Inc | NOTE 4.750% 3/1 | 09257WAC4 | $42.4K | $42,271,000 | 0.9% |
| Infinera Corp | NOTE 2.125% 9/0 | 45667GAC7 | $32.5K | $26,084,000 | 0.7% |
| Encore Cap Europe FIN LTD | NOTE 4.500% 9/0 | 29260UAA5 | $30.5K | $27,175,000 | 0.7% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $24.8K | $19,126,000 | 0.6% |
| Herbalife LTD | NOTE 2.625% 3/1 | 42703MAD5 | $24.0K | $22,500,000 | 0.5% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $23.2K | $12,500,000 | 0.5% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $22.1K | $17,500,000 | 0.5% |
| Green Plains Inc | NOTE 4.125% 9/0 | 393222AF1 | $21.4K | $22,500,000 | 0.5% |
| Turning PT Brands Inc | NOTE 2.500% 7/1 | 90041LAE5 | $20.7K | $18,750,000 | 0.5% |
| Priceline GRP Inc | NOTE 0.900% 9/1 | 741503AX4 | $20.5K | $17,500,000 | 0.5% |
| KKR Real Estate FIN TR Inc | NOTE 6.125% 5/1 | 48251KAB6 | $20.3K | $20,000,000 | 0.5% |
| Apollo Coml Real EST FIN Inc | NOTE 5.375%10/1 | 03762UAC9 | $20.3K | $21,525,000 | 0.5% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $16.3K | $18,000,000 | 0.4% |
| GOL Equity FIN | DEBT 3.750% 7/1 | L4441GAA8 | $15.9K | $18,250,000 | 0.4% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $15.8K | $16,500,000 | 0.4% |
| Landcadia Holdings III Inc | COM CL A | 51476H100 | $15.7K | 1,500,000 | 0.3% |
| Good Works Acquisition Corp | COM | 38216X107 | $14.5K | 1,454,931 | 0.3% |
| Danimer Scientific Inc COM | CL A | 236272100 | $13.5K | 730,000 | 0.3% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $13.3K | $14,065,000 | 0.3% |
| Broadstone Acquisition Corp | UNIT 99/99/9999 | G1739V118 | $12.4K | 1,186,784 | 0.3% |
| Healthcare Services Acqu COR | UNIT 11/18/2023 | 42227K203 | $10.2K | 1,000,000 | 0.2% |
| Mudrick Capital Acqu Corp II | UNIT 99/99/9999 | 62477L206 | $10.1K | 975,000 | 0.2% |
| Capitol Investment Corp V | UNIT 99/99/9999 | 14064F209 | $9.8K | 950,000 | 0.2% |
| Delwinds INS Acquisition COR | UNIT 99/99/9999 | 24803C201 | $9.4K | 925,000 | 0.2% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $9.4K | $10,000,000 | 0.2% |
| Mallard Acquisition Corp | UNIT 06/30/2027 | 561204207 | $9.3K | 882,900 | 0.2% |
| IG Acquisition Corp | UNIT 10/05/2027 | 449534205 | $9.3K | 860,412 | 0.2% |
| Lannett Co Inc | NOTE 4.500%10/0 | 51602UAC2 | $9.0K | $13,750,000 | 0.2% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $8.8K | $8,750,000 | 0.2% |
| Spartacus Acquisition Corp | UNIT 10/31/2027 | 84677L208 | $8.7K | 822,687 | 0.2% |
| Ftac Olympus Acquisition COR | UNIT 08/24/2025 | G37288118 | $8.7K | 800,000 | 0.2% |
| Cytokinetics Inc | NOTE 4.000%11/1 | 23282WAA8 | $8.6K | $4,000,000 | 0.2% |
| CHP Merger Corp(CHPM) | COM CL A | 12558Y106 | $8.6K | 834,675 | 0.2% |
| Yellowstone Acquisition Co | UNIT 10/22/2025 | 98566K204 | $8.0K | 750,955 | 0.2% |
| Viveon Health Acquisition Co | UNIT 99/99/9999 | 92853V205 | $8.0K | 775,000 | 0.2% |
| Atlantic AVE Acquisition COR | UNIT 99/99/9999 | 04906P200 | $7.9K | 744,262 | 0.2% |
| LGL SYS Acquisition Corp | UNIT 10/24/2024 | 50201G205 | $7.8K | 706,786 | 0.2% |
| Empower LTD | UNIT 99/99/9999 | G3R39W128 | $7.8K | 750,000 | 0.2% |
| Ventoux CCM Acquisition Corp | UNIT 09/30/2025 | 92280L200 | $7.7K | 750,000 | 0.2% |
| Norwegian Cruise Line Hldg L(NCLH) | SHS | G66721104 | $7.7K | 303,493 | 0.2% |
| Gores Hldgs V Inc | UNIT 99/99/9999 | 382864205 | $7.5K | 700,000 | 0.2% |
| OTR Acquisition Corp | UNIT 10/01/2025 | 67113Q204 | $7.3K | 699,997 | 0.2% |
| Burgundy Technology Acqu COR | UNIT 08/26/2025 | G1702T132 | $7.1K | 629,299 | 0.2% |
| Envestnet Inc | NOTE 1.750% 6/0 | 29404KAB2 | $7.0K | $5,300,000 | 0.2% |
| Tailwind Acquisition Corp | UNIT 09/07/2027 | 87403Q201 | $6.8K | 635,313 | 0.2% |