Q4 2019 Holdings
Filed 2020-02-06 | 119 holdings | $4.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alps ETF TR(RFDA) | RIVERFRNT DYMC | 00162Q528 | $1.6M | 46,183 | 39.5% |
| Barclays BK PLC(DJP) | DJUBS CMDT ETN36 | 06738C778 | $786.0K | 34,395 | 19.2% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $441.0K | 4,981 | 10.8% |
| Crown Castle Intl Corp New(CCI) | COM | 22822V101 | $386.0K | 2,718 | 9.4% |
| Boeing Co(BA) | COM | 097023105 | $279.0K | 856 | 6.8% |
| Adobe Inc(ADBE) | COM | 00724F101 | $265.0K | 802 | 6.5% |
| Costco Whsl Corp New(COST) | COM | 22160K105 | $236.0K | 802 | 5.8% |
| Vanguard BD Index FD Inc(BND) | TOTAL BND MRKT | 921937835 | $3.3K | 39,498 | 0.1% |
| Vanguard Index FDS(VOO) | S&P 500 ETF SHS | 922908363 | $3.3K | 11,078 | 0.1% |
| Vanguard BD Index FD Inc(BLV) | LONG TERM BOND | 921937793 | $2.8K | 27,942 | 0.1% |
| Pimco ETF TR(MINT) | ENHAN SHRT MA AC | 72201R833 | $2.7K | 26,768 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $2.7K | 9,107 | 0.1% |
| Ishares TR(IEI) | 3 7 YR TREAS BD | 464288661 | $2.5K | 19,658 | 0.1% |
| Vanguard TAX Managed Intl FD(VEA) | FTSE DEV MKT ETF | 921943858 | $2.3K | 52,928 | 0.1% |
| Alps ETF TR(RFCI) | RIVERFRONT DYM | 00162Q536 | $2.3K | 89,845 | 0.1% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $1.9K | 27,894 | 0.0% |
| Golub Cap BDC Inc(GBDC) | COM | 38173M102 | $1.7K | 90,330 | 0.0% |
| Flaherty & Crumrin PFD & INM(XFFCX) | COM | 338478100 | $1.7K | 76,832 | 0.0% |
| Pimco Income Opportunity FD | COM | 72202B100 | $1.7K | 59,861 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $1.7K | 120,568 | 0.0% |
| Pimco Corporate Income Strat(PCN) | COM | 72200U100 | $1.7K | 86,505 | 0.0% |
| Invesco Exchng Traded FD TR(KBWY) | KBW PREM YIELD | 46138E594 | $1.6K | 52,735 | 0.0% |
| Hancock John PFD Income FD I(HPS) | COM | 41021P103 | $1.6K | 85,134 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $1.6K | 293,650 | 0.0% |
| Main Street Capital Corp(MAIN) | COM | 56035L104 | $1.6K | 37,974 | 0.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $1.6K | 87,374 | 0.0% |
| Ishares US ETF TR(NEAR) | SHT MAT BD ETF | 46431W507 | $1.6K | 31,151 | 0.0% |
| Two RDS Shared TR | ANFIELD CAP DI | 90213U115 | $1.4K | 137,217 | 0.0% |
| Ishares TR(IVV) | CORE S&P500 ETF | 464287200 | $1.4K | 4,203 | 0.0% |
| Invesco Actively Managd ETF(GSY) | ULTRA SHRT DUR | 46090A887 | $1.3K | 26,262 | 0.0% |
| Ishares TR(IGIB) | INTRM TR CRP ETF | 464288638 | $1.3K | 21,805 | 0.0% |
| Vanguard Index FDS(VUG) | GROWTH ETF | 922908736 | $1.2K | 6,354 | 0.0% |
| Alps ETF TR(RFFC) | RIVERFRNT FLEX | 00162Q510 | $1.1K | 31,931 | 0.0% |
| Vanguard Index FDS(VTV) | VALUE ETF | 922908744 | $1.1K | 8,955 | 0.0% |
| Spdr Gold Trust(GLD) | GOLD SHS | 78463V107 | $1.1K | 7,508 | 0.0% |
| Vanguard Index FDS(VO) | MID CAP ETF | 922908629 | $1.0K | 5,827 | 0.0% |
| First TR Exchange Traded FD(FTSL) | SENIOR LN FD | 33738D309 | $909 | 18,972 | 0.0% |
| Ishares TR(FLOT) | FLTG RATE NT ETF | 46429B655 | $831 | 16,310 | 0.0% |
| Pimco ETF TR(HYS) | 0-5 HIGH YIELD | 72201R783 | $826 | 8,286 | 0.0% |
| Peoples Utah Bancorp | COM | 712706209 | $771 | 25,610 | 0.0% |
| Ishares TR(ITOT) | CORE S&P TTL STK | 464287150 | $768 | 10,559 | 0.0% |
| Vanguard Index FDS(VB) | SMALL CP ETF | 922908751 | $753 | 4,548 | 0.0% |
| Vanguard Intl Equity Index F(VWO) | FTSE EMR MKT ETF | 922042858 | $749 | 16,837 | 0.0% |
| Vaneck Vectors ETF Trust(ANGL) | FALLEN ANGEL HG | 92189F437 | $677 | 22,664 | 0.0% |
| SSgA Active ETF TR(SRLN) | BLKSTN GSOSRLN | 78467V608 | $673 | 14,440 | 0.0% |
| Ishares TR(IGSB) | SH TR CRPORT ETF | 464288646 | $667 | 12,439 | 0.0% |
| Honeywell Intl Inc(HON) | COM | 438516106 | $596 | 3,370 | 0.0% |
| Ishares TR(GLOF) | MULTIFACTOR GLBL | 46434V316 | $580 | 18,599 | 0.0% |
| Ishares TR(IWP) | RUS MD CP GR ETF | 464287481 | $566 | 3,712 | 0.0% |
| First TR Exch Traded FD III(RFDI) | RIVRFRNT DYN DEV | 33739P608 | $555 | 9,255 | 0.0% |