Q3 2021 Holdings
Filed 2021-11-15 | 561 holdings | $11.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| American Acquisition Oppt in(RMCO) | CLASS A COM | 02369M102 | $8.3M | 843,500 | 71.8% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $180.0K | $105,000,000 | 1.5% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $109.1K | $60,000,000 | 0.9% |
| Copa Holdings SA | NOTE 4.500% 4/1 | 21720AAB8 | $106.6K | $61,415,000 | 0.9% |
| Nextera Energy Inc | UNIT 09/01/2022S | 65339F796 | $64.5K | 1,102,353 | 0.6% |
| Square Inc | NOTE 0.125% 3/0 | 852234AF0 | $60.9K | $30,000,000 | 0.5% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $57.8K | $48,000,000 | 0.5% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $56.7K | $40,466,000 | 0.5% |
| Herbalife LTD | NOTE 2.625% 3/1 | 42703MAD5 | $54.1K | $53,250,000 | 0.5% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $53.6K | $48,500,000 | 0.5% |
| Nuance Communications Inc | NOTE 1.250% 4/0 | 67020YAN0 | $49.2K | $17,500,000 | 0.4% |
| Encore Cap Europe FIN LTD | NOTE 4.500% 9/0 | 29260UAA5 | $44.9K | $35,000,000 | 0.4% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $42.9K | 100,000 | 0.4% |
| KBR Inc | NOTE 2.500%11/0 | 48242WAB2 | $40.2K | $25,000,000 | 0.3% |
| Apollo Coml Real EST FIN Inc | NOTE 5.375%10/1 | 03762UAC9 | $35.5K | $35,000,000 | 0.3% |
| Liberty Media Corp del | NOTE 1.000% 1/3 | 531229AF9 | $35.5K | $25,000,000 | 0.3% |
| Ares Capital Corp | NOTE 3.750% 2/0 | 04010LAT0 | $35.5K | $33,000,000 | 0.3% |
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $35.3K | $25,000,000 | 0.3% |
| Omnicell COM | NOTE 0.250% 9/1 | 68213NAD1 | $31.9K | $20,000,000 | 0.3% |
| PG&E Corp | UNIT 99/99/9999 | 69331C140 | $31.2K | 325,000 | 0.3% |
| Marriott Vactins Worldwid Co | NOTE 1.500% 9/1 | 57164YAB3 | $30.9K | $26,125,000 | 0.3% |
| Green Plains Inc | NOTE 2.250% 3/1 | 393222AK0 | $30.4K | $23,860,000 | 0.3% |
| Integra Lifesciences Hldgs C | NOTE 0.500% 8/1 | 457985AM1 | $30.4K | $27,500,000 | 0.3% |
| Blackstone MTG TR Inc | NOTE 4.750% 3/1 | 09257WAC4 | $28.5K | $27,750,000 | 0.2% |
| Gossamer BIO Inc | NOTE 5.000% 6/0 | 38341PAA0 | $28.2K | $27,250,000 | 0.2% |
| Tortoiseecofin Acquisition C | UNIT 99/99/9999 | G8956E208 | $27.3K | 2,744,880 | 0.2% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $25.2K | $20,500,000 | 0.2% |
| Palo Alto Networks Inc | NOTE 0.375% 6/0 | 697435AF2 | $24.9K | $15,000,000 | 0.2% |
| Digital World Acquisition Co | UNIT 06/30/2028 | 25400Q204 | $24.6K | 2,425,000 | 0.2% |
| Healthwell Acquisition Corp | UNIT 08/05/2028 | 42227R208 | $23.8K | 2,400,000 | 0.2% |
| Interdigital Inc | NOTE 2.000% 6/0 | 45867GAB7 | $22.7K | $20,971,000 | 0.2% |
| Marquee Raine Acquisition Co | CL A SHS | 04916EAB0 | $21.7K | $18,919,000 | 0.2% |
| Hannon Armstrong Sust Infr C | NOTE 8/1 | 41068XAD2 | $21.0K | $17,500,000 | 0.2% |
| Riverview Acquisition Corp | UNIT 07/29/2026 | 769395203 | $20.8K | 2,101,100 | 0.2% |
| Royal Caribbean Group | NOTE 4.250% 6/1 | 780153BB7 | $20.8K | $14,750,000 | 0.2% |
| KKR Real Estate FIN TR Inc | NOTE 6.125% 5/1 | 48251KAB6 | $20.5K | $19,200,000 | 0.2% |
| Williams Rowland Acquisition | UNIT 99/99/9999 | 96951B201 | $20.1K | 1,980,000 | 0.2% |
| Good WKS II Acquisition Corp | COMMON STOCK | 38216G104 | $19.3K | 1,975,000 | 0.2% |
| RBC Bearings Inc | 5% CNV PFD SR A | 75524B203 | $19.3K | 175,000 | 0.2% |
| 1Life Healthcare Inc | NOTE 3.000% 6/1 | 68269GAB3 | $19.1K | $20,000,000 | 0.2% |
| Allegheny Technologies Inc | NOTE 3.500% 6/1 | 01741RAK8 | $16.8K | $12,500,000 | 0.1% |
| Envestnet Inc | NOTE 1.750% 6/0 | 29404KAB2 | $15.9K | $12,500,000 | 0.1% |
| Glenfarne Merger Corp | UNIT 03/17/2026 | 378579205 | $15.3K | 1,567,806 | 0.1% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAB7 | $15.1K | $14,624,000 | 0.1% |
| Cenaq Energy Corp | UNIT 02/04/2026 | 15130M201 | $14.9K | 1,485,000 | 0.1% |
| Springwater SPL Situations C | UNIT 12/01/2027 | 85205U206 | $14.8K | 1,485,000 | 0.1% |
| Artemis Strategic Invt Corp | UNIT 09/30/2026 | 04303A202 | $14.8K | 1,475,000 | 0.1% |
| Amci Acquisition Corp II | UNIT 03/24/2026 | 00166R209 | $14.7K | 1,485,000 | 0.1% |
| Sierra Lake Acquisition Corp | UNIT 03/31/2028 | 826332207 | $14.6K | 1,470,000 | 0.1% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $14.3K | $15,467,500 | 0.1% |